0000950123-20-010938.txt : 20201106
0000950123-20-010938.hdr.sgml : 20201106
20201106092744
ACCESSION NUMBER: 0000950123-20-010938
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201106
DATE AS OF CHANGE: 20201106
EFFECTIVENESS DATE: 20201106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc
CENTRAL INDEX KEY: 0001313559
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12529
FILM NUMBER: 201292699
BUSINESS ADDRESS:
STREET 1: 2303 YORKTOWN AVE
CITY: LYNCHBURG
STATE: VA
ZIP: 24501
BUSINESS PHONE: 800-544-6060
MAIL ADDRESS:
STREET 1: 2303 YORKTOWN AVE
CITY: LYNCHBURG
STATE: VA
ZIP: 24501
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001313559
XXXXXXXX
09-30-2020
09-30-2020
false
Yorktown Management & Research Co Inc
2303 Yorktown Ave
Lynchburg
VA
24501
13F HOLDINGS REPORT
028-12529
N
David D. Basten
President
(434) 846-1361
David D. Basten
Lynchburg
VA
11-06-2020
0
235
107010
false
INFORMATION TABLE
2
1481.xml
INFORMATION TABLE FOR FORM 13F
Abbott Laboratories
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002824100
381
3500
SH
SOLE
3500
0
0
AbbVie, Inc.
COM
00287Y109
330
3770
SH
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3770
0
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ABIOMED, Inc.
COM
003654100
429
1550
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1550
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Activision Blizzard, Inc.
COM
00507V109
429
5300
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5300
0
0
Adobe Systems, Inc.
COM
00724F101
441
900
SH
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900
0
0
Align Technology, Inc.
COM
016255101
327
1000
SH
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1000
0
0
Alphabet, Inc.
CAP STK CL A
02079K305
308
210
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SOLE
210
0
0
American Express Co.
COM
025816109
412
4110
SH
SOLE
4110
0
0
America's Car-Mart, Inc.
COM
03062T105
594
7000
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7000
0
0
AMETEK, Inc.
COM
031100100
288
2900
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2900
0
0
Amkor Technology, Inc.
COM
031652100
292
26100
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26100
0
0
Apple, Inc.
COM
037833100
440
3800
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SOLE
3800
0
0
Artisan Partners Asset Management, Inc.
CL A
04316A108
390
10000
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10000
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Becton Dickinson and Co
COM
075887109
353
1515
SH
SOLE
1515
0
0
Berry Plastics Group, Inc.
COM
08579W103
587
12150
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12150
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0
Bio-Techne Corp.
COM
09073M104
297
1200
SH
SOLE
1200
0
0
BlackRock, Inc.
COM
09247X101
1062
1885
SH
SOLE
1885
0
0
Bristol-Myers Squibb Co.
COM
110122108
339
5620
SH
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5620
0
0
Broadcom, Inc.
COM
11135F101
816
2240
SH
SOLE
2240
0
0
Cboe Global Markets, Inc.
COM
12503M108
500
5700
SH
SOLE
5700
0
0
CBRE Group, Inc.
CL A
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315
6700
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6700
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0
CDW Corp.
COM
12514G108
263
2200
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2200
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0
CME Group, Inc.
COM
12572Q105
372
2225
SH
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2225
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0
CVS Health Corp.
COM
126650100
362
6200
SH
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6200
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0
Cable One, Inc.
COM
12685J105
584
310
SH
SOLE
310
0
0
Cabot Microelectronics Corp.
COM
12709P103
428
3000
SH
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3000
0
0
Caesars Entertainment, Inc.
COM
12769G100
542
9670
SH
SOLE
9670
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0
Catalent, Inc.
COM
148806102
338
3950
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3950
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0
CenterPoint Energy, Inc.
COM
15189T107
333
17200
SH
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17200
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0
Cerner Corp.
COM
156782104
325
4500
SH
SOLE
4500
0
0
Charles River Laboratories International, Inc.
COM
159864107
408
1800
SH
SOLE
1800
0
0
Chemed Corp.
COM
16359R103
288
600
SH
SOLE
600
0
0
Chesapeake Utilities Corp.
COM
165303108
691
8200
SH
SOLE
8200
0
0
Choice Hotels International, Inc.
COM
169905106
876
10190
SH
SOLE
10190
0
0
Ciena Corp.
COM NEW
171779309
234
5900
SH
SOLE
5900
0
0
Cintas Corp.
COM
172908105
649
1950
SH
SOLE
1950
0
0
Cognex Corp.
COM
192422103
332
5100
SH
SOLE
5100
0
0
Comcast Corp.
CL A
20030N101
427
9230
SH
SOLE
9230
0
0
Concho Resources, Inc.
COM
20605P101
225
5100
SH
SOLE
5100
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0
Continental Resources, Inc.
COM
212015101
259
21100
SH
SOLE
21100
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0
Copart, Inc.
COM
217204106
358
3400
SH
SOLE
3400
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0
Credit Acceptance Corp.
COM
225310101
254
750
SH
SOLE
750
0
0
Crown Castle International Corp.
