0000950123-21-001608.txt : 20210211
0000950123-21-001608.hdr.sgml : 20210211
20210211093526
ACCESSION NUMBER: 0000950123-21-001608
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210211
DATE AS OF CHANGE: 20210211
EFFECTIVENESS DATE: 20210211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc
CENTRAL INDEX KEY: 0001313559
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12529
FILM NUMBER: 21617172
BUSINESS ADDRESS:
STREET 1: 2303 YORKTOWN AVE
CITY: LYNCHBURG
STATE: VA
ZIP: 24501
BUSINESS PHONE: 800-544-6060
MAIL ADDRESS:
STREET 1: 2303 YORKTOWN AVE
CITY: LYNCHBURG
STATE: VA
ZIP: 24501
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001313559
XXXXXXXX
12-31-2020
12-31-2020
false
Yorktown Management & Research Co Inc
2303 Yorktown Ave
Lynchburg
VA
24501
13F HOLDINGS REPORT
028-12529
N
David D. Basten
President
(434) 846-1361
David D. Basten
Lynchburg
VA
02-11-2021
0
219
111142
false
INFORMATION TABLE
2
2827.xml
INFORMATION TABLE FOR FORM 13F
Abbott Laboratories
COM
002824100
383
3500
SH
SOLE
3500
0
0
AbbVie, Inc.
COM
00287Y109
466
4350
SH
SOLE
4350
0
0
ABIOMED, Inc.
COM
003654100
503
1550
SH
SOLE
1550
0
0
Activision Blizzard, Inc.
COM
00507V109
492
5300
SH
SOLE
5300
0
0
Adobe Systems, Inc.
COM
00724F101
480
960
SH
SOLE
960
0
0
American Express Co.
COM
025816109
255
2110
SH
SOLE
2110
0
0
America's Car-Mart, Inc.
COM
03062T105
703
6400
SH
SOLE
6400
0
0
Amkor Technology, Inc.
COM
031652100
377
25000
SH
SOLE
25000
0
0
Apple, Inc.
COM
037833100
464
3500
SH
SOLE
3500
0
0
Artisan Partners Asset Management, Inc.
CL A
04316A108
458
9100
SH
SOLE
9100
0
0
B&G Foods, Inc.
COM
05508R106
297
10700
SH
SOLE
10700
0
0
BJ's Wholesale Club Holdings, Inc.
COM
05550J101
596
16000
SH
SOLE
16000
0
0
Berry Plastics Group, Inc.
COM
08579W103
683
12150
SH
SOLE
12150
0
0
Big Lots, Inc.
COM
089302103
301
7000
SH
SOLE
7000
0
0
Bio-Techne Corp.
COM
09073M104
381
1200
SH
SOLE
1200
0
0
BlackRock, Inc.
COM
09247X101
354
490
SH
SOLE
490
0
0
Bristol-Myers Squibb Co.
COM
110122108
399
6430
SH
SOLE
6430
0
0
Broadridge Financial Solutions, Inc.
COM
11133T103
214
1400
SH
SOLE
1400
0
0
Broadcom, Inc.
COM
11135F101
543
1240
SH
SOLE
1240
0
0
Cboe Global Markets, Inc.
COM
12503M108
531
5700
SH
SOLE
5700
0
0
CBRE Group, Inc.
CL A
12504L109
420
6700
SH
SOLE
6700
0
0
CDW Corp.
COM
12514G108
290
2200
SH
SOLE
2200
0
0
CMC Materials, Inc.
COM
12571T100
454
3000
SH
SOLE
3000
0
0
CME Group, Inc.
COM
12572Q105
254
1395
SH
SOLE
1395
0
0
CVS Health Corp.
COM
126650100
481
7040
SH
SOLE
7040
0
0
Cable One, Inc.
COM
12685J105
691
310
SH
SOLE
310
0
0
Caesars Entertainment, Inc.
