0000757657-13-000017.txt : 20131106
0000757657-13-000017.hdr.sgml : 20131106
20131106172756
ACCESSION NUMBER: 0000757657-13-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131106
DATE AS OF CHANGE: 20131106
EFFECTIVENESS DATE: 20131106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephens Investment Management Group LLC
CENTRAL INDEX KEY: 0001314440
IRS NUMBER: 203456509
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11261
FILM NUMBER: 131197572
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA
STREET 2: SUITE 1900
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 800-458-6589
MAIL ADDRESS:
STREET 1: 111 CENTER STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72203
FORMER COMPANY:
FORMER CONFORMED NAME: Stephens Inc.
DATE OF NAME CHANGE: 20050114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001314440
XXXXXXXX
09-30-2013
09-30-2013
false
Stephens Investment Management Group LLC
111 Center Street
Little Rock
AR
72203
13F HOLDINGS REPORT
028-11261
N
David C. Prince
EVP/ Chief Compliance Officer
501-377-2151
David C. Prince
Little Rock
AR
08-12-2013
0
204
2884934
INFORMATION TABLE
2
infotable.xml
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ACACIA RESH CORP
ACACIA TCH COM
003881307
22489
975236
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0
975236
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
27367
694053
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ACUITY BRANDS INC
COM
00508Y102
10893
118380
SH
DFND
0
118380
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ADVISORY BRD CO
COM
00762W107
37262
626470
SH
DFND
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626470
0
AEGION CORP
COM
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15112
636833
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0
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AFFILIATED MANAGERS GROUP
COM
008252108
1865
10210
SH
DFND
0
10210
0
AIRGAS INC
COM
009363102
4322
40750
SH
DFND
0
40750
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AKAMAI TECHNOLOGIES INC
COM
00971T101
1061
20515
SH
DFND
0
20515
0
AKORN INC
COM
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30079
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SH
DFND
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ALEXION PHARMACEUTICALS INC
COM
015351109
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DFND
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5935
0
ALLIANCE DATA SYSTEMS CORP
COM
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5288
25005
SH
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AMAZON COM INC
COM
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150
SH
DFND
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ANNIES INC
COM
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DFND
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COM
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COM
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COM
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ASTRONICS CORP
COM
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ATHENAHEALTH INC
COM
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BALCHEM CORP
COM
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15228
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DFND
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05969A105
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COM
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1574
21325
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BEACON ROOFING SUPPLY INC
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073685109
17776
482137
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DFND
0
482137
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BJS RESTAURANTS INC
COM
09180C106
1191
41472
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BOULDER BRANDS INC
COM
101405108
24474
1525800
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DFND
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BROWN FORMAN CORP
CL B
115637209
1180
17325
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DFND
0
17325
0
BUFFALO WILD WINGS INC
COM
119848109
18264
164212
SH
DFND
0
164212
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CABELAS INC
COM
126804301
18394
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DFND
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CADENCE DESIGN SYSTEM INC
COM
127387108
1948
144315
SH
DFND
0
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0
CARDTRONICS INC
COM
14161H108
39862
1074441
SH
DFND
0
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0
CARMAX INC
COM
143130102
5496
113380
SH
DFND
0
113380
0
CARRIZO OIL & GAS INC
COM
144577103
28003
750551
SH
DFND
0
750551
0
CATAMARAN CORP
COM
148887102
4388
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SH
DFND
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CAVIUM INC
COM
14964U108
16504
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DFND
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CEPHEID
COM
15670R107
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SH
DFND
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CERNER CORP
COM
156782104
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DFND
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0
CHART INDS INC
COM PAR $0.01
16115Q308
21125
171693
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DFND
0
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CHIPOTLE MEXICAN GRILL INC
COM
169656105
664
1550
SH
DFND
0
