0001313345-12-000008.txt : 20121109 0001313345-12-000008.hdr.sgml : 20121109 20121109094907 ACCESSION NUMBER: 0001313345-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121109 DATE AS OF CHANGE: 20121109 EFFECTIVENESS DATE: 20121109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN TRUST CO CENTRAL INDEX KEY: 0001313345 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12765 FILM NUMBER: 121191961 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-656-5644 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 ttc13fhr093012.txt TTC 13F HR Q3 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tiedemann Trust Company Address: 1201 North Market Street Suite 1406 Wilmington DE 19801 Form 13F File Number: 28-12765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Peters Title: Chief Compliance Officer Phone: 302-656-5644 Signature, Place, and Date of Signing: David A. Peters Wilmington, Delaware 11/09/2012 -------------------- --------------------------- ---------- By: /s/ David A. Peters ------------------------- David A. Peters Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: $ 527280 ----------------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- ----------------------------------------- 1 28-13689 Tiedemann Wealth Management Holdings, LLC 2 28-13688 Tiedemann Wealth Management, LLC
COLUMN COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------- --------- -------- ----------------- ---------- -------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------ 3M Company COM 88579Y101 140 1517 SH Defined 1517 3M Company COM 88579Y101 185 2000 SH Other 2000 Abbott Laboratories COM 002824100 576 8402 SH Defined 8402 Access Midstream Partners L P Unit UNIT 00434L109 3742 112953 SH Defined 112953 Alexanders Incorporated COM 014752109 256 600 SH Defined 600 Allergan Inc COM 018490102 16 180 SH Other 180 Alphatec Hldgs Inc Common COM 02081G102 25 15000 SH Defined 15000 Amazon Com Inc COM 023135106 7854 30882 SH Defined 30882 American Express Co. COM 025816109 106 1856 SH Defined 1856 American Express Co. COM 025816109 142 2500 SH Other 2500 American Tower Corp Common COM 03027X100 200 2795 SH Defined 2795 American Tower Corp Common COM 03027X100 500 7000 SH Other 7000 Amgen Inc COM COM 031162100 674 8000 SH Defined 8000 Anadarko Pete Corp Common COM 032511107 566 8100 SH Other 8100 Ansys Inc. COM 03662Q105 240 3276 SH Defined 3276 Apple Computer Inc COM 037833100 8583 12866 SH Defined 12866 Apple Computer Inc COM 037833100 1154 1730 SH Other 1730 AT & T Inc COM 00206R102 295 7827 SH Defined 7827 Berkshire Hathaway Class B New CL B NEW 084670702 441 5000 SH Other 5000 Bristol Myers Squibb COM 110122108 11 320 SH Defined 320 Bristol Myers Squibb COM 110122108 513 15200 SH Other 15200 Buckeye Partners LP UT LTD PTN 118230101 9934 207093 SH Defined 207093 Canadian Nat Res Ltd Common COM 136385101 471 15300 SH Other 15300 Celgene Corp Common COM 151020104 764 10000 SH Other 10000 Chevron Corp COM 166764100 1460 12523 SH Defined 12523 Chipotle Mexican Grill COM 169656105 318 1000 SH Other 1000 Coca-cola Co COM COM 191216100 589 15538 SH Defined 15538 Colgate Palmolive Co Com COM 194162103 8 71 SH Defined 71 Colgate Palmolive Co Com COM 194162103 276 2575 SH Other 2575 Conoco Phillips COM 20825C104 628 10982 SH Defined 10982 Consolidated Edison Inc COM 209115104 553 9236 SH Defined 9236 Costco Wholesale Corp. COM 22160K105 332 3311 SH Defined 3311 Dunkin Brands Group, Inc COM 265504100 204 7000 SH Other 7000 Ecolab Inc COM COM 278865100 486 7500 SH Other 7500 EGShares Emerging Markets