COM
12769G100
636
8570
SH
SOLE
8570
0
0
Catalent, Inc.
COM
148806102
411
3950
SH
SOLE
3950
0
0
CenterPoint Energy, Inc.
COM
15189T107
372
17200
SH
SOLE
17200
0
0
Cerner Corp.
COM
156782104
353
4500
SH
SOLE
4500
0
0
Charles River Laboratories International, Inc.
COM
159864107
450
1800
SH
SOLE
1800
0
0
Chemed Corp.
COM
16359R103
320
600
SH
SOLE
600
0
0
Chewy, Inc.
CL A
16679L109
512
5700
SH
SOLE
5700
0
0
Ciena Corp.
COM NEW
171779309
312
5900
SH
SOLE
5900
0
0
Cognex Corp.
COM
192422103
409
5100
SH
SOLE
5100
0
0
Comcast Corp.
CL A
20030N101
484
9230
SH
SOLE
9230
0
0
Concentrix Corp.
COM
20602D101
266
2700
SH
SOLE
2700
0
0
Constellation Brands, Inc.
CL A
21036P108
241
1100
SH
SOLE
1100
0
0
Costco Wholesale Corp.
COM
22160K105
245
650
SH
SOLE
650
0
0
Coupa Software, Inc.
COM
22266L106
474
1400
SH
SOLE
1400
0
0
Credit Acceptance Corp.
COM
225310101
260
750
SH
SOLE
750
0
0
Crown Castle International Corp.
COM
22822V101
231
1450
SH
SOLE
1450
0
0
Crown Holdings, Inc.
COM
228368106
802
8000
SH
SOLE
8000
0
0
CryoLife, Inc.
COM
228903100
406
17200
SH
SOLE
17200
0
0
CyrusOne, Inc.
COM
23283R100
300
4100
SH
SOLE
4100
0
0
D.R. Horton, Inc.
COM
23331A109
234
3400
SH
SOLE
3400
0
0
Deere & Co.
COM
244199105
549
2040
SH
SOLE
2040
0
0
Dick's Sporting Goods, Inc.
COM
253393102
416
7400
SH
SOLE
7400
0
0
Digital Realty Trust, Inc.
COM
253868103
223
1600
SH
SOLE
1600
0
0
Walt Disney Co./The
COM
254687106
600
3310
SH
SOLE
3310
0
0
Discovery, Inc.
COM SER A
25470F104
680
22600
SH
SOLE
22600
0
0
Dollar General Corp.
COM
256677105
240
1140
SH
SOLE
1140
0
0
EOG Resources, Inc.
COM
26875P101
244
4900
SH
SOLE
4900
0
0
Emergent BioSolutions, Inc.
COM
29089Q105
394
4400
SH
SOLE
4400
0
0
Encompass Health Corp.
COM
29261A100
380
4600
SH
SOLE
4600
0
0
Entegris, Inc.
COM
29362U104
519
5400
SH
SOLE
5400
0
0
EPAM Systems, Inc.
COM
29414B104
466
1300
SH
SOLE
1300
0
0
Etsy, Inc.
COM
29786A106
1299
7300
SH
SOLE
7300
0
0
EVERTEC, Inc.
COM
30040P103
743
18900
SH
SOLE
18900
0
0
Exelixis, Inc.
COM
30161Q104
229
11400
SH
SOLE
11400
0
0
ExlService Holdings, Inc.
COM
302081104
468
5500
SH
SOLE
5500
0
0
Expedia, Inc.
COM NEW
30212P303
794
6000
SH
SOLE
6000
0
0
FTI Consulting, Inc.
COM
302941109
469
4200
SH
SOLE
4200
0
0
FactSet Research Systems, Inc.
COM
303075105
299
900
SH
SOLE
900
0
0
First American Financial Corp.
COM
31847R102
568
11000
SH
SOLE
11000
0
0
Five Below, Inc.
COM
33829M101
892
5100
SH
SOLE
5100
0
0
Fortinet, Inc.
