0000899243-19-000145.txt : 20190102
0000899243-19-000145.hdr.sgml : 20190102
20190102174640
ACCESSION NUMBER: 0000899243-19-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181228
FILED AS OF DATE: 20190102
DATE AS OF CHANGE: 20190102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Jeffrey L
CENTRAL INDEX KEY: 0001394416
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33816
FILM NUMBER: 19502887
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Capital Management, Inc.
CENTRAL INDEX KEY: 0001312908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33816
FILM NUMBER: 19502888
BUSINESS ADDRESS:
STREET 1: 1177 AVE. OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-626-1421
MAIL ADDRESS:
STREET 1: 1177 AVE. OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: Gates Capital Management Inc.
DATE OF NAME CHANGE: 20041228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Capital Management GP, LLC
CENTRAL INDEX KEY: 0001714043
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33816
FILM NUMBER: 19502889
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-626-0251
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Capital Management, L.P.
CENTRAL INDEX KEY: 0001630228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33816
FILM NUMBER: 19502890
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 626-1421
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuverra Environmental Solutions, Inc.
CENTRAL INDEX KEY: 0001403853
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6720 N. SCOTTSDALE ROAD
STREET 2: SUITE 190
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
BUSINESS PHONE: 602-903-7802
MAIL ADDRESS:
STREET 1: 6720 N. SCOTTSDALE ROAD
STREET 2: SUITE 190
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
FORMER COMPANY:
FORMER CONFORMED NAME: Heckmann Corp
DATE OF NAME CHANGE: 20111205
FORMER COMPANY:
FORMER CONFORMED NAME: Heckmann CORP
DATE OF NAME CHANGE: 20070620
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-28
0
0001403853
Nuverra Environmental Solutions, Inc.
NES
0001630228
Gates Capital Management, L.P.
1177 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10036
0
0
1
0
0001714043
Gates Capital Management GP, LLC
1177 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10036
0
0
1
0
0001312908
Gates Capital Management, Inc.
1177 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10036
0
0
1
0
0001394416
Gates Jeffrey L
1177 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10036
0
0
1
0
Common Stock
2018-12-28
4
X
0
1500396
9.61
A
6927674
D
Common Stock
2018-12-28
4
P
0
108013
9.61
A
7035687
D
Common Stock
2019-01-02
4
P
0
9683
9.2541
A
7045370
D
Subscription Rights (right to buy)
9.61
2018-12-28
4
X
0
1500396
0.00
D
2018-12-10
2018-12-28
Common Stock
1500396
0
D
Gates Capital Management, L.P. ("Gates Capital"), acts as the investment manager to certain funds directly holding common stock, par value $0.01, of the issuer (the "Gates Capital Funds"). Gates Capital Management GP, LLC (the "General Partner") is the general partner of Gates Capital, with respect to the shares of common stock directly held by the Gates Capital Funds. Gates Capital Management, Inc. ("the Corporation"), is the managing member of the General Partner with respect to the shares of common stock directly held by the Gates Capital Funds. Jeffrey L. Gates serves as President of the Corporation with respect to the shares of common stock directly held by the Gates Capital Funds.
Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, may be deemed to share beneficial ownership of the common stock of the issuer held by the Funds. Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, disclaims beneficial ownership of the common stock held by the Funds except to the extent of its pecuniary interests.
Gates Capital Management, L.P., By: Gates Capital Management GP, LLC, its general partner, By: Gates Capital Management, Inc., its managing member, By: /s/ Jeffrey L. Gates, President
2019-01-02
Gates Capital Management GP, LLC, By: Gates Capital Management, Inc., its managing member, By: /s/ Jeffrey L. Gates, President
2019-01-02
Gates Capital Management, Inc., By: /s/ Jeffrey L. Gates, President
2019-01-02
Jeffrey L. Gates, By: /s/ Jeffrey L. Gates
2019-01-02