Consumer EGS EMKCN ETF 268461779 6327 260139 SH Defined 260139 El Paso Pipeline Partners L P Common COM UNIT LPI 283702108 9593 257730 SH Defined 257730 Enbridge Energy Partners, L.P. COM 29250R106 11357 385760 SH Defined 385760 Energy Transfer Equity L P Common Unit COM UT LTD PT 29273V100 9385 207641 SH Defined 207641 Enterprise Products Partners LP COM 293792107 14715 274528 SH Defined 274528 Estee Lauder Companies Inc. CL A 518439104 616 10000 SH Other 10000 Ev Energy Partners, LP COM UNITS 26926V107 3701 59571 SH Defined 59571 Exxon Mobil Corp COM 30231G102 3794 41484 SH Defined 41484 Falconstor Software Inc Common COM 306137100 75 31958 SH Defined 31958 Fedex Corp COM COM 31428X106 203 2400 SH Defined 2400 Fedex Corp COM COM 31428X106 386 4565 SH Other 4565 First Trust Energy Income & Growth COM 33738G104 6912 229938 SH Defined 229938 Gabelli Equity Tr Inc Common COM 362397101 115 20500 SH Defined 20500 General Electric COM 369604103 1611 70944 SH Defined 70944 General Electric COM 369604103 466 20500 SH Other 20500 Goldman Sachs Group COM 38141G104 352 3100 SH Other 3100 Guggenheim Frontier Mkts Etf GUG FRNTR MKT 18383Q838 748 37182 SH Defined 37182 Illinois Tool Wks Inc Com COM 452308109 351 5906 SH Defined 5906 Intel Corporation COM 458140100 582 25701 SH Defined 25701 Intel Corporation COM 458140100 462 20400 SH Other 20400 International Business Machines Corp. COM 459200101 776 3740 SH Defined 3740 International Business Machines Corp. COM 459200101 734 3540 SH Other 3540 iShares MSCI EAFE Index MSCI EAFE IDX 464287465 814 15356 SH Defined 15356 iShares S & P Europe Index S&P EURO PLUS 464287861 599 16411 SH Defined 16411 iShares S&P 500 Growth Index Fund S&P500 GRW 464287309 46492 597202 SH Defined 597202 Johnson & Johnson COM 478160104 2455 35631 SH Defined 35631 Johnson & Johnson COM 478160104 565 8200 SH Other 8200 JPMorgan Alerian MLP ETN ALRIAN ML ETN 46625H365 22577 558220 SH Defined 558220 Jpmorgan Chase & Co COM 46625H100 393 9708 SH Defined 9708 Jpmorgan Chase & Co COM 46625H100 820 20250 SH Other 20250 Kayne Anderson Energy Development Co COM 48660Q102 237 8904 SH Defined 8904 Kayne Anderson MLP Investment Co. COM 486606106 3622 115957 SH Defined 115957 Kinder Morgan Energy Partners L P UT LTD PTNR 494550106 9616 116555 SH Defined 116555 Magellan Midstream Partners LP COM UT RP LP 559080106 13503 154393 SH Defined 154393 Market Vectors Agribusiness ETF AGRIBUS ETF 57060U605 1103 21305 SH Defined 21305 Market Vectors Oil Services OIL SVCS ETF 57060U191 907 22542 SH Defined 22542 Mastercard Inc Class A CL A 57636Q104 128 284 SH Defined 284 Mastercard Inc Class A CL A 57636Q104 451 1000 SH Other 1000 McCormick & Co Inc Com Non Vtg COM NON VTG 579780206 248 4000 SH Other 4000 McDonalds Corp COM COM 580135101 409 4461 SH Defined 4461 McDonalds Corp COM COM 580135101 23 250 SH Other 250 Medivation, Inc. COM 58501N101 4849 86060 SH Defined 86060 Merck & Co. New COM 58933Y105 200 4437 SH Defined 4437 Microsoft Corp. COM 594918104 712 23931 SH Defined 23931 Microsoft Corp. COM 594918104 595 20000 SH Other 20000 National Oilwell Varco Inc Common COM 637071101 320 4000 SH Other 4000 Nextera Energy Inc Common New COM 65339F101 96 1359 SH Defined 1359 Nextera Energy Inc Common New COM 65339F101 225 3200 SH Other 3200 Novartis Ag Sponsored Adr SPNSRD ADR 66987V109 368 6000 SH Other 6000 Nustar Energy L.P. UNIT COM 67058H102 7429 146003 SH Defined 146003 Oaktree Cap Group LLC Unit Class A UNIT 99/99 674001201 328 8000 SH Other 8000 Occidental Petroleum Corp COM 674599105 28 326 SH Defined 326 