0001314440-21-000017.txt : 20211027
0001314440-21-000017.hdr.sgml : 20211027
20211027171003
ACCESSION NUMBER: 0001314440-21-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211027
DATE AS OF CHANGE: 20211027
EFFECTIVENESS DATE: 20211027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephens Investment Management Group LLC
CENTRAL INDEX KEY: 0001314440
IRS NUMBER: 203456509
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11261
FILM NUMBER: 211353899
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA
STREET 2: SUITE 1900
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 800-458-6589
MAIL ADDRESS:
STREET 1: 111 CENTER STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72203
FORMER COMPANY:
FORMER CONFORMED NAME: Stephens Inc.
DATE OF NAME CHANGE: 20050114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001314440
XXXXXXXX
09-30-2021
09-30-2021
false
Stephens Investment Management Group LLC
111 Center Street
Little Rock
AR
72203
13F HOLDINGS REPORT
028-11261
N
David Prince
Chief Compliance Officer
501-377-2151
David Prince
Little Rock
AR
10-27-2021
0
186
7352913
INFORMATION TABLE
2
infotable.xml
A K A BRANDS HLDG CORP
COM
00152K101
9618
1123560
SH
DFND
0
1123560
0
ANGI INC
COM CL A NEW
00183L102
22816
1848946
SH
DFND
0
1848946
0
ABIOMED INC
COM
003654100
6787
20851
SH
DFND
0
20851
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
100531
1576214
SH
DFND
0
1576214
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
227
395
SH
DFND
0
395
0
AEROVIRONMENT INC
COM
008073108
32248
373590
SH
DFND
0
373590
0
ALIGN TECHNOLOGY INC
COM
016255101
46629
70073
SH
DFND
0
70073
0
ALPHA TEKNOVA INC
COM
02080L102
9118
366324
SH
DFND
0
366324
0
AMAZON COM INC
COM
023135106
164
50
SH
DFND
0
50
0
AMERESCO INC
CL A
02361E108
41561
711303
SH
DFND
0
711303
0
ANSYS INC
COM
03662Q105
36592
107481
SH
DFND
0
107481
0
ASPEN TECHNOLOGY INC
COM
045327103
37927
308854
SH
DFND
0
308854
0
AUTODESK INC
COM
052769106
15655
54898
SH
DFND
0
54898
0
AXON ENTERPRISE INC
COM
05464C101
92801
530230
SH
DFND
0
530230
0
AZEK CO INC
CL A
05478C105
40182
1099966
SH
DFND
0
1099966
0
BALCHEM CORP
COM
057665200
45918
316525
SH
DFND
0
316525
0
BELLRING BRANDS INC
COM CL A
079823100
11253
365944
SH
DFND
0
365944
0
BIOLIFE SOLUTIONS INC
COM NEW
09062W204
9271
219059
SH
DFND
0
219059
0
BIO-TECHNE CORP
COM
09073M104
78576
162156
SH
DFND
0
162156
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
57861
415012
SH
DFND
0
415012
0
BROOKS AUTOMATION INC NEW
COM
114340102
59686
583155
SH
DFND
0
583155
0
BROWN FORMAN CORP
CL B
115637209
8869
132357
SH
DFND
0
132357
0
BURLINGTON STORES INC
COM
122017106
51053
180035
SH
DFND
0
180035
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
5387
61918
SH
DFND
0
61918
0
CME GROUP INC
COM
12572Q105
167
866
SH
DFND
0
866
0
CABOT OIL & GAS CORP
COM
127097103
24212
1112684
SH
DFND
0
1112684
0
CADENCE DESIGN SYSTEM INC
COM
127387108
108532
716666
SH
DFND
0
716666
0
CERNER CORP
COM
156782104
33588
476290
SH
DFND
0
476290
0
CHEFS WHSE INC
COM
163086101
19095
586270
SH
DFND
0
586270
0
CHEGG INC
COM
163092109
70627
1038322
SH
DFND
0
1038322
0
CIENA CORP
COM NEW
171779309
34468
671241
SH
DFND
0
671241
0
COGNEX CORP
COM
192422103
63921
796818
SH
DFND
0
796818
0
COPART INC
COM
217204106
18653
134468
SH
DFND
0
134468
0
COSTAR GROUP INC
COM
22160N109
36150
420052
SH