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CHUYS HLDGS INC
COM
171604101
33698
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SH
DFND
0
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CINEMARK HOLDINGS INC
COM
17243V102
1121
35310
SH
DFND
0
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CLEAN HARBORS INC
COM
184496107
15862
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SH
DFND
0
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COGNEX CORP
COM
192422103
35832
1142616
SH
DFND
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CONCUR TECHNOLOGIES INC
COM
206708109
19141
173222
SH
DFND
0
173222
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CORPORATE EXECUTIVE BRD CO
COM
21988R102
29901
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DFND
0
411744
0
COSTAR GROUP INC
COM
22160N109
55722
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SH
DFND
0
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COVANCE INC
COM
222816100
4508
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DFND
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52137
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CREE INC
COM
225447101
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37450
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DFND
0
37450
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CUBIST PHARMACEUTICALS INC
COM
229678107
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DFND
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DXP ENTERPRISES INC NEW
COM NEW
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15344
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SH
DFND
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DEMANDWARE INC
COM
24802Y105
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DISNEY WALT CO
COM DISNEY
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650
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DFND
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DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
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75525
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75525
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
21851
767790
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DFND
0
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DRIL-QUIP INC
COM
262037104
31782
276971
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DFND
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EAST WEST BANCORP INC
COM
27579R104
18170
568693
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DFND
0
568693
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ECHO GLOBAL LOGISTICS INC
COM
27875T101
19975
953939
SH
DFND
0
953939
0
ELECTRONIC ARTS INC
COM
285512109
778
30445
SH
DFND
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0
ENCORE CAP GROUP INC
COM
292554102
49769
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DFND
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EURONET WORLDWIDE INC
COM
298736109
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DFND
0
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EXONE CO
COM
302104104
7448
174825
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DFND
0
174825
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FMC TECHNOLOGIES INC
COM
30249U101
1178
21255
SH
DFND
0
21255
0
FASTENAL CO
COM
311900104
1568
31200
SH
DFND
0
31200
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FIRST CASH FINL SVCS INC
COM
31942D107
34020
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SH
DFND
0
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FLOW INTL CORP
COM
343468104
9033
2263866
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DFND
0
226386
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FORTINET INC
COM
34959E109
16921
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SH
DFND
0
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FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
20535
760256
SH
DFND
0
760256
0
FRESH MKT INC
COM
35804H106
32034
677101
SH
DFND
0
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0
HMS HLDGS CORP
COM
40425J101
23842
1108425
SH
DFND
0
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0
HALCON RES CORP
COM NEW
40537Q209
13836
3123307
SH
DFND
0
312330
0
HEALTHSTREAM INC
COM
42222N103
14216
375294
SH
DFND
0
375294
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HERCULES OFFSHORE INC
COM
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18788
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HILLTOP HOLDINGS INC
COM
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DFND
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HITTITE MICROWAVE CORP
COM
43365Y104
19397
296812
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DFND
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HOLOGIC INC
COM
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SH
DFND
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HORNBECK OFFSHORE SVCS INC N
COM
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DFND
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HUNT J B TRANS SVCS INC
COM
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609
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DFND
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IPG PHOTONICS CORP
COM
44980X109
279
4960
SH
DFND
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0
IPC THE HOSPITALIST CO INC
COM
44984A105
26935
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SH
DFND
0
528025
