0001209191-12-059476.txt : 20121227 0001209191-12-059476.hdr.sgml : 20121227 20121227160414 ACCESSION NUMBER: 0001209191-12-059476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121224 FILED AS OF DATE: 20121227 DATE AS OF CHANGE: 20121227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGurk William J CENTRAL INDEX KEY: 0001313289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35028 FILM NUMBER: 121287551 MAIL ADDRESS: STREET 1: C/O ROCKVILLE FINANCIAL INC STREET 2: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockville Financial, Inc. /CT/ CENTRAL INDEX KEY: 0001501364 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 BUSINESS PHONE: 860-291-3600 MAIL ADDRESS: STREET 1: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 FORMER COMPANY: FORMER CONFORMED NAME: Rockville Financial New, Inc. DATE OF NAME CHANGE: 20100914 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-24 0 0001501364 Rockville Financial, Inc. /CT/ RCKB 0001313289 McGurk William J ROCKVILLE FINANCIAL INC 45 GLASTONBURY BOULEVARD GLASTONBURY CT 06033 1 1 0 0 President/CEO Common Stock 13805.8555 I By Rockville Bank 401(k) Plan Common Stock 2012-12-24 4 A 0 500 12.91 A 210222 D Common Stock 18500.0049 I By Rockville Bank ESOP Plan Stock Options 11.72 2008-12-13 2016-04-26 Common Stock 45501 45501 D Stock Options 9.46 2007-08-14 2016-04-26 Common Stock 45501 45501 D Stock Options 7.90 2008-02-20 2016-04-26 Common Stock 45501 45501 D Stock Options 6.09 2009-03-16 2016-04-26 Common Stock 47169 47169 D Stock Options 7.42 2010-11-15 2016-04-26 Common Stock 53691 53691 D Stock Options 10.99 2012-06-21 2022-06-21 Common Stock 2017 2017 D Stock Options 10.99 2012-06-21 2022-06-21 Common Stock 5682 5682 D Includes 15,000 shares held jointly with wife. Includes 50,961 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares (x 1.5167 exchange ratio became 63,701 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares (x 1.5167 exchange ratio became 12,740 shares) withheld by the Issuer for tax withholding purposes. Includes 10,265 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary (6/21/2013) of the grant date Includes 4,216 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares (x 1.5167 exchange ratio became 5,270 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares (x 1.5167 exchange ratio becomes 1,054 shares) withheld by the Issuer for tax withholding purposes. Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested. The expiration date has been amended to no later than five years from Mr. McGurk's retirement date of April 26, 2011 in accordance with the 2006 Stock Incentive Award Plan. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%,with the first installment to vest on the grant date of June 21, 2012 and an additional 20% to vest on each annual anniversary of the grant date thereafter. Stock options granted pursuant to the Rockville Financial, Inc's 2012 Stock Incentive Plan and shall vest on 6/21/2013, the first annual anniversary of the grant date /s/ Marliese L. Shaw by POA 2012-12-27