COM
22822V101
358
2150
SH
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2150
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Crown Holdings, Inc.
COM
228368106
615
8000
SH
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8000
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CryoLife, Inc.
COM
228903100
318
17200
SH
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17200
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CyrusOne, Inc.
COM
23283R100
287
4100
SH
SOLE
4100
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Deere & Co.
COM
244199105
399
1800
SH
SOLE
1800
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0
Dick's Sporting Goods, Inc.
COM
253393102
463
8000
SH
SOLE
8000
0
0
Digital Realty Trust, Inc.
COM
253868103
338
2300
SH
SOLE
2300
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0
Walt Disney Co./The
COM DISNEY
254687106
411
3310
SH
SOLE
3310
0
0
Discovery, Inc.
COM SER A
25470F104
492
22600
SH
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Dollar General Corp.
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256677105
398
1900
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1900
0
0
Douglas Dynamics, Inc.
COM
25960R105
417
12180
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Duke Energy Corp.
COM NEW
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356
4025
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4025
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EOG Resources, Inc.
COM
26875P101
284
7900
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Emergent BioSolutions, Inc.
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455
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Enanta Pharmaceuticals, Inc.
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206
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Encompass Health Corp.
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299
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Entegris, Inc.
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401
5400
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EPAM Systems, Inc.
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29414B104
420
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Equinix, Inc.
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29444U700
677
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Etsy, Inc.
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888
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EVERTEC, Inc.
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30040P103
684
19700
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Exelon Corp.
COM
30161N101
317
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Exelixis, Inc.
COM
30161Q104
279
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ExlService Holdings, Inc.
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363
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Expedia, Inc.
COM NEW
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550
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FTI Consulting, Inc.
COM
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445
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Facebook, Inc.
CL A
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340
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FactSet Research Systems, Inc.
COM
303075105
301
900
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First American Financial Corp.
COM
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560
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Five Below, Inc.
COM
33829M101
648
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Fortinet, Inc.
COM
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271
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Franklin Electric Co., Inc.
COM
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353
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Arthur J Gallagher & Co.
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296
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Gartner, Inc.
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325
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Generac Holdings, Inc.
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General Dynamics Corp.
COM
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325
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General Mills, Inc.
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330
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Getty Realty Corp.
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Global Payments, Inc.
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Globus Medical, Inc.
CL A
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Graco, Inc.
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Gray Television, Inc.
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Guidewire Software, Inc.
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HEICO Corp.
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335
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Home Depot, Inc./The
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417
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IDEX Corp.
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Insulet Corp.
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355
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Intellia Therapeutics, Inc.
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Intercontinental Exchange, Inc.
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370
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Intuit, Inc.
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310
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Intuitive Surgical, Inc.
COM NEW
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355
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Iridium Communications, Inc.
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iRobot Corp.
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291
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KKR & Co. LP
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48251W104
333
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Knight-Swift Transportation Holdings, Inc.
CL A
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729
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Kroger Co./The
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LHC Group, Inc.
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446
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LCI Industries
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510
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Landstar System, Inc.
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Lattice Semiconductor Corp.
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Lithia Motors, Inc.
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Lockheed Martin Corp.
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Lowe's Cos., Inc.
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Magic Software Enterprises Ltd.
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Main Street Capital Corp.
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56035L104
367
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ManTech International Corp.
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Marathon Petroleum Corp.
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Masimo Corp.
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MasterCard, Inc.
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Match Group, Inc.
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McDonald's Corp.
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Meritage Homes Corp.
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Microsoft Corp.
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Morningstar, Inc.
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Mueller Industries, Inc.
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National Beverage Corp.
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Neogen Corp.
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430
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NeoGenomics, Inc.
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812
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Neurocrine Biosciences Inc.
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Newmont Goldcorp Corp.
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NextEra Energy, Inc.
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Novanta, Inc.
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Palo Alto Networks, Inc.
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563
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Paycom Software, Inc.
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Paylocity Holdings Corp.
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412
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PayPal Holdings, Inc.
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552
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Penumbra, Inc.
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292
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PepsiCo, Inc.
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347
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Phillips 66
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311
6000
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Power Integrations, Inc.
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587
10600
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380
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713
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Qualys, Inc.
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294
3000
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Rambus, Inc.
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280
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salesforce.com, Inc.
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377
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Shake Shack, Inc.
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Sherwin-Williams Co./The
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348
500
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Shyft Group, Inc./The
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321
17000
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Smith Micro Software, Inc.
COM NEW
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236
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Starbucks Corp.
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Stitch Fix, Inc.
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SYNNEX Corp.
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378
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T-Mobile US, Inc.
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378
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3307
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Taiwan Semiconductor Manufacturing Co. Ltd.
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9730
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9730
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Take-Two Interactive Software, Inc.
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397
2400
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2400
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Target Corp.
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425
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2700
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TechTarget, Inc.
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1407
32000
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Teledyne Technologies, Inc.
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279
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Tenet Healthcare Corp.
