-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KxynZq5B6zWbwhYWtYEYm0GGpEVe7uk9OmdqfVdxsqAPq+/lQLRnbpGaIv1GR8Pa JHIlpdsWaZfseCS+0Sqzcg== 0001140361-10-035665.txt : 20100831 0001140361-10-035665.hdr.sgml : 20100831 20100831163734 ACCESSION NUMBER: 0001140361-10-035665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100825 FILED AS OF DATE: 20100831 DATE AS OF CHANGE: 20100831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRONOX INC CENTRAL INDEX KEY: 0001328910 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 202868245 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LEADERSHIP SQUARE, SUITE 300 STREET 2: 211 NORTH ROBINSON CITY: OKLAHOMA CITY STATE: OK ZIP: 73102 BUSINESS PHONE: 405-775-5000 MAIL ADDRESS: STREET 1: ONE LEADERSHIP SQUARE, SUITE 300 STREET 2: 211 NORTH ROBINSON CITY: OKLAHOMA CITY STATE: OK ZIP: 73102 FORMER COMPANY: FORMER CONFORMED NAME: New-Co Chemical, Inc. DATE OF NAME CHANGE: 20050601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Littlejohn Fund III L P CENTRAL INDEX KEY: 0001313644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32669 FILM NUMBER: 101050423 BUSINESS ADDRESS: STREET 1: 115 PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-552-3500 MAIL ADDRESS: STREET 1: 115 PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cetus Capital, LLC CENTRAL INDEX KEY: 0001492143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32669 FILM NUMBER: 101050425 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-552-3586 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTLEJOHN ASSOCIATES III, L.L.C. CENTRAL INDEX KEY: 0001499693 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32669 FILM NUMBER: 101050424 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 552-3500 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0303 4 2010-08-25 0 0001328910 TRONOX INC TRXBQ 0001492143 Cetus Capital, LLC 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 0 1 Member of 10% owner group 0001499693 LITTLEJOHN ASSOCIATES III, L.L.C. 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 1 0 0001313644 Littlejohn Fund III L P 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 1 0 Class A Common Stock 2010-08-25 4 S 0 25000 0.2700 D 414000 D Class A Common Stock 2010-08-26 4 S 0 50000 0.2670 D 364000 D Class A Common Stock 2010-08-27 4 S 0 5000 0.2800 D 359000 D Class B Common Stock 2010-08-25 4 S 0 76500 0.2784 D 60972 D Class B Common Stock 2010-08-26 4 S 0 28500 0.2669 D 32472 D The reporting persons are Cetus Capital, LLC ("Cetus"), Littlejohn Fund III, L.P. ("Fund III"), and Littlejohn Associates III, L.L.C. ("Associates III" and together with Cetus and Fund III, the "Reporting Persons"). The securities identified in this report are owned by Cetus. Fund III, as the sole member of Cetus, and Associates III, the general partner of Fund III, may each be deemed to be the indirect beneficial owner of these securities. Each of Fund III and Associates III disclaim any beneficial ownership of these securities, and this report shall not be deemed an admission that either of Fund III or Associates III is the beneficial owner of the securities for purpose of Section 16 or for any other purpose. Except as described in that certain Schedule 13D filed with the Securities and Exchange Commission on August 19, 2010 by the Reporting Persons, the Reporting Persons expressly disclaim that they have agreed to act as a "group" and disclaim any membership in any "group." /s/ Michael I. Klein, manager of Littlejohn Associates III, L.L.C., the general partner of Littlejohn Fund III, L.P., sole member of Cetus Capital, LLC, on behalf of Cetus Capital, LLC 2010-08-31 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document

 
           JOINT FILING INFORMATION
 
Reporting Person:
LITTLEJOHN FUND III, L.P.
   
Address:
8 SOUND SHORE DRIVE
 
GREENWICH, CT  06830
   
Designated Filer:
CETUS CAPITAL, LLC
   
Issuer and Symbol:
TRONOX INCORPORATED (TRXBQ)
   
Date of Event Requiring Statement:
08/25/10
   

Signature:
/s/
/s/ Michael I. Klein, manager of Littlejohn Associates
III, L.L.C., the general partner of Littlejohn Fund III,
L.P., on behalf of Littlejohn Fund III, L.P.
_________________________________________
 
Signature of Reporting Person
   
   
Reporting Person:
LITTLEJOHN ASSOCIATES III, L.L.C.
   
Address:
8 SOUND SHORE DRIVE
 
GREENWICH, CT  06830
   
Designated Filer:
CETUS CAPITAL, LLC
   
Issuer and Symbol:
TRONOX INCORPORATED (TRXBQ)
   
Date of Event Requiring Statement:
08/25/10
   

Signature:
/s/
/s/ Michael I. Klein Michael I. Klein, manager
of Littlejohn Associates III, L.L.C., on behalf of
Littlejohn Associates III, L.L.C.
_________________________________________
 
Signature of Reporting Person

 

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