COM
34959E109
342
2300
SH
SOLE
2300
0
0
Franklin Electric Co., Inc.
COM
353514102
415
6000
SH
SOLE
6000
0
0
Arthur J Gallagher & Co.
COM
363576109
346
2800
SH
SOLE
2800
0
0
Gartner, Inc.
COM
366651107
416
2600
SH
SOLE
2600
0
0
Generac Holdings, Inc.
COM
368736104
1728
7600
SH
SOLE
7600
0
0
General Dynamics Corp.
COM
369550108
240
1610
SH
SOLE
1610
0
0
Genmab A/S
SPONSORED ADS
372303206
228
5600
SH
SOLE
5600
0
0
Getty Realty Corp.
COM
374297109
386
14000
SH
SOLE
14000
0
0
Global Payments, Inc.
COM
37940X102
259
1200
SH
SOLE
1200
0
0
Globus Medical, Inc.
CL A
379577208
417
6400
SH
SOLE
6400
0
0
Graco, Inc.
COM
384109104
333
4600
SH
SOLE
4600
0
0
Gray Television, Inc.
COM
389375106
606
33850
SH
SOLE
33850
0
0
Guidewire Software, Inc.
COM
40171V100
412
3200
SH
SOLE
3200
0
0
HEICO Corp.
COM
422806109
424
3200
SH
SOLE
3200
0
0
Home Depot, Inc./The
COM
437076102
398
1500
SH
SOLE
1500
0
0
Nuazhu Group Ltd.
SPONSORED ADS
44332N106
221
4900
SH
SOLE
4900
0
0
IAC/InterActiveCorp.
COM
44891N109
284
1500
SH
SOLE
1500
0
0
IDEX Corp.
COM
45167R104
438
2200
SH
SOLE
2200
0
0
Insulet Corp.
COM
45784P101
383
1500
SH
SOLE
1500
0
0
Intellia Therapeutics, Inc.
COM
45826J105
816
15000
SH
SOLE
15000
0
0
Intercontinental Exchange, Inc.
COM
45866F104
242
2100
SH
SOLE
2100
0
0
Iridium Communications, Inc.
COM
46269C102
574
14600
SH
SOLE
14600
0
0
iRobot Corp.
COM
462726100
265
3300
SH
SOLE
3300
0
0
Jounce Therapeutics, Inc.
COM
481116101
344
49200
SH
SOLE
49200
0
0
KLA-Tencor Corp.
COM NEW
482480100
388
1500
SH
SOLE
1500
0
0
KKR & Co. LP
COM
48251W104
393
9700
SH
SOLE
9700
0
0
Knight-Swift Transportation Holdings, Inc.
CL A
499049104
698
16700
SH
SOLE
16700
0
0
LHC Group, Inc.
COM
50187A107
448
2100
SH
SOLE
2100
0
0
LKQ Corp.
COM
501889208
629
17850
SH
SOLE
17850
0
0
LCI Industries
COM
50189K103
622
4800
SH
SOLE
4800
0
0
LPL Financial Holdings, Inc.
COM
50212V100
1584
15200
SH
SOLE
15200
0
0
Landstar System, Inc.
COM
515098101
303
2250
SH
SOLE
2250
0
0
Lattice Semiconductor Corp.
COM
518415104
719
15700
SH
SOLE
15700
0
0
Liberty Media Corp.-Liberty SiriusXM
COM A SIRIUSXM
531229409
229
5300
SH
SOLE
5300
0
0
Lithia Motors, Inc.
CL A
536797103
1478
5050
SH
SOLE
5050
0
0
Lufax Holding Ltd.
ADS REP SHS CL A
54975P102
305
21500
SH
SOLE
21500
0
0
Magic Software Enterprises Ltd.
ORD
559166103
434
27700
SH
SOLE
27700
0
0
ManTech International Corp.