COM NEW
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311
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Trade Desk, Inc. The
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Thermo Fisher Scientific, Inc.
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817
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Timken Co. The
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Toll Brothers, Inc.
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336
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Toro Co. The
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269
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Tractor Supply Co.
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659
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Tradeweb Markets, Inc.
CL A
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TransUnion
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Trex Co., Inc.
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Trimble, Inc.
COM
896239100
390
8000
SH
SOLE
8000
0
0
TriNet Group, Inc.
COM
896288107
397
6700
SH
SOLE
6700
0
0
TTEC Holdings, Inc.
COM
89854H102
355
6500
SH
SOLE
6500
0
0
Twist Bioscience Corp.
COM
90184D100
555
7300
SH
SOLE
7300
0
0
Twitter, Inc.
COM
90184L102
374
8400
SH
SOLE
8400
0
0
Tyler Technologies, Inc.
COM
902252105
575
1650
SH
SOLE
1650
0
0
UFP Industries, Inc.
COM
90278Q108
670
11850
SH
SOLE
11850
0
0
Ulta Beauty, Inc.
COM
90384S303
493
2200
SH
SOLE
2200
0
0
UniFirst Corp.
COM
904708104
360
1900
SH
SOLE
1900
0
0
United Parcel Service, Inc.
CL B
911312106
507
3040
SH
SOLE
3040
0
0
United Rentals, Inc.
COM
911363109
410
2350
SH
SOLE
2350
0
0
UnitedHealth Group, Inc.
COM
91324P102
343
1100
SH
SOLE
1100
0
0
Universal Display Corp.
COM
91347P105
307
1700
SH
SOLE
1700
0
0
Vail Resorts, Inc.
COM
91879Q109
267
1250
SH
SOLE
1250
0
0
Veeva Systems, Inc.
CL A COM
922475108
450
1600
SH
SOLE
1600
0
0
Verizon Communications, Inc.
COM
92343V104
424
7130
SH
SOLE
7130
0
0
ViacomCBS, Inc.
CL B
92556H206
392
14000
SH
SOLE
14000
0
0
Virtu Financial, Inc.
CL A
928254101
251
10900
SH
SOLE
10900
0
0
Visa, Inc.
COM CL A
92826C839
390
1950
SH
SOLE
1950
0
0
Vulcan Materials Co.
COM
929160109
434
3200
SH
SOLE
3200
0
0
Wal-Mart Stores, Inc.
COM
931142103
364
2600
SH
SOLE
2600
0
0
Waste Management, Inc.
COM
94106L109
362
3200
SH
SOLE
3200
0
0
Westlake Chemical Corp.
COM
960413102
436
6900
SH
SOLE
6900
0
0
WEX, Inc.
COM
96208T104
278
2000
SH
SOLE
2000
0
0
Wingstop, Inc.
COM
974155103
1612
11800
SH
SOLE
11800
0
0
Winnebago Industries, Inc.
COM
974637100
527
10200
SH
SOLE
10200
0
0
Wynn Resorts Ltd.
COM
983134107
395
5500
SH
SOLE
5500
0
0
Xylem, Inc.
COM
98419M100
366
4350
SH
SOLE
4350
0
0
Accenture PLC
SHS CLASS A
G1151C101
701
3100
SH
SOLE
3100
0
0
Coca-Cola European Partners PLC
SHS
G25839104
318
8200
SH
SOLE
8200
0
0
Fabrinet
SHS
G3323L100
1147
18200
SH
SOLE
18200
0
0
Genpact Ltd.
SHS
G3922B107
265
6800
SH
SOLE
6800
0
0
Linde Public Limited Company
SHS
G5494J103
427
1795
SH
SOLE
1795
0
0
Medtronic PLC
SHS
G5960L103
404
3890
SH
SOLE
3890
0
0
Pagseguro Digital Ltd.
COM CL A
G68707101
422
11200
SH
SOLE
11200
0
0
Chubb Ltd.
COM
H1467J104
331
2850
SH
SOLE
2850
0
0
CRISPR Therapeutics AG
NAMEN AKT
H17182108
719
8600
SH
SOLE
8600
0
0
Garmin Ltd.
SHS
H2906T109
384
4050
SH
SOLE
4050
0
0
Logitech International S.A.
SHS
H50430232
580
7500
SH
SOLE
7500
0
0
Globant SA
COM
L44385109
251
1400
SH
SOLE
1400
0
0
AudioCodes Ltd.
ORD
M15342104
1199
38100
SH
SOLE
38100
0
0
CyberArk Software Ltd.
SHS
M2682V108
321
3100
SH
SOLE
3100
0
0
Perion Network Ltd.
SHS NEW
M78673114
335
48000
SH
SOLE
48000
0
0
ASML Holding NV - NY Reg Shares
N Y REGISTRY SHS
N07059210
351
950
SH
SOLE
950
0
0
Yandex NV
SHS CLASS A
N97284108
431
6600
SH
SOLE
6600
0
0
Sinovac Biotech Ltd.
SHS
P8696W104
485
74893
SH
SOLE
74893
0
0