0001562180-19-004989.txt : 20191001 0001562180-19-004989.hdr.sgml : 20191001 20191001163452 ACCESSION NUMBER: 0001562180-19-004989 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190204 FILED AS OF DATE: 20191001 DATE AS OF CHANGE: 20191001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Millington Nicholas CENTRAL INDEX KEY: 0001743324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38603 FILM NUMBER: 191129549 MAIL ADDRESS: STREET 1: C/O SONOS, INC. STREET 2: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonos Inc CENTRAL INDEX KEY: 0001314727 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 030479476 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-965-3001 MAIL ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-02-04 false 0001314727 Sonos Inc SONO 0001743324 Millington Nicholas C/O SONOS, INC. 614 CHAPALA STREET SANTA BARBARA CA 93101 false true false false Chief Product Officer Common Stock 2019-02-04 4 M false 100000.00 1.15 A 115493.00 D Common Stock 2019-05-15 4 F false 384.00 10.59 D 115109.00 D Common Stock 2019-08-15 4 M false 17382.00 A 132491.00 D Common Stock 2019-08-15 4 F false 6011.00 11.91 D 126480.00 D Common Stock 2019-08-19 4 S false 21818.00 13.312 D 104662.00 D Employee Stock Option (right to buy) 1.15 2019-02-04 4 M false 100000.00 0.00 D 2019-05-28 Common Stock 100000.00 0.00 D Restricted Stock Units 2019-08-15 4 M false 17382.00 0.00 D Common Stock 17382.00 243348.00 D Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the restricted stock units ("RSUs") to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Due to an administrative error, the number of shares that were withheld on May 15, 2019 to cover taxes due upon the release and settlement of the RSUs was under-reported in the Form 4 that was filed by the Reporting Person with the U.S. Securities and Exchange Commission on May 17, 2019. This number reflects the additional shares that were withheld. Vesting of RSUs granted to the Reporting Person on February 15, 2019. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Represents the weighted average sales price per share. The shares sold at prices ranging from $13.25 to $13.49 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. The stock option is fully vested and immediately exercisable. 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary of the initial vesting date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. /s/ Nanette Agustines, by power of attorney 2019-09-13