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IDEXX LABS INC
COM
45168D104
4122
41360
SH
DFND
0
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IGNITE RESTAURANT GROUP INC
COM
451730105
13861
893100
SH
DFND
0
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0
IHS INC
CL A
451734107
3190
27940
SH
DFND
0
27940
0
ILLUMINA INC
COM
452327109
5574
68960
SH
DFND
0
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0
IMAX CORP
COM
45245E109
34402
1137627
SH
DFND
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INCONTACT INC
COM
45336E109
15246
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SH
DFND
0
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INFOBLOX INC
COM
45672H104
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SH
DFND
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INTERCONTINENTALEXCHANGE INC
COM
45865V100
5059
27885
SH
DFND
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INTERMOLECULAR INC
COM
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SH
DFND
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KODIAK OIL & GAS CORP
COM
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19551
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COM
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LKQ CORP
COM
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DFND
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LAM RESEARCH CORP
COM
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LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
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188895
SH
DFND
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LINDSAY CORP
COM
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9488
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SH
DFND
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LIONS GATE ENTMNT CORP
COM NEW
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35370
1009133
SH
DFND
0
100913
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LULULEMON ATHLETICA INC
COM
550021109
5127
70150
SH
DFND
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MSC INDL DIRECT INC
CL A
553530106
17491
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SH
DFND
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MARLIN BUSINESS SVCS CORP
COM
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13396
536695
SH
DFND
0
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MAXIMUS INC
COM
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12761
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SH
DFND
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MEDIDATA SOLUTIONS INC
COM
58471A105
39826
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SH
DFND
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MERCADOLIBRE INC
COM
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146449
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COM
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MICROCHIP TECHNOLOGY INC
COM
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DFND
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MICROSEMI CORP
COM
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MISTRAS GROUP INC
COM
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1852
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SH
DFND
0
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MONSANTO CO NEW
COM
61166W101
44
420
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420
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MONSTER BEVERAGE CORP
COM
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1205
23070
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DFND
0
23070
0
MOVE INC
COM NEW
62458M207
17149
1011715
SH
DFND
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101171
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MUELLER WTR PRODS INC
COM SER A
624758108
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2164215
SH
DFND
0
216421
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MYRIAD GENETICS INC
COM
62855J104
11011
468535
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NATIONAL CINEMEDIA INC
COM
635309107
33850
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SH
DFND
0
179478
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NATIONAL INSTRS CORP
COM
636518102
14196
458966
SH
DFND
0
458966
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NATIONAL OILWELL VARCO INC
COM
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23
300
SH
DFND
0
300
0
NEOGEN CORP
COM
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39911
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NORDSTROM INC
COM
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SH
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16480
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NUVASIVE INC
COM
670704105
22025
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SH
DFND
0
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0
OSI SYSTEMS INC
COM
671044105
36829
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SH
DFND
0
494546
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OASIS PETE INC NEW
COM
674215108
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25820
SH
DFND
0
25820
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OCEANEERING INTL INC
COM
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5570
68565
SH
DFND
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68565
0
OIL STS INTL INC
COM
678026105
2429
23480
SH
DFND
0
23480
0
PACIRA PHARMACEUTICALS INC
COM
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30642
