0000757657-16-000066.txt : 20161130
0000757657-16-000066.hdr.sgml : 20161130
20161130112109
ACCESSION NUMBER: 0000757657-16-000066
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161130
DATE AS OF CHANGE: 20161130
EFFECTIVENESS DATE: 20161130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephens Investment Management Group LLC
CENTRAL INDEX KEY: 0001314440
IRS NUMBER: 203456509
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11261
FILM NUMBER: 162024412
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA
STREET 2: SUITE 1900
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 800-458-6589
MAIL ADDRESS:
STREET 1: 111 CENTER STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72203
FORMER COMPANY:
FORMER CONFORMED NAME: Stephens Inc.
DATE OF NAME CHANGE: 20050114
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001314440
XXXXXXXX
09-30-2016
09-30-2016
true
93
RESTATEMENT
false
Stephens Investment Management Group LLC
111 Center Street
Little Rock
AR
72203
13F HOLDINGS REPORT
028-11261
N
David Prince
Chief Compliance Officer/Counsel
501-377-2151
David Prince
Little Rock
AR
11-30-2016
0
175
3355703
INFORMATION TABLE
2
infotable.xml
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AARONS INC
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0
105302
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ABAXIS INC
COM
002567105
14180
274696
SH
DFND
0
274696
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ABIOMED INC
COM
003654100
35005
272241
SH
DFND
0
272241
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
39819
803621
SH
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803621
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ACUITY BRANDS INC
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00508Y102
28262
106812
SH
DFND
0
106812
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ADOBE SYS INC
COM
00724F101
43
395
SH
DFND
0
395
0
ADVISORY BRD CO
COM
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SH
DFND
0
865648
0
AEROVIRONMENT INC
COM
008073108
8849
362495
SH
DFND
0
362495
0
AFFILIATED MANAGERS GROUP
COM
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2366
16352
SH
DFND
0
16352
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
9662
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SH
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AKORN INC
COM
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SH
DFND
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ALEXION PHARMACEUTICALS INC
COM
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1445
11796
SH
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AMAZON COM INC
COM
023135106
126
150
SH
DFND
0
150
0
ANSYS INC
COM
03662Q105
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98390
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APPLIED MATLS INC
COM
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1975
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ASPEN TECHNOLOGY INC
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ASTRONICS CORP
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ATHENAHEALTH INC
COM
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AUTODESK INC
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BAKER HUGHES INC
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BALCHEM CORP
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BIO TECHNE CORP
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10413
95098
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BRIGHT HORIZONS FAM SOL IN D
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BROWN FORMAN CORP
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BUFFALO WILD WINGS INC
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CABOT OIL & GAS CORP
COM
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CADENCE DESIGN SYSTEM INC
COM
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SH
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CALAMP CORP
COM