CL A
564563104
356
4000
SH
SOLE
4000
0
0
Marsh & McLennan Cos., Inc.
COM
571748102
245
2090
SH
SOLE
2090
0
0
Masimo Corp.
COM
574795100
456
1700
SH
SOLE
1700
0
0
MasterCard, Inc.
CL A
57636Q104
250
700
SH
SOLE
700
0
0
MAXIMUS, Inc.
COM
577933104
242
3300
SH
SOLE
3300
0
0
McDonald's Corp.
COM
580135101
433
2020
SH
SOLE
2020
0
0
Mercury Systems, Inc.
COM
589378108
537
6100
SH
SOLE
6100
0
0
Meritage Homes Corp.
COM
59001A102
621
7500
SH
SOLE
7500
0
0
Mesa Laboratories, Inc.
COM
59064R109
1204
4200
SH
SOLE
4200
0
0
Microsoft Corp.
COM
594918104
452
2030
SH
SOLE
2030
0
0
Monolithic Power Systems, Inc.
COM
609839105
1099
3000
SH
SOLE
3000
0
0
Morningstar, Inc.
COM
617700109
1389
6000
SH
SOLE
6000
0
0
Mueller Industries, Inc.
COM
624756102
782
22266
SH
SOLE
22266
0
0
NV5 Global, Inc.
COM
62945V109
977
12400
SH
SOLE
12400
0
0
Nasdaq, Inc.
COM
631103108
248
1870
SH
SOLE
1870
0
0
National Beverage Corp.
COM
635017106
441
5200
SH
SOLE
5200
0
0
Neogen Corp.
COM
640491106
389
4900
SH
SOLE
4900
0
0
NeoGenomics, Inc.
COM NEW
64049M209
1120
20800
SH
SOLE
20800
0
0
Neurocrine Biosciences Inc.
COM
64125C109
240
2500
SH
SOLE
2500
0
0
NextEra Energy, Inc.
COM
65339F101
454
5880
SH
SOLE
5880
0
0
NIKE, Inc.
CL B
654106103
488
3450
SH
SOLE
3450
0
0
Nordson Corp.
COM
655663102
422
2100
SH
SOLE
2100
0
0
Novanta, Inc.
COM
67000B104
1620
13700
SH
SOLE
13700
0
0
Nucor Corp.
COM
670346105
324
6100
SH
SOLE
6100
0
0
NVIDIA Corp.
COM
67066G104
486
930
SH
SOLE
930
0
0
Nutrien Ltd.
COM
67077M108
207
4300
SH
SOLE
4300
0
0
Ormat Technologies, Inc.
COM
686688102
316
3500
SH
SOLE
3500
0
0
Paycom Software, Inc.
COM
70432V102
452
1000
SH
SOLE
1000
0
0
Paylocity Holdings Corp.
COM
70438V106
525
2550
SH
SOLE
2550
0
0
PayPal Holdings, Inc.
COM
70450Y103
475
2030
SH
SOLE
2030
0
0
Pembina Pipeline Corp.
COM
706327103
218
9200
SH
SOLE
9200
0
0
Penumbra, Inc.
COM
70975L107
263
1500
SH
SOLE
1500
0
0
PepsiCo, Inc.
COM
713448108
251
1695
SH
SOLE
1695
0
0
PetMed Express, Inc.
COM
716382106
333
10400
SH
SOLE
10400
0
0
Phillips 66
COM
718546104
241
3450
SH
SOLE
3450
0
0
Plug Power, Inc.
COM NEW
72919P202
1356
40000
SH
SOLE
40000
0
0
Power Integrations, Inc.
COM
739276103
794
9700
SH
SOLE
9700
0
0
T. Rowe Price Group, Inc.
COM
74144T108
244
1610
SH
SOLE
1610
0
0
PulteGroup, Inc.
COM
745867101
664
15400
SH
SOLE
15400
0
0
Qualys, Inc.
COM
74758T303
366
3000
SH
SOLE
3000
0
0
Rambus, Inc.
