0000899243-19-004381.txt : 20190221 0000899243-19-004381.hdr.sgml : 20190221 20190221162056 ACCESSION NUMBER: 0000899243-19-004381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volpi Michelangelo CENTRAL INDEX KEY: 0001626464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38603 FILM NUMBER: 19622120 MAIL ADDRESS: STREET 1: C/O HORTONWORKS, INC. STREET 2: 3640 W. BAYSHORE RD. CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonos Inc CENTRAL INDEX KEY: 0001314727 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 030479476 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-965-3001 MAIL ADDRESS: STREET 1: 614 CHAPALA STREET CITY: SANTA BARBARA STATE: CA ZIP: 93101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-19 0 0001314727 Sonos Inc SONO 0001626464 Volpi Michelangelo C/O SONOS, INC. 614 CHAPALA STREET SANTA BARBARA CA 93101 1 0 0 0 Common Stock 2019-02-19 4 S 0 79623 11.5355 D 10852111 I See Footnote Common Stock 2019-02-19 4 S 0 7954 11.5355 D 1084142 I See footnotes Common Stock 2019-02-19 4 S 0 440 11.5355 D 59980 I See footnotes Common Stock 2019-02-20 4 S 0 342656 11.3439 D 10509455 I See footnotes Common Stock 2019-02-20 4 S 0 34232 11.3439 D 1049910 I See footnotes Common Stock 2019-02-20 4 S 0 1894 11.3439 D 58086 I See footnotes The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.64. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares are held directly by Index Ventures Growth I (Jersey), L.P. ("Index I"). The shares are held directly by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel"). Michelangelo Volpi, a member of the Issuer's Board of Directors, is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I, Index I Parallel and Yucca (Jersey) SLP (collectively, the "Index Funds"). Mr. Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Mr. Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. The shares are held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index I and Index I Parallel. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.565. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Michelangelo Volpi 2019-02-21