X0306 4 2015-06-26 0 0001313918 CIFC Corp. CIFC 0001394808 Serota Jeffrey C/O CIFC CORP. 250 PARK AVE., 4TH FL. NEW YORK NY 10177 1 0 0 0 Common Stock 2015-06-26 4 M 0 4804 0 A 4804 D Common Stock 2015-06-26 4 J 0 127 0 A 4931 D Restricted Stock Units 2015-06-26 4 M 0 4804 0 D Common Stock 4804 0 D Represents the vesting of 4,804 Restricted Stock Units awarded to the Reporting Person on December 31, 2014 as part of the stock-based portion of his fee for service as a Director. Represents an adjustment for dividends to the 4,804 Restricted Stock Units awarded to the Reporting Person on December 31, 2014 as part of the stock-based portion of his fee for service as a Director, as provided in the Reporting Person's Restricted Stock Unit Award Agreement. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer. The Restricted Stock Units were awarded to the Reporting Person by the Issuer on December 31, 2014 as part of the stock-based portion of his fee for service as a Director, pursuant to a Restricted Stock Unit Award Agreement between the Issuer and the Reporting Person, which was approved by the Board of Directors. The Restricted Stock Units vested and settled on June 26, 2015, as reflected in Table I and footnote 1, above. /s/ Jeffrey S. Serota 2015-06-30