COM
750917106
297
17000
SH
SOLE
17000
0
0
Raymond James Financial, Inc.
COM
754730109
411
4300
SH
SOLE
4300
0
0
RealPage, Inc.
COM
75606N109
401
4600
SH
SOLE
4600
0
0
Repligen Corp.
COM
759916109
1753
9150
SH
SOLE
9150
0
0
SPS Commerce, Inc.
COM
78463M107
684
6300
SH
SOLE
6300
0
0
SS&C Technologies Holdings, Inc.
COM
78467J100
371
5100
SH
SOLE
5100
0
0
Saia, Inc.
COM
78709Y105
542
3000
SH
SOLE
3000
0
0
Charles Schwab Corp./The
COM
808513105
570
10750
SH
SOLE
10750
0
0
Schweitzer-Mauduit International, Inc.
COM
808541106
418
10400
SH
SOLE
10400
0
0
Selectquote, Inc.
COM
816307300
363
17500
SH
SOLE
17500
0
0
Shyft Group, Inc./The
COM
825698103
454
16000
SH
SOLE
16000
0
0
Sony Corp.
SPONSORED ADR
835699307
243
2400
SH
SOLE
2400
0
0
Sportsman's Warehouse Holdings, Inc.
COM
84920Y106
702
40000
SH
SOLE
40000
0
0
Square, Inc.
CL A
852234103
468
2150
SH
SOLE
2150
0
0
Starbucks Corp.
COM
855244109
501
4685
SH
SOLE
4685
0
0
Stitch Fix, Inc.
COM CL A
860897107
734
12500
SH
SOLE
12500
0
0
STORE Capital Corp.
COM
862121100
554
16300
SH
SOLE
16300
0
0
SYNNEX Corp.
COM
87162W100
220
2700
SH
SOLE
2700
0
0
Taiwan Semiconductor Manufacturing Co. Ltd.
SPONSORED ADS
874039100
592
5430
SH
SOLE
5430
0
0
Take-Two Interactive Software, Inc.
COM
874054109
499
2400
SH
SOLE
2400
0
0
Target Corp.
COM
87612E106
477
2700
SH
SOLE
2700
0
0
TechTarget, Inc.
COM
87874R100
1809
30600
SH
SOLE
30600
0
0
Teledyne Technologies, Inc.
COM
879360105
353
900
SH
SOLE
900
0
0
Tenet Healthcare Corp.
COM NEW
88033G407
507
12700
SH
SOLE
12700
0
0
Thermo Fisher Scientific, Inc.
COM
883556102
442
950
SH
SOLE
950
0
0
Tiffany & Co.
COM
886547108
241
1830
SH
SOLE
1830
0
0
Timken Co./The
COM
887389104
418
5400
SH
SOLE
5400
0
0
Toll Brothers, Inc.
COM
889478103
300
6900
SH
SOLE
6900
0
0
Toro Co./The
COM
891092108
303
3200
SH
SOLE
3200
0
0
Toyota Motor Corp.
SP ADR REP2COM
892331307
243
1570
SH
SOLE
1570
0
0
Tractor Supply Co.
COM
892356106
647
4600
SH
SOLE
4600
0
0
Tradeweb Markets, Inc.
CL A
892672106
303
4850
SH
SOLE
4850
0
0
TransUnion
COM
89400J107
327
3300
SH
SOLE
3300
0
0
Trex Co., Inc.
COM
89531P105
419
5000
SH
SOLE
5000
0
0
Trimble, Inc.
COM
896239100
534
8000
SH
SOLE
8000
0
0
TriNet Group, Inc.
COM
896288107
451
5600
SH
SOLE
5600
0
0
Trip.com Group Ltd.
ADS
89677Q107
307
9100
SH
SOLE
9100
0
0
TTEC Holdings, Inc.
COM
89854H102
401
5500
SH
SOLE
5500
0
0
Twist Bioscience Corp.
