-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BUgoeetEb435wICje0x6y5QDCqPne5xqF+1VLTK9wPhna6+fRMAkDGMNoBWzlrKN e99L9E1sJwR4mJaDoPOlQQ== 0001314440-08-000009.txt : 20080509 0001314440-08-000009.hdr.sgml : 20080509 20080509121306 ACCESSION NUMBER: 0001314440-08-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 EFFECTIVENESS DATE: 20080509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stephens Investment Management Group LLC CENTRAL INDEX KEY: 0001314440 IRS NUMBER: 203456509 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11261 FILM NUMBER: 08816973 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: SUITE 1050 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 800-458-6589 MAIL ADDRESS: STREET 1: 111 CENTER STREET CITY: LITTLE ROCK STATE: AR ZIP: 72203 FORMER COMPANY: FORMER CONFORMED NAME: Stephens Inc. DATE OF NAME CHANGE: 20050114 13F-HR 1 simg081st.txt QUARTELY 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephens Inc. Address: 111 Center Street Little Rock, AR 72201 13F File Number: 28-11261 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Prince Title: Executive Vice President, Chief Compliance Officer Phone: (501) 377-2151 Signature, Place, and Date of Signing: /s/ David C. Prince Little Rock, Arkansas May 8, 2008 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 163 Form 13F Information Table Value Total: $315,339 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE TITLE OF VALUE PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) SHARES SH CALL DSCRETN MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------- AGCO CORP COM 001084102 290 4830 SH DEFINED 0 4830 0 AARON RENTS INC COM 002535201 2417 113595 SH DEFINED 0 113595 0 ABERCROMBIE & FITCH CO CL A 002896207 240 3310 SH DEFINED 0 3310 0 ACTIVISION INC NEW COM NEW 004930202 810 29681 SH DEFINED 0 29681 0 ADVISORY BRD CO COM 00762W107 3112 57840 SH DEFINED 0 57840 0 AFFILIATED MANAGERS GROUP COM 008252108 1034 11765 SH DEFINED 0 11765 0 AFFYMETRIX INC COM 00826T108 2043 118455 SH DEFINED 0 118455 0 AIXTRON AKTIENGESELLSCHAFT SPONSORE 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