DFND
0
420052
0
COUPA SOFTWARE INC
COM
22266L106
24722
112793
SH
DFND
0
112793
0
DEXCOM INC
COM
252131107
94513
172828
SH
DFND
0
172828
0
DOCUSIGN INC
COM
256163106
40409
156970
SH
DFND
0
156970
0
DOLLAR TREE INC
COM
256746108
55789
582836
SH
DFND
0
582836
0
DOMINOS PIZZA INC
COM
25754A201
67383
141275
SH
DFND
0
141275
0
DROPBOX INC
CL A
26210C104
6902
236204
SH
DFND
0
236204
0
8X8 INC NEW
COM
282914100
32372
1384004
SH
DFND
0
1384004
0
ELECTRONIC ARTS INC
COM
285512109
53934
379147
SH
DFND
0
379147
0
ENCORE CAP GROUP INC
COM
292554102
11222
227764
SH
DFND
0
227764
0
ENVESTNET INC
COM
29404K106
94558
1178441
SH
DFND
0
1178441
0
EXELIXIS INC
COM
30161Q104
72556
3432147
SH
DFND
0
3432147
0
FARFETCH LTD
ORD SH CL A
30744W107
27289
728099
SH
DFND
0
728099
0
FASTENAL CO
COM
311900104
7976
154546
SH
DFND
0
154546
0
FIREEYE INC
COM
31816Q101
63608
3573477
SH
DFND
0
3573477
0
FLOOR & DECOR HLDGS INC
CL A
339750101
87501
724407
SH
DFND
0
724407
0
FORTINET INC
COM
34959E109
59864
204984
SH
DFND
0
204984
0
FOX FACTORY HLDG CORP
COM
35138V102
22616
156469
SH
DFND
0
156469
0
GTY TECHNOLOGY HOLDINGS INC
COM
362409104
11880
1579779
SH
DFND
0
1579779
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
48643
409210
SH
DFND
0
409210
0
HALOZYME THERAPEUTICS INC
COM
40637H109
51683
1270480
SH
DFND
0
1270480
0
HEALTHSTREAM INC
COM
42222N103
13256
463836
SH
DFND
0
463836
0
HEALTHEQUITY INC
COM
42226A107
52608
812358
SH
DFND
0
812358
0
HEICO CORP NEW
CL A
422806208
65965
556997
SH
DFND
0
556997
0
HOLOGIC INC
COM
436440101
49182
666328
SH
DFND
0
666328
0
HUB GROUP INC
CL A
443320106
21202
308386
SH
DFND
0
308386
0
HUNT J B TRANS SVCS INC
COM
445658107
30638
183221
SH
DFND
0
183221
0
HYDROFARM HLDGS GROUP INC
COM
44888K209
10439
275802
SH
DFND
0
275802
0
IAC INTERACTIVECORP NEW
COM NEW
44891N208
46727
358639
SH
DFND
0
358639
0
IAA INC
COM
449253103
25074
459486
SH
DFND
0
459486
0
ICF INTL INC
COM
44925C103
13129
147040
SH
DFND
0
147040
0
IPG PHOTONICS CORP
COM
44980X109
22760
143690
SH
DFND
0
143690
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
16027
273682
SH
DFND
0
273682
0
IDEXX LABS INC
COM
45168D104
100288
161260
SH
DFND
0
161260
0
ILLUMINA INC
COM
452327109
27577
67989
SH
DFND
0
67989
0
INSULET CORP
COM
45784P101
21879
76978
SH
DFND
0
76978
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
4923
4952
SH
DFND
0
4952
0
KLA CORP
COM NEW
482480100
5910
17669
SH
DFND
0
17669
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
10690
65070
SH
DFND
0
65070
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
40383
1810068
SH
DFND
0
1810068
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
25
112
SH
DFND
0
112
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
21123
326731
SH
DFND
0
326731
0
LESLIES INC
COM
527064109
43060
2096413
SH
DFND
0
2096413
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
57144
410164
SH
DFND
0
410164
0
LIMONEIRA CO
COM
532746104
11945
738698
SH
DFND
0
738698
0
LINDSAY CORP
COM
535555106
16283
107271
SH
DFND
0
107271
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
68662
753448
SH
DFND
0
753448
0
LULULEMON ATHLETICA INC
COM
550021109
9689
23940
SH
DFND
0
23940
0
MGP INGREDIENTS INC NEW
COM
55303J106
70777
1087209
SH
DFND
0
1087209
0
MAGNOLIA OIL & GAS CORP
CL A
559663109
39996
2248247
SH
DFND
0
2248247
0
MANHATTAN ASSOCIATES INC
COM
562750109