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CALAVO GROWERS INC
COM
128246105
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SH
DFND
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CARMAX INC
COM
143130102
16280
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DFND
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CARRIZO OIL & GAS INC
COM
144577103
22117
544475
SH
DFND
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CAVIUM INC
COM
14964U108
26828
460956
SH
DFND
0
460956
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CERNER CORP
COM
156782104
24344
394239
SH
DFND
0
394239
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CHUYS HLDGS INC
COM
171604101
29110
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SH
DFND
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CINEMARK HOLDINGS INC
COM
17243V102
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SH
DFND
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COGNEX CORP
COM
192422103
46733
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SH
DFND
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COPART INC
COM
217204106
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74915
SH
DFND
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COSTAR GROUP INC
COM
22160N109
55482
256231
SH
DFND
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CYBEROPTICS CORP
COM
232517102
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DFND
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DENTSPLY SIRONA INC
COM
24906P109
2231
37539
SH
DFND
0
37539
0
DEXCOM INC
COM
252131107
1588
18117
SH
DFND
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18117
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EAST WEST BANCORP INC
COM
27579R104
13205
359718
SH
DFND
0
359718
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ECHO GLOBAL LOGISTICS INC
COM
27875T101
13230
573741
SH
DFND
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573741
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8X8 INC NEW
COM
282914100
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DFND
0
209534
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ELECTRONIC ARTS INC
COM
285512109
3683
43128
SH
DFND
0
43128
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ENVESTNET INC
COM
29404K106
42709
1171716
SH
DFND
0
117171
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EURONET WORLDWIDE INC
COM
298736109
55323
676075
SH
DFND
0
676075
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EXPEDIA INC DEL
COM NEW
30212P303
17650
151219
SH
DFND
0
151219
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FLIR SYS INC
COM
302445101
25073
797979
SH
DFND
0
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FACEBOOK INC
CL A
30303M102
47
365
SH
DFND
0
365
0
FASTENAL CO
COM
311900104
2772
66342
SH
DFND
0
66342
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FIREEYE INC
COM
31816Q101
5441
369385
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DFND
0
369385
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FLOTEK INDS INC DEL
COM
343389102
13885
954929
SH
DFND
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954929
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FORTINET INC
COM
34959E109
23126
626205
SH
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FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
28785
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144937
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GENERAL ELECTRIC CO
COM
369604103
33
1115
SH
DFND
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1115
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GUIDEWIRE SOFTWARE INC
COM
40171V100
41953
699445
SH
DFND
0
699445
0
HMS HLDGS CORP
COM
40425J101
55671
2511106
SH
DFND
0
251110
0
HARMAN INTL INDS INC
COM
413086109
10374
122843
SH
DFND
0
122843
0
HEALTHSTREAM INC
COM
42222N103
14826
537175
SH
DFND
0
537175
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HEALTHEQUITY INC
COM
42226A107
47517
1255402
SH
DFND
0
125540
