0001313345-12-000004.txt : 20120509 0001313345-12-000004.hdr.sgml : 20120509 20120509112258 ACCESSION NUMBER: 0001313345-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120509 DATE AS OF CHANGE: 20120509 EFFECTIVENESS DATE: 20120509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN TRUST CO CENTRAL INDEX KEY: 0001313345 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12765 FILM NUMBER: 12824400 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-656-5644 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 ttc13fhr033112.txt TTC Q1 2012 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tiedemann Trust Company Address: 1201 North Market Street Suite 1406 Wilmington DE 19801 Form 13F File Number: 28-12765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Peters Title: Chief Compliance Officer Phone: 302-656-5644 Signature, Place, and Date of Signing: David A. Peters Wilmington, Delaware 05/08/2012 -------------------- --------------------------- ---------- By: /s/ David A. Peters ------------------------- David A. Peters Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 188 Form 13F Information Table Value Total: $ 524731 ----------------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- ----------------------------------------- 1 28-13689 Tiedemann Wealth Management Holdings, LLC 2 28-13688 Tiedemann Wealth Management, LLC
COLUMN COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------- --------- -------- ----------------- ---------- -------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------ 3M Company COM 88579Y101 147 1647 SH Defined 1647 3M Company COM 88579Y101 178 2000 SH Other 2000 Abbott Laboratories COM 002824100 655 10693 SH Defined 10693 Abitibibowater Inc Common New COM NEW 003687209 214 15000 SH Defined 15000 Abitibibowater Inc Common New COM NEW 003687209 143 10000 SH Other 10000 Alexanders Incorporated COM 014752109 263 667 SH Defined 667 American International Group Inc. COM NEW 026874784 457 14833 SH Defined 14833 American International Group Inc. COM NEW 026874784 734 23800 SH Other 23800 American Natl Ins Common COM 028591105 290 4000 SH Defined 4000 American Natl Ins Common COM 028591105 631 8700 SH Other 8700 American Tower Corp Common COM 03027X100 176 2795 SH Defined 2795 American Tower Corp Common COM 03027X100 441 7000 SH Other 7000 Amgen Inc Com COM 031162100 544 8000 SH Defined 8000 Anadarko Pete Corp Common COM 032511107 635 8100 SH Other 8100 Ansys Inc. COM 03662Q105 290 4458 SH Defined 4458 Apache Corp Com COM 037411105 210 2090 SH Defined 2090 Apple Computer Inc COM 037833100 7234 12065 SH Defined 12065 Apple Computer Inc COM 037833100 1217 2030 SH Other 2030 Arcos Dorados Holdings Inc Sh A SHS CLA G0457F107 456 25200 SH Other 25200 AT & T Inc COM 00206R102 275 8811 SH Defined 8811 Berkshire Hathaway Class B New CL B NEW 084670702 406 5000 SH Other 5000 Blackrock Inc COM 09247X101 316 1540 SH Other 1540 BP Amoco Plc SPONSORED ADR 055622104 254 5654 SH Defined 5654 Bristol Myers Squibb COM 110122108 243 7200 SH Other 7200 Buckeye Partners LP UNIT LTD PTN 118230101 10721 175233 SH Defined 175233 Canadian Nat Res Ltd Common COM 136385101 591 17800 SH Other 17800 Chesapeake Midstream Partners, Inc. LP UNIT 16524K108 8601 289393 SH Defined 289393 Chevron Corp COM 166764100 1488 13883 SH Defined 13883 Chipotle Mexican Grill COM 169656105 418 1000 SH Other 1000 Cigna Corp. COM 125509109 284 5775 SH Defined 5775 CNA Finl Corp Common COM 126117100 499 17000 SH