123375
806213
SH
DFND
0
806213
0
MARKETAXESS HLDGS INC
COM
57060D108
68958
163916
SH
DFND
0
163916
0
MASTERCARD INCORPORATED
CL A
57636Q104
150
430
SH
DFND
0
430
0
MATCH GROUP INC NEW
COM
57667L107
79771
508127
SH
DFND
0
508127
0
MAXIMUS INC
COM
577933104
22054
265071
SH
DFND
0
265071
0
MEDPACE HLDGS INC
COM
58506Q109
13975
73835
SH
DFND
0
73835
0
MERCADOLIBRE INC
COM
58733R102
6217
3702
SH
DFND
0
3702
0
MERCURY SYS INC
COM
589378108
34625
730177
SH
DFND
0
730177
0
MICROSOFT CORP
COM
594918104
469
1665
SH
DFND
0
1665
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
74534
485592
SH
DFND
0
485592
0
MISSION PRODUCE INC
COM
60510V108
24628
1339957
SH
DFND
0
1339957
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
29725
334626
SH
DFND
0
334626
0
MONTROSE ENVIRONMENTAL GROUP
COM
615111101
27425
444203
SH
DFND
0
444203
0
NATIONAL INSTRS CORP
COM
636518102
47431
1209043
SH
DFND
0
1209043
0
NEOGEN CORP
COM
640491106
52863
1217198
SH
DFND
0
1217198
0
NETFLIX INC
COM
64110L106
157
258
SH
DFND
0
258
0
NICE LTD
SPONSORED ADR
653656108
8881
31268
SH
DFND
0
31268
0
NLIGHT INC
COM
65487K100
23203
823092
SH
DFND
0
823092
0
NVIDIA CORPORATION
COM
67066G104
100
484
SH
DFND
0
484
0
NUVASIVE INC
COM
670704105
43634
729050
SH
DFND
0
729050
0
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
56090
930498
SH
DFND
0
930498
0
OMNICELL COM
COM
68213N109
39848
268465
SH
DFND
0
268465
0
ONTO INNOVATION INC
COM
683344105
44938
621978
SH
DFND
0
621978
0
OPEN LENDING CORP
COM CL A
68373J104
9992
277008
SH
DFND
0
277008
0
PRA GROUP INC
COM
69354N106
75556
1792984
SH
DFND
0
1792984
0
PTC INC
COM
69370C100
48166
402088
SH
DFND
0
402088
0
PACIRA BIOSCIENCES INC
COM
695127100
54593
974882
SH
DFND
0
974882
0
PALO ALTO NETWORKS INC
COM
697435105
61392
128167
SH
DFND
0
128167
0
PALOMAR HLDGS INC
COM
69753M105
63842
789831
SH
DFND
0
789831
0
PAPA JOHNS INTL INC
COM
698813102
78484
618033
SH
DFND
0
618033
0
PAYPAL HLDGS INC
COM
70450Y103
297
1143
SH
DFND
0
1143
0
PIONEER NAT RES CO
COM
723787107
27704
166382
SH
DFND
0
166382
0
PIPER SANDLER COMPANIES
COM
724078100
49027
354087
SH
DFND
0
354087
0
POOL CORP
COM
73278L105
41838
96311
SH
DFND
0
96311
0
POWER INTEGRATIONS INC
COM
739276103
68798
695002
SH
DFND
0
695002
0
PROG HOLDINGS INC
COM NPV
74319R101
86060
2048566
SH
DFND
0
2048566
0
PROS HOLDINGS INC
COM
74346Y103
40965
1154591
SH
DFND
0
1154591
0
Q2 HLDGS INC
COM
74736L109
41011
511742
SH
DFND
0
511742
0
QUALYS INC
COM
74758T303
40906
367564
SH
DFND
0
367564
0
RALPH LAUREN CORP
CL A
751212101
44213
398168
SH
DFND
0
398168
0
RAPID7 INC
COM
753422104
63967
565981
SH
DFND
0
565981
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
66
772
SH
DFND
0
772
0
RBC BEARINGS INC
COM
75524B104
58772
276967
SH
DFND
0
276967
0
REPLIGEN CORP
COM
759916109
161339
558287
SH
DFND
0
558287
0
REPAY HLDGS CORP
COM CL A
76029L100
41415
1798320
SH
DFND
0
1798320
0
RESMED INC
COM
761152107
70958
269238
SH
DFND
0
269238
0
REVOLVE GROUP INC
CL A
76156B107
66930
1083529
SH
DFND
0
1083529
0
RINGCENTRAL INC
CL A
76680R206
37334
171652
SH
DFND
0
171652
0
ROCKWELL AUTOMATION INC
COM
773903109
40656
138267
SH
DFND
0
138267
0
ROKU INC
COM CL A
77543R102
30913
98652
SH
DFND
0
98652
0
ROPER TECHNOLOGIES INC
COM
776696106
7802
17488
SH
DFND
0
17488
0
ROSS STORES INC
COM
778296103
8614
79136
SH
DFND
0
79136
0
RYAN SPECIALTY GROUP HLDGS I