Occidental Petroleum Corp COM 674599105 516 6000 SH Other 6000 Oneok Partners LP UNIT LTD PTN 68268N103 14057 236250 SH Defined 236250 Oracle Corp COM COM 68389X105 261 8301 SH Defined 8301 Pepsico Inc. COM 713448108 287 4054 SH Defined 4054 Pepsico Inc. COM 713448108 184 2600 SH Other 2600 Pfizer Inc. COM 717081103 369 14855 SH Defined 14855 Pfizer Inc. COM 717081103 502 20200 SH Other 20200 Phillip Morris International, Inc. COM 718172109 535 5949 SH Defined 5949 Phillip Morris International, Inc. COM 718172109 270 3000 SH Other 3000 Phillips 66 Common COM 718546104 255 5491 SH Defined 5491 Pioneer Southwest Energy LP UNIT LP INT 72388B106 5378 209031 SH Defined 209031 Plains All American Pipeline, L.P. UNIT LTD PTN 726503105 13531 153413 SH Defined 153413 Potash Corp Sask Inc COM 73755L107 340 7820 SH Defined 7820 Potash Corp Sask Inc COM 73755L107 9 200 SH Other 200 Praxair COM 74005P104 287 2763 SH Defined 2763 Procter & Gamble Co. COM 742718109 1652 23823 SH Defined 23823 Procter & Gamble Co. COM 742718109 527 7600 SH Other 7600 Qualcomm Inc COM COM 747525103 205 3289 SH Defined 3289 Royal Dutch Shell Petroleum ADR SPONS ADR A 780259206 317 4566 SH Defined 4566 Salesforce Common Inc Common COM 79466L302 305 2000 SH Other 2000 Schein Henry Inc Common COM 806407102 483 6100 SH Other 6100 Schlumberger Limited COM 806857108 167 2303 SH Defined 2303 Schlumberger Limited COM 806857108 521 7200 SH Other 7200 Sector Spdr Energy Select SBI INT-ENRGY 81369Y506 1037 14127 SH Defined 14127 Select Sector SPDR: Consumer Staples SBI CONS STPS 81369Y308 109093 3045154 SH Defined 3045154 SPDR Gold Trust GOLD SHS 78463V107 97305 566087 SH Defined 566087 SPDR Gold Trust GOLD SHS 78463V107 10 60 SH Other 60 Targa Resources Partners LP COM UNIT 87611X105 6209 144790 SH Defined 144790 Teekay Lng Partners L.p. Partnership PRTNRSP UNTS Y8564M105 5404 143660 SH Defined 143660 The Williams Co Inc COM 969457100 5513 157640 SH Defined 157640 Tiffany and Co. COM 886547108 619 10000 SH Other 10000 Toronto Dominon Bk Ont COM NEW 891160509 508 6100 SH Other 6100 United Nat Foods Inc COM 911163103 234 4000 SH Other 4000 United States Antimony Corp Common COM 911549103 192 98250 SH Defined 98250 United Technologies Co COM 913017109 534 6815 SH Defined 6815 United Technologies Co COM 913017109 391 5000 SH Other 5000 United Technologies Corp Unit UNIT 99/99/99 913017117 281 5000 SH Other 5000 Vanguard Natural Resources LLC COM UNIT 92205F106 5749 198666 SH Defined 198666 Verifone Sys Inc Common COM 92342Y109 279 10000 SH Other 10000 Verizon Communications COM 92343V104 265 5806 SH Defined 5806 Vodafone Group Plc New Sponsored ADR SPONS ADR NEW 92857W209 31 1082 SH Defined 1082 Vodafone Group Plc New Sponsored ADR SPONS ADR NEW 92857W209 291 10200 SH Other 10200 Vornado Rlty Tr Common SH BEN INT 929042109 252 3114 SH Defined 3114 Vornado Rlty Tr Common SH BEN INT 929042109 330 4075 SH Other 4075 Walgreen Co COM COM 931422109 656 18000 SH Other 18000 Walmart Stores Inc. COM 931142103 289 3914 SH Defined 3914 Walt Disney Co. COM DISNEY 254687106 455 8699 SH Defined 8699 Walt Disney Co. COM DISNEY 254687106 797 15250 SH Other 15250 Wells Fargo & Co New Com COM 949746101 207 6000 SH Defined 6000 Wells Fargo & Co New Com COM 949746101 528 15300 SH Other 15300 Western Gas Partners L.P. COM UNIT LP 958254104 7922 157161 SH Defined 157161 Williams Partners Common Unit LP COM UNIT L P 96950F104 4801 87807 SH Defined 87807 Williams Sonoma Inc Common COM 969904101 286 6500 SH Other 6500 Yum Brands Inc COM COM 988498101 236 3560 SH Defined 3560