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HEICO CORP NEW
CL A
422806208
27003
446255
SH
DFND
0
446255
0
HILLTOP HOLDINGS INC
COM
432748101
36480
1624208
SH
DFND
0
162420
0
HOLOGIC INC
COM
436440101
17231
443747
SH
DFND
0
443747
0
HUB GROUP INC
CL A
443320106
8608
211195
SH
DFND
0
211195
0
HUNT J B TRANS SVCS INC
COM
445658107
9013
111079
SH
DFND
0
111079
0
IPG PHOTONICS CORP
COM
44980X109
2243
27240
SH
DFND
0
27240
0
IDEXX LABS INC
COM
45168D104
29182
258869
SH
DFND
0
258869
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ILLUMINA INC
COM
452327109
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141109
SH
DFND
0
141109
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IMAX CORP
COM
45245E109
42658
1472474
SH
DFND
0
147247
0
IMPERVA INC
COM
45321L100
11510
214305
SH
DFND
0
214305
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
24544
1062510
SH
DFND
0
106251
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INTUITIVE SURGICAL INC
COM NEW
46120E602
14600
20143
SH
DFND
0
20143
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INVENTURE FOODS INC
COM
461212102
8965
953714
SH
DFND
0
953714
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LKQ CORP
COM
501889208
23108
651671
SH
DFND
0
651671
0
LAM RESEARCH CORP
COM
512807108
2224
23481
SH
DFND
0
23481
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
39712
389100
SH
DFND
0
389100
0
LINDSAY CORP
COM
535555106
8647
116880
SH
DFND
0
116880
0
MGP INGREDIENTS INC NEW
COM
55303J106
22834
563514
SH
DFND
0
563514
0
MSC INDL DIRECT INC
CL A
553530106
20344
277128
SH
DFND
0
277128
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
9754
230375
SH
DFND
0
230375
0
MANHATTAN ASSOCS INC
COM
562750109
28431
493415
SH
DFND
0
493415
0
MARKETAXESS HLDGS INC
COM
57060D108
45080
272240
SH
DFND
0
272240
0
MASTERCARD INCORPORATED
CL A
57636Q104
44
430
SH
DFND
0
430
0
MAXIMUS INC
COM
577933104
14809
261825
SH
DFND
0
261825
0
MEDIDATA SOLUTIONS INC
COM
58471A105
44611
800053
SH
DFND
0
800053
0
MERCADOLIBRE INC
COM
58733R102
29196
157844
SH
DFND
0
157844
0
MICROSOFT CORP
COM
594918104
44
765
SH
DFND
0
765
0
MICROCHIP TECHNOLOGY INC
COM
595017104
24366
392109
SH
DFND
0
392109
0
MICROSEMI CORP
COM
595137100
35446
844355
SH
DFND
0
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0
MIMEDX GROUP INC
COM
602496101
10370
1208584
SH
DFND
0
120858
0
MONRO MUFFLER BRAKE INC
COM
610236101
18162
296916
SH
DFND
0
296916
0
MONSANTO CO NEW
COM
61166W101
28
270
SH
DFND
0
270
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
22408
152632
SH
DFND
0
152632
0
MOTORCAR PTS AMER INC
COM
620071100
15256
530096
SH
DFND
0
530096
0
MUELLER WTR PRODS INC
COM SER A
624758108
18794
1497495
SH
DFND
0
149749
0
NATIONAL CINEMEDIA INC
COM
635309107
50039
3399380
SH
DFND
0
339938
0
NATIONAL INSTRS CORP
COM
636518102
18194
640629
SH
DFND
0
640629
0
NEOGEN CORP
COM
640491106
38103
681149
SH
DFND
0
681149
0
NETFLIX INC
COM
64110L106
20144
204402
SH
DFND
0
204402
0
NVIDIA CORP
COM
67066G104
4441
64819
SH
DFND
0
64819
0
NUVASIVE INC
COM
670704105
39871
598131
SH
DFND
0
598131
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O REILLY AUTOMOTIVE INC NEW
COM
67103H107
14020
50051
SH
DFND
0
50051
0
OCEANEERING INTL INC
COM
675232102
17767
645838
SH
DFND
0
645838
0
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
22763
868495
SH
DFND
0
868495
0
OMNICELL INC
COM
68213N109
13049
340705
SH
DFND
0
340705
0
ORBITAL ATK INC
COM
68557N103
29099
381722
SH
DFND
0
381722
0
PDC ENERGY INC
COM
69327R101
15298
228130
SH
DFND
0
228130
0
PACIRA PHARMACEUTICALS INC
COM
695127100
21165
618505
SH
DFND
0
618505
0
PALO ALTO NETWORKS INC
COM
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15550
97595
SH
DFND
0
97595
0
PAPA JOHNS INTL INC
COM
698813102
35784
453829
SH
DFND
0
453829
0
PAREXEL INTL CORP
COM
699462107
33115
476818
SH
DFND
0
476818
0
PIONEER NAT RES CO
COM
723787107
3754
20219
SH
DFND
0
20219
0
POTBELLY CORP
COM
73754Y100
14993
1206187
SH
DFND
0
120618
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POWER INTEGRATIONS INC