Defined 17000 CNA Finl Corp Common COM 126117100 460 15700 SH Other 15700 Coca-cola Co Com COM 191216100 612 8273 SH Defined 8273 Colgate Palmolive Co Com COM 194162103 252 2575 SH Other 2575 Conoco Phillips COM 20825C104 863 11358 SH Defined 11358 Consolidated Edison Inc COM 209115104 540 9236 SH Defined 9236 Costco Wholesale Corp. COM 22160K105 301 3311 SH Defined 3311 Dillards Inc Class A CL A 254067101 271 4300 SH Defined 4300 Dillards Inc Class A CL A 254067101 674 10700 SH Other 10700 Ecolab Inc Com COM 278865100 463 7500 SH Other 7500 EGShares Emerging Markets Consumer EGS EMKCN ETF 268461779 7653 307969 SH Defined 307969 El Paso Pipeline Partners L P COM UNIT LPI 283702108 8531 244510 SH Defined 244510 Enbridge Energy Partners, L.P. COM 29250R106 11440 369400 SH Defined 369400 Energy Transfer Equity L P COM UT LTD PT 29273V100 7784 193161 SH Defined 193161 Enterprise Products Partners LP COM 293792107 15201 301183 SH Defined 301183 Eog Res Inc Com COM 26875P101 9 85 SH Defined 85 Eog Res Inc Com COM 26875P101 233 2100 SH Other 2100 Estee Lauder Companies Inc. CL A 518439104 465 7500 SH Other 7500 Ev Energy Partners, LP COM UNITS 26926V107 3984 57251 SH Defined 57251 Everest Re Group Ltd COM G3223R108 740 8000 SH Defined 8000 Everest Re Group Ltd COM G3223R108 278 3000 SH Other 3000 Exelon Corp Com COM 30161N101 428 10925 SH Defined 10925 Exelon Corp Com COM 30161N101 529 13485 SH Other 13485 Exxon Mobil Corp COM 30231G102 3865 44562 SH Defined 44562 Falconstor Software Inc Common COM 306137100 120 31958 SH Defined 31958 Fedex Corp Com COM 31428X106 221 2400 SH Defined 2400 Fedex Corp Com COM 31428X106 420 4565 SH Other 4565 Gabelli Equity Tr Inc Common COM 362397101 118 20500 SH Defined 20500 General Electric COM 369604103 1530 76253 SH Defined 76253 General Electric COM 369604103 411 20500 SH Other 20500 General Mills Inc COM 370334104 130 3285 SH Defined 3285 Genon Energy Inc Common COM 37244E107 365 175241 SH Defined 175241 Genon Energy Inc Common COM 37244E107 347 167000 SH Other 167000 Goldman Sachs Group COM 38141G104 261 2100 SH Other 2100 Google Inc-Cl A CL A 38259P508 97 151 SH Defined 151 Google Inc-Cl A CL A 38259P508 651 1015 SH Other 1015 Guggenheim Frontier Mkts Etf GUGG FRNTR MK 18383Q838 616 28603 SH Defined 28603 Hugoton Royalty Tr UNIT BEN INT 444717102 583 39733 SH Defined 39733 Illinois Tool Wks Inc Com COM 452308109 542 9482 SH Defined 9482 Ingram Micro Inc. CL A 457153104 631 34000 SH Defined 34000 Ingram Micro Inc. CL A 457153104 724 39000 SH Other 39000 Intel Corporation COM 458140100 783 27857 SH Defined 27857 Intel Corporation COM 458140100 574 20400 SH Other 20400 International Business Machines Corp. COM 459200101 923 4426 SH Defined 4426 International Business Machines Corp. COM 459200101 739 3540 SH Other 3540 Intuit COM 461202103 301 5000 SH Other 5000 iPath DJ-AIG Commodity Index DJUBS CM ETN 06738C778 317 7487 SH Defined 7487 iShares Barclay's 1-3 Year Treasury Bd BARCLYS 1-3 Y 464287457 358 4240 SH Defined 4240 iShares MSCI EAFE Index MSCI EAFE IDX 464287465 718 13087 SH Defined 13087 iShares S & P Europe Index S&P EURO PLUS 464287861 6384 170911 SH Defined 170911 iShares S&P 500 Growth Index Fund S&P500 GRW 464287309 44142 585674 SH Defined 585674 Ishares Tr Russell Midcap Index Fund RUSSELL MIDCP 464287499 237 2144 SH Defined 2144 Jetblue Airways Corporation COM 477143101 528 108000 SH Defined 108000 Jetblue Airways Corporation COM 477143101 489 100000 SH Other 100000 Johnson & Johnson COM 478160104 2415 36611 SH Defined 36611 Johnson & Johnson COM 478160104 541 8200 SH Other 8200 Johnson Controls Inc. COM 478366107 96 2958 SH Defined 2958 JPMorgan Alerian MLP ETN ALERIAN ML ET 46625H365 24194 618136 SH Defined 618136 Jpmorgan Chase & Co COM 46625H100 465 10118 SH Defined 10118 Jpmorgan Chase & Co COM 46625H100 793 17250 SH Other 17250 Kayne Anderson Energy Development Co COM 48660Q102 2988 116494 SH Defined 116494 Kayne Anderson MLP Investment Co. COM 486606106 3282 105350 SH Defined 105350 Kinder Morgan Energy Partners L P UT LTD PARTNR 494550106 9109 110075 SH Defined 110075 Korea Elec Pwr Corp Sponsored ADR SPONSORED ADR 500631106 545 56000 SH Defined 56000 Korea Elec Pwr Corp Sponsored ADR SPONSORED ADR 500631106 322 33100 SH Other 33100 M / I Homes Inc Common COM 55305B101 346 28000 SH Defined 28000 M / I Homes Inc Common COM 55305B101 309 25000 SH Other 25000 Magellan Midstream Partners LP COM UNIT RP L 559080106 14301 197693 SH Defined 197693 Market Vectors Agribusiness ETF AGRIBUS ETF 57060U605 13460 254787 SH Defined 254787 Market Vectors Gold Miners ETF GOLD MNER ETF 57060U100 237 4778 SH Defined 4778 Market Vectors Oil Services OIL SVCS ETF 57060U191 916 22542 SH Defined 22542 Marriott Intl Inc New Cl A 571903202 110 109795 SH Defined 109795 Mastercard Inc Class A CL A 57636Q104 130 309 SH Defined 309 Mastercard Inc Class A CL A 57636Q104 421 1000 SH Other 1000 McCormick & Co Inc Com Non Vtg COM NON VTG 579780206 218 4000 SH Other 4000 McDonalds Corp Com COM 580135101 504 5135 SH Defined 5135 McDonalds Corp Com COM 580135101 25 250 SH Other 250 Mi Devs Inc Common COM 55304X104 481 13900 SH Defined 13900 Mi Devs Inc Common COM 55304X104 460 13300 SH Other 13300 Micron Technology Inc Com COM 595112103 405 50000 SH Defined 50000 Micron Technology Inc Com COM 595112103 716 88400 SH Other 88400 Microsoft Corp. COM 594918104 898 27848 SH Defined 27848 Microsoft Corp. COM 594918104 645 20000 SH Other 20000 Montpelier Re Holdings Ltd Shs SHS G62185106 348 18000 SH Other 18000 Morgan Stanley COM NEW 617446448 4 200 SH Defined 200 Morgan Stanley COM NEW 617446448 295 15000 SH Other 15000 National Oilwell Varco Inc Common COM 637071101 318 4000 SH Other 4000 Nextera Energy Inc Common New COM 65339F101 139 2269 SH Defined 2269 Nextera Energy Inc Common New COM 65339F101 195 3200 SH Other 3200 Norfolk Southern Corp COM 655844108 28 425 SH Defined 425 Norfolk Southern Corp COM 655844108 197 3000 SH Other 3000 Novartis Ag Sponsored Adr SPONSORED ADR 66987V109 449 8100 SH Other 8100 Nustar Energy L.P. UNIT COM 67058H102 8626 146003 SH Defined 146003 NV Energy, Inc. COM 67073Y106 371 23000 SH Defined 23000 NV Energy, Inc. COM 67073Y106 500 31000 SH Other 31000 Occidental Petroleum Corp COM 674599105 80 844 SH Defined 844 Occidental Petroleum Corp COM 674599105 571 6000 SH Other 6000 Oneok Partners LP UNIT LTD PTN 68268N103 13058 238850 SH Defined 238850 Oracle Corp Com COM 68389X105 260 8901 SH Defined 8901 Pepsico Inc. COM 713448108 283 4259 SH Defined 4259 Pepsico Inc. COM 713448108 173 2600 SH Other 2600 Pfizer Inc. COM 717081103 456 20125 SH Defined 20125 Pfizer Inc. COM 717081103 457 20200 SH Other 20200 Phillip Morris International, Inc. COM 718172109 615 6937 SH Defined 6937 Pioneer Southwest Energy LP UNIT LP INT 72388B106 5320 199091 SH Defined 199091 Plains All American Pipeline, L.P. UNIT LTD PTN 726503105 15138 192958 SH Defined 192958 Potash Corp Sask Inc COM 73755L107 357 7820 SH