485BPOS 1 powerfunds485bxbrl.htm 485BPOS

Securities Act File No. 333-122917

ICA No. 811- 21720

 

As filed with the Securities and Exchange Commission November 2, 2018

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

  Pre-Effective Amendment No.  _______   [    ]
       
  Post-Effective Amendment No. 1,135   [ X ]

 

and/or

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

 

  Amendment No. 1,137     [ X ]

 

(Check Appropriate Box or Boxes)

Northern Lights Fund Trust

(Exact Name of Registrant as Specified in Charter)

 

17605 Wright Street

Omaha, NE 68154-1150

Attention:  Richard Malinowski

 (Address of Principal Executive Offices) (Zip Code)

 

(402) 895-1600

 (Registrant's Telephone Number, Including Area Code)

 

The Corporation Trust Company

Corporate Trust Center

1209 Orange Street

Wilmington, DE 19801

(Name and Address of Agent for Service)

 

With a copy to:

   

JoAnn M. Strasser, Esq.

Thompson Hine LLP

41 South High Street, Suite 1700

Columbus, Ohio 43215

614-469-3265 (phone)

513-241-4771 (fax)

Stephanie Shearer

Gemini Fund Services, LLC

80 Arkay Drive, Suite 110

Hauppauge, New York 11788

(631) 470-2619 (phone)

(631) 813-2884 (fax)

 

 Approximate Date of Proposed Public Offering:

 

It is proposed that this filing will become effective (check appropriate box):

(X)        immediately upon filing pursuant to paragraph (b).

( )        on (date) pursuant to paragraph (b).

( )       60 days after filing pursuant to paragraph (a)(1).

(  )        on (date) pursuant to paragraph (a)(1).

( )        75 days after filing pursuant to paragraph (a)(2).

(  )        on (date) pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

( ) this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 
 

This filing relates solely to the The Power Income Fund, Power Dividend Index Fund, Power Momentum Index Fund, Power Global Tactical Allocation JAForlines Fund, Power Floating Rate Index Fund and the Power Dividend Mid-Cap Index Fund.

 

Signatures

Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 1,135 to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of Hauppauge, State of New York on the 2nd day of November 2018.

 

NORTHERN LIGHTS FUND TRUST

(Registrant)

 

By: Kevin Wolf*,

President, and Principal Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

 

John V. Palancia*

 

Trustee

November 2, 2018

 

Gary Lanzen*

 

Trustee

November 2, 2018

 

Anthony Hertl*

 

Trustee & Chairman

November 2, 2018

 

Mark Taylor*

 

Trustee

November 2, 2018

 

Mark D. Gersten*

 

Trustee

November 2, 2018

 

Mark Garbin*

 

Trustee

November 2, 2018
Jim Colantino* Treasurer, Chief Accounting Officer and Financial Officer November 2, 2018

Kevin Wolf*

 

President and Principal Executive Officer November 2, 2018

 

 

By:                                     Date:

 

/s/ Kevin Wolf                    November 2, 2018

Kevin Wolf

*Attorney-in-Fact – Pursuant to Powers of Attorney previously filed on April 1, 2011, January 9, 2012, September 27, 2013 and September 1, 2016 to the Registrant’s Registration Statement in Post-Effective Amendment No. 234, No. 346, No. 535 and No. 862, respectively which are hereby incorporated by reference.

 

 
 

 

 

EXHIBIT INDEX

 

     
   
Index No.   Description of Exhibit
     
EX-101.INS   XBRL Instance Document
   
EX-101.SCH   XBRL Taxonomy Extension Schema Document
     
EX-101.CAL   XBRL Taxonomy Extension Calculation Linkbase
     
EX-101.DEF   XBRL Taxonomy Extension Definition Linkbase
   
EX-101.LAB   XBRL Taxonomy Extension Labels Linkbase
   
EX-101.PRE   XBRL Taxonomy Extension Presentation Linkbase