CL A
78351F107
44481
1313286
SH
DFND
0
1313286
0
SPS COMM INC
COM
78463M107
44193
273961
SH
DFND
0
273961
0
SVB FINANCIAL GROUP
COM
78486Q101
82321
127258
SH
DFND
0
127258
0
SALESFORCE COM INC
COM
79466L302
184
680
SH
DFND
0
680
0
HENRY SCHEIN INC
COM
806407102
6974
91568
SH
DFND
0
91568
0
SCHRODINGER INC
COM
80810D103
10421
190583
SH
DFND
0
190583
0
SEMTECH CORP
COM
816850101
89201
1144042
SH
DFND
0
1144042
0
SHOPIFY INC
CL A
82509L107
290
214
SH
DFND
0
214
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
11004
40416
SH
DFND
0
40416
0
SILICON LABORATORIES INC
COM
826919102
63356
452028
SH
DFND
0
452028
0
SILVERGATE CAP CORP
CL A
82837P408
58189
503801
SH
DFND
0
503801
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
106460
533713
SH
DFND
0
533713
0
SPLUNK INC
COM
848637104
7735
53455
SH
DFND
0
53455
0
SQUARE INC
CL A
852234103
205
856
SH
DFND
0
856
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
33073
1240078
SH
DFND
0
1240078
0
SYNEOS HEALTH INC
CL A
87166B102
11465
131063
SH
DFND
0
131063
0
TJX COS INC NEW
COM
872540109
129
1949
SH
DFND
0
1949
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
226
2026
SH
DFND
0
2026
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
66426
431144
SH
DFND
0
431144
0
TANDEM DIABETES CARE INC
COM NEW
875372203
97933
820346
SH
DFND
0
820346
0
TOAST INC
CL A
888787108
25
500
SH
DFND
0
500
0
TRADEWEB MKTS INC
CL A
892672106
79484
983958
SH
DFND
0
983958
0
TRAEGER INC
COMMON STOCK
89269P103
10537
503449
SH
DFND
0
503449
0
TREX CO INC
COM
89531P105
74297
728902
SH
DFND
0
728902
0
TYLER TECHNOLOGIES INC
COM
902252105
71025
154856
SH
DFND
0
154856
0
ULTA BEAUTY INC
COM
90384S303
67928
188207
SH
DFND
0
188207
0
UNITED PARCEL SERVICE INC
CL B
911312106
158
869
SH
DFND
0
869
0
UNITY SOFTWARE INC
COM
91332U101
26994
213817
SH
DFND
0
213817
0
VARONIS SYS INC
COM
922280102
58829
966782
SH
DFND
0
966782
0
VEEVA SYS INC
CL A COM
922475108
11983
41583
SH
DFND
0
41583
0
VERISK ANALYTICS INC
COM
92345Y106
70922
354130
SH
DFND
0
354130
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
24281
1111237
SH
DFND
0
1111237
0
WARNER MUSIC GROUP CORP
COM CL A
934550203
45777
1071049
SH
DFND
0
1071049
0
WEX INC
COM
96208T104
69415
394090
SH
DFND
0
394090
0
WINGSTOP INC
COM
974155103
106987
652640
SH
DFND
0
652640
0
XILINX INC
COM
983919101
9954
65924
SH
DFND
0
65924
0
YETI HLDGS INC
COM
98585X104
18104
211272
SH
DFND
0
211272
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
5436
88842
SH
DFND
0
88842
0
MIMECAST LTD
ORD SHS
G14838109
18635
292998
SH
DFND
0
292998
0
ICON PLC
SHS
G4705A100
163859
625370
SH
DFND
0
625370
0
IHS MARKIT LTD
SHS
G47567105
5591
47940
SH
DFND
0
47940
0
MEDTRONIC PLC
SHS
G5960L103
114
908
SH
DFND
0
908
0
GARMIN LTD
SHS
H2906T109
46583
299646
SH
DFND
0
299646
0
GLOBANT S A
COM
L44385109
42838
152442
SH
DFND
0
152442
0
NEOGAMES S A
SHS
L6673X107
10353
281950
SH
DFND
0
281950
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
9284
41200
SH
DFND
0
41200
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
74516
472157
SH
DFND
0
472157
0
KORNIT DIGITAL LTD
SHS
M6372Q113
134549
929592
SH
DFND
0
929592
0
WIX COM LTD
SHS
M98068105
22975
117237
SH
DFND
0
117237
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
114
153
SH
DFND
0
153
0
NXP SEMICONDUCTORS N V
COM
N6596X109
9515
48578
SH
DFND
0
48578
0