0001104659-22-005406.txt : 20220119 0001104659-22-005406.hdr.sgml : 20220119 20220119160001 ACCESSION NUMBER: 0001104659-22-005406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220118 FILED AS OF DATE: 20220119 DATE AS OF CHANGE: 20220119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perkins Rowland CENTRAL INDEX KEY: 0001314607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39437 FILM NUMBER: 22538684 MAIL ADDRESS: STREET 1: 751 WOODPARK ROAD SW CITY: CALGARY STATE: A0 ZIP: T2W 2S3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Corvus Gold ULC CENTRAL INDEX KEY: 0001507964 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 1750 - 700 WEST PENDER STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 1G8 BUSINESS PHONE: 604-638-3246 MAIL ADDRESS: STREET 1: 1750 - 700 WEST PENDER STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 1G8 FORMER COMPANY: FORMER CONFORMED NAME: Corvus Gold Inc. DATE OF NAME CHANGE: 20101215 4 1 tm223201-10_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-01-18 1 0001507964 Corvus Gold ULC KOR 0001314607 Perkins Rowland C/O CORVUS GOLD ULC 700 WEST PENDER STREET, SUITE 1750 VANCOUVER A1 V6C 1G8 BRITISH COLUMBIA, CANADA 0 0 0 1 Former Director Common Shares 2022-01-18 4 D 0 135000 D 0 D Stock Option (Right to Buy) 2.41 2022-01-18 4 D 0 150000 D 2026-01-15 Common Stock 150000 0 D Stock Option (Right to Buy) 1.57 2022-01-18 4 D 0 75000 D 2025-02-03 Common Stock 75000 0 D Stock Option (Right to Buy) 1.64 2022-01-18 4 D 0 75000 D 2024-06-13 Common Stock 75000 0 D Stock Option (Right to Buy) 1.56 2022-01-18 4 D 0 250000 D 2023-11-19 Common Stock 250000 0 D Stock Option (Right to Buy) 0.617 2022-01-18 4 D 0 100000 D 2022-07-31 Common Stock 100000 0 D Stock Option (Right to Buy) 0.91 2022-01-18 4 D 0 75000 D 2021-09-15 Common Stock 75000 0 D Disposed of pursuant to the Arrangement Agreement and Plan of Arrangement by and between the issuer (formerly known as Corvus Gold Inc.), 1323606 B.C. Unlimited Liability Company (the "Purchaser") and AngloGold Ashanti Holdings plc (the "Guarantor") dated September 13, 2021 (the "Arrangement"), which was consummated on January 18, 2022, and pursuant to which the Purchaser acquired all of the outstanding common shares of the issuer (other than those owned by the Purchaser and its affiliates) in exchange for cash consideration of C$4.10 per share. As previously reported, exercise price reported above was converted from the Canadian exercise price of C$3.05 using an exchange rate of C$1.2654 = US$1.00. Options were granted on January 15, 2021, and vest as follows: One-third on January 15, 2022; one-third on January 15, 2023; and one-third on January 15, 2024. In connection with the Arrangement, all outstanding options to purchase common shares of the issuer as of immediately prior to the effective time of the Arrangement, were deemed unconditionally vested and exercisable, and subsequently cancelled in exchange for cash payment equal to the difference between the per share consideration of C$4.10 and the per share exercise price of such option multiplied by the number of common shares issuable pursuant to such option, less applicable withholdings. As previously reported, the exercise price reported above was converted from the Canadian exercise price of C$2.09 using an exchange rate of C$1.3275=US$1.00. Options were granted on February 3, 2020 and vest as follows: one-third on February 3, 2021, one-third on February 3, 2022 and one-third on February 3, 2023. As previously reported, the exercise price reported above was converted from the Canadian exercise price of C$2.18 using an exchange rate of C$1.3324=US$1.00. Options were granted on June 13, 2019 and vest as follows: one-third on June 13, 2020, one-third on June 13, 2021 and one-third on June 13, 2022. As previously reported, the exercise price reported above was converted from the Canadian exercise price of C$2.06 using an exchange rate of C$1.3182=US$1.00. Options were granted on November 19, 2018 and vest as follows: one-third on November 19, 2019, one-third on November 19, 2020 and one-third on November 19, 2021. As previously reported, the exercise price was converted from C$0.77 based on the July 31, 2017 noon rate as quoted by the Bank of Canada to US$0.617. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise. Options were granted on July 31, 2017 and vest as follows: one-third on July 31, 2018, one-third on July 31, 2019 and one-third on July 31, 2020. As previously reported, expressed in Canadian dollars. Options were granted on September 15, 2016 and vest as follows: one-third on the grant date, one-third on September 15, 2017 and one-third on September 15, 2018. Expiration date extended indefinitely due to current trading blackout in relation to the Arrangement. /s/ Marla Ritchie as attorney-in-fact for Rowland Perkins 2022-01-19