COM
739276103
38116
604721
SH
DFND
0
604721
0
PROOFPOINT INC
COM
743424103
46373
619550
SH
DFND
0
619550
0
PROTO LABS INC
COM
743713109
34648
578329
SH
DFND
0
578329
0
Q2 HLDGS INC
COM
74736L109
8943
312055
SH
DFND
0
312055
0
QUALYS INC
COM
74758T303
27789
727660
SH
DFND
0
727660
0
RPC INC
COM
749660106
21705
1291959
SH
DFND
0
129195
0
RANGE RES CORP
COM
75281A109
10527
271654
SH
DFND
0
271654
0
RBC BEARINGS INC
COM
75524B104
15027
196483
SH
DFND
0
196483
0
RED HAT INC
COM
756577102
13019
161072
SH
DFND
0
161072
0
REPLIGEN CORP
COM
759916109
17982
595619
SH
DFND
0
595619
0
RESMED INC
COM
761152107
18787
289964
SH
DFND
0
289964
0
RICE ENERGY INC
COM
762760106
44538
1705780
SH
DFND
0
170578
0
RIGNET INC
COM
766582100
10025
663001
SH
DFND
0
663001
0
ROPER TECHNOLOGIES INC
COM
776696106
2016
11046
SH
DFND
0
11046
0
ROSS STORES INC
COM
778296103
25294
393371
SH
DFND
0
393371
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
11912
671470
SH
DFND
0
671470
0
SPS COMM INC
COM
78463M107
20102
273833
SH
DFND
0
273833
0
SVB FINL GROUP
COM
78486Q101
32665
295504
SH
DFND
0
295504
0
SALESFORCE COM INC
COM
79466L302
2140
29996
SH
DFND
0
29996
0
SCHEIN HENRY INC
COM
806407102
3648
22381
SH
DFND
0
22381
0
SEMTECH CORP
COM
816850101
26101
941264
SH
DFND
0
941264
0
SHOPIFY INC
CL A
82509L107
19591
456465
SH
DFND
0
456465
0
SPLUNK INC
COM
848637104
1982
33773
SH
DFND
0
33773
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
17528
1666174
SH
DFND
0
166617
0
STAMPS COM INC
COM NEW
852857200
18041
190895
SH
DFND
0
190895
0
STARBUCKS CORP
COM
855244109
37
680
SH
DFND
0
680
0
TJX COS INC NEW
COM
872540109
62
825
SH
DFND
0
825
0
TABLEAU SOFTWARE INC
CL A
87336U105
8118
146881
SH
DFND
0
146881
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
50
1642
SH
DFND
0
1642
0
TASER INTL INC
COM
87651B104
27094
947005
SH
DFND
0
947005
0
TESLA MTRS INC
COM
88160R101
1457
7139
SH
DFND
0
7139
0
TRACTOR SUPPLY CO
COM
892356106
16232
241004
SH
DFND
0
241004
0
TREEHOUSE FOODS INC
COM
89469A104
27292
313022
SH
DFND
0
313022
0
TREX CO INC
COM
89531P105
19924
339310
SH
DFND
0
339310
0
TRIPADVISOR INC
COM
896945201
1322
20920
SH
DFND
0
20920
0
TYLER TECHNOLOGIES INC
COM
902252105
38047
222200
SH
DFND
0
222200
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
25041
105224
SH
DFND
0
105224
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
46802
228982
SH
DFND
0
228982
0
UNDER ARMOUR INC
CL A
904311107
2478
64058
SH
DFND
0
64058
0
UNITED PARCEL SERVICE INC
CL B
911312106
36
330
SH
DFND
0
330
0
VCA INC
COM
918194101
25480
364097
SH
DFND
0
364097
0
VARIAN MED SYS INC
COM
92220P105
1705
17134
SH
DFND
0
17134
0
VERISK ANALYTICS INC
COM
92345Y106
21612
265893
SH
DFND
0
265893
0
WAGEWORKS INC
COM
930427109
50445
828196
SH
DFND
0
828196
0
WEX INC
COM
96208T104
31874
294885
SH
DFND
0
294885
0
WINGSTOP INC
COM
974155103
24684
842462
SH
DFND
0
842462
0
XILINX INC
COM
983919101
2996
55138
SH
DFND
0
55138
0
MIMECAST LTD
ORD SHS
G14838109
5260
274955
SH
DFND
0
274955
0
CARDTRONICS PLC
SHS CL A
G1991C105
47152
1057228
SH
DFND
0
105722
0
ICON PLC
SHS
G4705A100
53466
691048
SH
DFND
0
691048
0
IHS MARKIT LTD
SHS
G47567105
10254
273068
SH
DFND
0
273068
0
GLOBANT S A
COM
L44385109
6582
156275
SH
DFND
0
156275
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
2210
28471
SH
DFND
0
28471
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
23874
481620
SH
DFND
0
481620
0
CORE LABORATORIES N V
COM
N22717107
22613
201310
SH
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MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
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287105
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287105
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NXP SEMICONDUCTORS N V
COM
N6596X109
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20052
SH
DFND
0
20052
0
QIAGEN NV
REG SHS
N72482107
2977
108488
SH
DFND
0
108488
0
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
1656
42712
SH
DFND
0
42712
0