Defined 7820 Powershares Db Commodity Indextracking UNIT BEN INT 73935S105 26136 907500 SH Defined 907500 Powershares DB US Dollar Index Bullish DOLL INDX BLL 73936D107 4704 214702 SH Defined 214702 Praxair COM 74005P104 332 2896 SH Defined 2896 Procter & Gamble Co. COM 742718109 1915 28497 SH Defined 28497 Procter & Gamble Co. COM 742718109 679 10100 SH Other 10100 Qualcomm Inc Com COM 747525103 242 3559 SH Defined 3559 Qualcomm Inc Com COM 747525103 110 1620 SH Other 1620 Royal Caribbean Cruises Ltd Shs COM V7780T103 106 3600 SH Defined 3600 Royal Caribbean Cruises Ltd Shs COM V7780T103 250 8500 SH Other 8500 Royal Dutch Shell Petroleum ADR SPONS ADR A 780259206 320 4566 SH Defined 4566 San Juan Basin Rty Tr UNIT BEN INT 798241105 2272 117175 SH Defined 117175 Sanmina-sci Corp Common New COM NEW 800907206 275 24000 SH Defined 24000 Sanmina-sci Corp Common New COM NEW 800907206 252 22000 SH Other 22000 Schein Henry Inc Common COM 806407102 454 6000 SH Other 6000 Schlumberger Limited COM 806857108 161 2303 SH Defined 2303 Schlumberger Limited COM 806857108 503 7200 SH Other 7200 Sector Spdr Energy Select SBI INT-ENRGY 81369Y506 12308 171547 SH Defined 171547 Select Sector SPDR: Consumer Staples SBI CONS STPL 81369Y308 57268 1680408 SH Defined 1680408 SPDR Gold Trust GOLD SHS 78463V107 86234 531916 SH Defined 531916 SPDR Gold Trust GOLD SHS 78463V107 10 60 SH Other 60 Standard & Poor Dep Rec TR UNIT 78462F103 200 1422 SH Defined 1422 Targa Resources Partners LP COM UNIT 87611X105 6437 155210 SH Defined 155210 Tiffany and Co. COM 886547108 691 10000 SH Other 10000 Toronto Dominon Bk Ont COM NEW 891160509 518 6100 SH Other 6100 Toyota Mtr Copr Adr 2 Toyota Motor Corp SP ADR REP2CM 892331307 1042 12000 SH Defined 12000 Ultrashort S&P500 Proshares PSHS ULSHT SP 74347R883 1045 69250 SH Defined 69250 United Technologies Co COM 913017109 595 7178 SH Defined 7178 United Technologies Co COM 913017109 415 5000 SH Other 5000 Unum Group Common COM 91529Y106 551 22500 SH Defined 22500 Unum Group Common COM 91529Y106 661 27000 SH Other 27000 Vanguard Natural Resources LLC COM UNIT 92205F106 4573 165566 SH Defined 165566 Verifone Sys Inc Common COM 92342Y109 519 10000 SH Other 10000 Verizon Communications COM 92343V104 278 7274 SH Defined 7274 Vodafone Group Plc New Sponsored ADR SPONS ADR NEW 92857W209 30 1082 SH Defined 1082 Vodafone Group Plc New Sponsored ADR SPONS ADR NEW 92857W209 421 15200 SH Other 15200 Vornado Rlty Tr Common SH BEN INT 929042109 291 3460 SH Defined 3460 Vornado Rlty Tr Common SH BEN INT 929042109 343 4075 SH Other 4075 Walgreen Co Com COM 931422109 201 6000 SH Other 6000 Walmart Stores Inc. COM 931142103 240 3914 SH Defined 3914 Walt Disney Co. COM DISNEY 254687106 405 9245 SH Defined 9245 Walt Disney Co. COM DISNEY 254687106 668 15250 SH Other 15250 Wells Fargo & Co New Com COM 949746101 205 6000 SH Defined 6000 Wells Fargo & Co New Com COM 949746101 522 15300 SH Other 15300 Western Gas Partners L.P. COM UNIT LP 958254104 6913 149801 SH Defined 149801 Williams Partners Common Unit LP COM UNIT L P 96950F104 4236 74847 SH Defined 74847 Wisdomtree Tr Japan Hedged Equity Fund JP TOTAL DIV 97717W851 690 18698 SH Defined 18698 Xl Group Plc, Dublin Shs SHS G98290102 108 5000 SH Defined 5000 Xl Group Plc, Dublin Shs SHS G98290102 121 5600 SH Other 5600 Yamana Gold Inc. COM 98462Y100 289 18500 SH Defined 18500 Yamana Gold Inc. COM 98462Y100 328 21000 SH Other 21000 Yum Brands Inc Com COM 988498101 253 3560 SH Defined 3560