EX-99.H OTH MAT CONT 12 ex99h86.htm

THIRD AMENDMENT TO

FUND SERVICES AGREEMENT

 

THIS THIRD Amendment TO FUND SERVICES AGREEMENT (this “Amendment”) is effective as of January 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and Northern Lights Fund Trust, a Delaware statutory trust (the “Trust”).

 

WHEREAS, GFS seeks the Trust’s approval of a change in the fees charged for securities quotations as set forth in Appendix IV to that certain Fund Services Agreement dated June 22, 2011, as amended, by and between GFS and the Trust (the “Agreement”); and

 

WHEREAS, GFS seeks the Trust’s approval of a reduction in fees charged for state registration (Blue Sky) fees as set forth in Appendix IV to the Agreement; and

 

WHEREAS, the Trust’s Board of Trustees is agreeable to the aforementioned fee changes.

 

NOW, THEREFORE, in consideration of the premises and the mutual covenants and agreements herein set forth, the parties hereto agree as follows:

 

1.       Amendments.

 

(a)               Appendix IV to the Agreement hereby is amended by deleting all references to “Price Quotes” and the fees charged to obtain securities quotations and replacing such references with the following:

 

[extracted by service provider]

 

(b)               Appendix IV to the Agreement hereby is amended by deleting all sections with the heading “State Registration (Blue Sky) Fees” and replacing such sections with the following:

 

State Registration (Blue Sky) Fees:

 

Each Fund shall pay its allocated federal and state regulatory filing fees. In addition, each Fund shall pay GFS the following fees per state registration:

 

[extracted by service provider]

 

2.       Miscellaneous.

 

(a)       Except as hereby amended, the Agreement shall remain in full force and effect.

 

(b)       This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

 

IN WITNESS WHEREOF, each party hereto has caused this Amendment to be executed by its duly authorized officer as of the date and year first above written.

 

NORTHERN LIGHTS FUND TRUST

 

 

By: /s/ Kevin Wolf

Name: Kevin Wolf

Title: President

GEMINI FUND SERVICES, LLC

 

 

By: /s/ Gary Tenkman

Name: Gary Tenkman

Title: Chief Executive Officer