COM
90184D100
1031
7300
SH
SOLE
7300
0
0
Tyler Technologies, Inc.
COM
902252105
720
1650
SH
SOLE
1650
0
0
UFP Industries, Inc.
COM
90278Q108
658
11850
SH
SOLE
11850
0
0
Ulta Beauty, Inc.
COM
90384S303
632
2200
SH
SOLE
2200
0
0
UniFirst Corp.
COM
904708104
402
1900
SH
SOLE
1900
0
0
United Parcel Service, Inc.
CL B
911312106
512
3040
SH
SOLE
3040
0
0
United Rentals, Inc.
COM
911363109
545
2350
SH
SOLE
2350
0
0
UnitedHealth Group, Inc.
COM
91324P102
438
1250
SH
SOLE
1250
0
0
Universal Display Corp.
COM
91347P105
391
1700
SH
SOLE
1700
0
0
Vail Resorts, Inc.
COM
91879Q109
349
1250
SH
SOLE
1250
0
0
Verizon Communications, Inc.
COM
92343V104
419
7130
SH
SOLE
7130
0
0
ViacomCBS, Inc.
CL B
92556H206
522
14000
SH
SOLE
14000
0
0
Visa, Inc.
COM CL A
92826C839
255
1165
SH
SOLE
1165
0
0
Vulcan Materials Co.
COM
929160109
475
3200
SH
SOLE
3200
0
0
Wal-Mart Stores, Inc.
COM
931142103
245
1700
SH
SOLE
1700
0
0
Waste Management, Inc.
COM
94106L109
436
3700
SH
SOLE
3700
0
0
Westlake Chemical Corp.
COM
960413102
563
6900
SH
SOLE
6900
0
0
WEX, Inc.
COM
96208T104
407
2000
SH
SOLE
2000
0
0
Wingstop, Inc.
COM
974155103
1485
11200
SH
SOLE
11200
0
0
Winnebago Industries, Inc.
COM
974637100
611
10200
SH
SOLE
10200
0
0
Xylem, Inc.
COM
98419M100
443
4350
SH
SOLE
4350
0
0
Accenture PLC
SHS CLASS A
G1151C101
470
1800
SH
SOLE
1800
0
0
Burford Capital Ltd.
ORD SHS
G17977110
189
19500
SH
SOLE
19500
0
0
Fabrinet
SHS
G3323L100
1350
17400
SH
SOLE
17400
0
0
Genpact Ltd.
SHS
G3922B107
281
6800
SH
SOLE
6800
0
0
Linde Public Limited Company
SHS
G5494J103
473
1795
SH
SOLE
1795
0
0
Medtronic PLC
SHS
G5960L103
456
3890
SH
SOLE
3890
0
0
Pagseguro Digital Ltd.
COM CL A
G68707101
637
11200
SH
SOLE
11200
0
0
Chubb Ltd.
COM
H1467J104
231
1500
SH
SOLE
1500
0
0
CRISPR Therapeutics AG
NAMEN AKT
H17182108
1317
8600
SH
SOLE
8600
0
0
Garmin Ltd.
SHS
H2906T109
485
4050
SH
SOLE
4050
0
0
Logitech International S.A.
SHS
H50430232
729
7500
SH
SOLE
7500
0
0
Globant SA
COM
L44385109
305
1400
SH
SOLE
1400
0
0
AudioCodes Ltd.
ORD
M15342104
1003
36400
SH
SOLE
36400
0
0
CyberArk Software Ltd.
SHS
M2682V108
501
3100
SH
SOLE
3100
0
0
Perion Network Ltd.
SHS NEW
M78673114
586
46000
SH
SOLE
46000
0
0
Yandex NV
SHS CLASS A
N97284108
459
6600
SH
SOLE
6600
0
0
Sinovac Biotech Ltd.
SHS
P8696W104
485
74893
SH
SOLE
74893
0
0