637187
SH
DFND
0
637187
0
PALL CORP
COM
696429307
829
10755
SH
DFND
0
10755
0
PALO ALTO NETWORKS INC
COM
697435105
595
12985
SH
DFND
0
12985
0
PANDORA MEDIA INC
COM
698354107
11438
455140
SH
DFND
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455140
0
PAREXEL INTL CORP
COM
699462107
33762
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SH
DFND
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672155
0
PIONEER ENERGY SVCS CORP
COM
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14332
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SH
DFND
0
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PIONEER NAT RES CO
COM
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4605
SH
DFND
0
4605
0
POLARIS INDS INC
COM
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1714
13270
SH
DFND
0
13270
0
POLYPORE INTL INC
COM
73179V103
15677
382645
SH
DFND
0
382645
0
PORTFOLIO RECOVERY ASSOCS IN
COM
73640Q105
44789
747239
SH
DFND
0
747239
0
POWER INTEGRATIONS INC
COM
739276103
33762
623488
SH
DFND
0
623488
0
POWER SOLUTIONS INTL INC
COM NEW
73933G202
13736
232337
SH
DFND
0
232337
0
PROASSURANCE CORP
COM
74267C106
23575
523181
SH
DFND
0
523181
0
PROCERA NETWORKS INC
COM NEW
74269U203
10621
685649
SH
DFND
0
685649
0
PROOFPOINT INC
COM
743424103
16472
512831
SH
DFND
0
512831
0
PROS HOLDINGS INC
COM
74346Y103
29286
856557
SH
DFND
0
856557
0
PROTO LABS INC
COM
743713109
47324
619500
SH
DFND
0
619500
0
QLIK TECHNOLOGIES INC
COM
74733T105
14880
434570
SH
DFND
0
434570
0
RPX CORP
COM
74972G103
12956
739051
SH
DFND
0
739051
0
RADIAN GROUP INC
COM
750236101
32658
2344411
SH
DFND
0
234441
0
RANGE RES CORP
COM
75281A109
3307
43570
SH
DFND
0
43570
0
RBC BEARINGS INC
COM
75524B104
15631
237225
SH
DFND
0
237225
0
RED HAT INC
COM
756577102
2388
51750
SH
DFND
0
51750
0
RESMED INC
COM
761152107
4138
78340
SH
DFND
0
78340
0
ROPER INDS INC NEW
COM
776696106
610
4590
SH
DFND
0
4590
0
ROSETTA RESOURCES INC
COM
777779307
12765
234385
SH
DFND
0
234385
0
ROSS STORES INC
COM
778296103
5721
78580
SH
DFND
0
78580
0
RUCKUS WIRELESS INC
COM
781220108
17147
1018864
SH
DFND
0
101886
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
11425
1002180
SH
DFND
0
100218
0
SVB FINL GROUP
COM
78486Q101
25953
300491
SH
DFND
0
300491
0
SALESFORCE COM INC
COM
79466L302
1118
21535
SH
DFND
0
21535
0
SALIX PHARMACEUTICALS INC
COM
795435106
17111
255844
SH
DFND
0
255844
0
SANDISK CORP
COM
80004C101
875
14710
SH
DFND
0
14710
0
SCHEIN HENRY INC
COM
806407102
1124
10835
SH
DFND
0
10835
0
SEMTECH CORP
COM
816850101
26915
897473
SH
DFND
0
897473
0
SHIRE PLC
SPONSORED ADR
82481R106
816
6810
SH
DFND
0
6810
0
SHUTTERFLY INC
COM
82568P304
19310
345555
SH
DFND
0
345555
0
SHUTTERSTOCK INC
COM
825690100
10996
151204
SH
DFND
0
151204
0
SIRONA DENTAL SYSTEMS INC
COM
82966C103
722
10790
SH
DFND
0
10790
0
SOLARWINDS INC
COM
83416B109
446
12710
SH
DFND
0
12710
0
SOUTHWESTERN ENERGY CO
COM
845467109
746
20495
SH
DFND
0
20495
0
STERICYCLE INC
COM
858912108
4748
41140
SH
DFND
0
41140
0
SUPERIOR ENERGY SVCS INC
COM
868157108
2482
99130
SH
DFND
0
99130
0
TJX COS INC NEW
COM
872540109
47
825
SH
DFND
0
825
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
28
1642
SH
DFND
0
1642
0
TECHNE CORP
COM
878377100
12581
157139
SH
DFND
0
157139
0
TESLA MTRS INC
COM
88160R101
1104
5710
SH
DFND
0
5710
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
14573
1163055
SH
DFND
0
116305
0
TETRA TECH INC NEW
COM
88162G103
14302
552404
SH
DFND
0
552404
0
THORATEC CORP
COM NEW
885175307
15984
428630
SH
DFND
0
428630
0
3-D SYS CORP DEL
COM NEW
88554D205
289
5355
SH
DFND
0
5355
0
TRACTOR SUPPLY CO
COM
892356106
1964
29240
SH
DFND
0
29240
0
TREEHOUSE FOODS INC
COM
89469A104
19139
286377
SH
DFND
0
286377
0
TREX CO INC
COM
89531P105
13650
275590
SH
DFND
0
275590
0
TRIMBLE NAVIGATION LTD
COM
896239100
698
23500
SH
DFND
0
23500
0
TYLER TECHNOLOGIES INC
COM
902252105
15746
180014
SH
DFND
0
180014
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
4958
41500
SH
DFND
0
41500
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
29241
198380
SH
DFND
0
198380
0
UNDER ARMOUR INC
CL A
904311107
1280
16110
SH
DFND
0
16110
0
UNITED NAT FOODS INC
COM
911163103
41582
618593
SH
DFND
0
618593
0
URBAN OUTFITTERS INC
COM
917047102
2283
62080
SH
DFND
0
62080
0
VCA ANTECH INC
COM
918194101
17844
649818
SH
DFND
0
649818
0
VALMONT INDS INC
COM
920253101
1772
12760
SH
DFND
0
12760
0
VARIAN MED SYS INC
COM
92220P105
735
9835
SH
DFND
0
9835
0
VERISIGN INC
COM
92343E102
3163
62145
SH
DFND
0
62145
0
VERISK ANALYTICS INC
CL A
92345Y106
5621
86535
SH
DFND
0
86535
0
VIEWPOINT FINL GROUP INC MD
COM
92672A101
2251
108919
SH
DFND
0
108919
0
VOLCANO CORPORATION
COM
928645100
13500
564375
SH
DFND
0
564375
0
WAGEWORKS INC
COM
930427109
46243
916605
SH
DFND
0
916605
0
WATERS CORP
COM
941848103
736
6925
SH
DFND
0
6925
0
WHITING PETE CORP NEW
COM
966387102
3039
50770
SH
DFND
0
50770
0
WHOLE FOODS MKT INC
COM
966837106
4889
83580
SH
DFND
0
83580
0
XILINX INC
COM
983919101
841
17945
SH
DFND
0
17945
0
ZIX CORP
COM
98974P100
14557
2976941
SH
DFND
0
297694
0
ENSCO PLC
SHS CLASS A
G3157S106
666
12385
SH
DFND
0
12385
0
ICON PLC
SHS
G4705A100
34984
854722
SH
DFND
0
854722
0
PACIFIC DRILLING SA LUXEMBOU
REG SHS
L7257P106
15459
1395224
SH
DFND
0
139522
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
1191
21055
SH
DFND
0
21055
0
STRATASYS LTD
SHS
M85548101
31003
306177
SH
DFND
0
306177
0
CORE LABORATORIES N V
COM
N22717107
5471
32335
SH
DFND
0
32335
0
QIAGEN NV
REG SHS
N72482107
1126
52600
SH
DFND
0
52600
0
STEINER LEISURE LTD
ORD
P8744Y102
24391
417446
SH
DFND
0
417446
0