0001562180-18-004644.txt : 20181121 0001562180-18-004644.hdr.sgml : 20181121 20181121164810 ACCESSION NUMBER: 0001562180-18-004644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181119 FILED AS OF DATE: 20181121 DATE AS OF CHANGE: 20181121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spence Patrick CENTRAL INDEX KEY: 0001743317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38603 FILM NUMBER: 181198649 MAIL ADDRESS: STREET 1: C/O SONOS, INC. STREET 2: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonos Inc CENTRAL INDEX KEY: 0001314727 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 030479476 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-965-3001 MAIL ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-11-19 false 0001314727 Sonos Inc SONO 0001743317 Spence Patrick C/O SONOS, INC. 614 CHAPALA STREET SANTA BARBARA CA 93101 true true false false Chief Executive Officer Restricted Stock Units 0.00 2018-11-19 4 A false 378044.00 0.00 A Common Stock 0.00 378044.00 D Stock Options (Right to buy) 15.44 2018-11-19 4 A false 875000.00 0.00 A 2028-11-18 Common Stock 875000.00 875000.00 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2018, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. The stock option will vest as to 1/2 of the total number of shares subject to the stock option on November 15, 2021, and the remaining 1/2 of the total number of shares subject to the stock option on November 15, 2022, subject to the continuing employment of the Reporting Person on each vesting date. /s/ Eric Bowers, by power of attorney 2018-11-21