0001140361-17-030651.txt : 20170808 0001140361-17-030651.hdr.sgml : 20170808 20170808181207 ACCESSION NUMBER: 0001140361-17-030651 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170808 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Jeffrey L CENTRAL INDEX KEY: 0001394416 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33816 FILM NUMBER: 171015958 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33816 FILM NUMBER: 171015959 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Capital Management GP, LLC CENTRAL INDEX KEY: 0001714043 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33816 FILM NUMBER: 171015960 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-0251 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Capital Management, L.P. CENTRAL INDEX KEY: 0001630228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33816 FILM NUMBER: 171015961 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 626-1421 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuverra Environmental Solutions, Inc. CENTRAL INDEX KEY: 0001403853 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14624 N. SCOTTSDALE RD. STREET 2: SUITE 300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 602-903-7802 MAIL ADDRESS: STREET 1: 14624 N. SCOTTSDALE RD. STREET 2: SUITE 300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: Heckmann Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: Heckmann CORP DATE OF NAME CHANGE: 20070620 3 1 doc1.xml FORM 3 X0206 3 2017-08-08 0 0001403853 Nuverra Environmental Solutions, Inc. NONE 0001630228 Gates Capital Management, L.P. 1177 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10036 0 0 1 0 0001714043 Gates Capital Management GP, LLC 1177 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10036 0 0 1 0 0001312908 Gates Capital Management, Inc. 1177 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10036 0 0 1 0 0001394416 Gates Jeffrey L 1177 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10036 0 0 1 0 Common Stock 5115378 D For the text of Footnote 1, see Exhibit 99.1. Gates Capital Management, L.P., By: Gates Capital Management GP, LLC, its general partner, By: Gates Capital Management, Inc., its managing member, By: /s/ Jeffrey L. Gates, President 2017-08-08 Gates Capital Management GP, LLC, By: Gates Capital Management, Inc., its managing member, By: /s/ Jeffrey L. Gates, President 2017-08-08 Gates Capital Management, Inc., By: /s/ Jeffrey L. Gates, President 2017-08-08 Jeffrey L. Gates, By: /s/ Jeffrey L. Gates 2017-08-08 EX-99.1 2 ex99_1-gatesfootnote.htm FOOTNOTE (1)

(1) Gates Capital Management, L.P. (“Gates Capital”), acts as the investment manager to certain funds directly holding common stock, par value $0.01, of the issuer (the “Gates Capital Funds”). Gates Capital Management GP, LLC (the “General Partner”) is the general partner of Gates Capital, with respect to the shares of common stock directly held by the Gates Capital Funds. Gates Capital Management, Inc. (“the Corporation”), is the managing member of the General Partner with respect to the shares of common stock directly held by the Gates Capital Funds. Jeffrey L. Gates serves as President of the Corporation with respect to the shares of common stock directly held by the Gates Capital Funds.

Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, may be deemed to share beneficial ownership of the common stock of the issuer held by the Gates Capital Funds. Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, disclaims beneficial ownership of the common stock held by the Gates Capital Funds except to the extent of its pecuniary interests.