0001562180-22-004147.txt : 20220517 0001562180-22-004147.hdr.sgml : 20220517 20220517175400 ACCESSION NUMBER: 0001562180-22-004147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220515 FILED AS OF DATE: 20220517 DATE AS OF CHANGE: 20220517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spence Patrick CENTRAL INDEX KEY: 0001743317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38603 FILM NUMBER: 22936217 MAIL ADDRESS: STREET 1: C/O SONOS, INC. STREET 2: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonos Inc CENTRAL INDEX KEY: 0001314727 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 030479476 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-965-3001 MAIL ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-05-15 false 0001314727 Sonos Inc SONO 0001743317 Spence Patrick C/O SONOS, INC. 614 CHAPALA STREET SANTA BARBARA CA 93101 true true false false Chief Executive Officer Common Stock 2022-05-15 4 M false 49811.00 A 718780.00 D Common Stock 2022-05-15 4 F false 24697.00 22.64 D 694083.00 D Restricted Stock Units 2022-05-15 4 M false 4683.00 0.00 D Common Stock 4683.00 340052.00 D Restricted Stock Units 2022-05-15 4 M false 45128.00 0.00 D Common Stock 45128.00 294924.00 D Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. /s/ Robert Capilupi by power of attorney 2022-05-17