0001628280-16-018915.txt : 20160811 0001628280-16-018915.hdr.sgml : 20160811 20160811165527 ACCESSION NUMBER: 0001628280-16-018915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160809 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amber Road, Inc. CENTRAL INDEX KEY: 0001314223 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222590301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 MEADOWLANDS PLAZA CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 BUSINESS PHONE: 201-935-8588 MAIL ADDRESS: STREET 1: 1 MEADOWLANDS PLAZA CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 FORMER COMPANY: FORMER CONFORMED NAME: Amber Road, Inc DATE OF NAME CHANGE: 20130710 FORMER COMPANY: FORMER CONFORMED NAME: Management Dynamics Inc/NJ DATE OF NAME CHANGE: 20050112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Preuninger James W CENTRAL INDEX KEY: 0001602683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36360 FILM NUMBER: 161825283 MAIL ADDRESS: STREET 1: AMBER ROAD, INC. CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 4 1 wf-form4_147094891442142.xml FORM 4 X0306 4 2016-08-09 0 0001314223 Amber Road, Inc. AMBR 0001602683 Preuninger James W C/O AMBER ROAD, INC. ONE MEADOWLANDS PLAZA EAST RUTHERFORD NJ 07073 1 1 0 0 Chief Executive Officer Common Stock 2016-08-09 4 C 0 58003 2.31 A 1978187 D Common Stock 2016-08-09 4 S 0 58003 10.30 D 1920184 D Common Stock 2016-08-11 4 C 0 41997 2.31 A 1962181 D Common Stock 2016-08-11 4 S 0 41997 10.30 D 1920184 D Employee Stock Option (right to buy) 2.31 2016-08-09 4 M 0 58003 2.31 D 2012-09-30 2016-09-30 Common Stock 58003.0 42397 D Employee Stock Option (right to buy) 2.31 2016-08-11 4 M 0 41997 2.31 D 2012-09-30 2016-09-30 Common Stock 41997.0 400 D Sale of 58,003 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, with the exercise price being satisfied by sale proceeds (cashless). Sale of 41,997 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, with the exercise price being satisfied by sale proceeds (cashless). Partial stock option exercise of a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, at an exercise price of $2.31 per share, with the exercise price to be satisfied by sale proceeds (cashless). /s/ James W. Preuninger 2016-08-11