0000899243-21-026411.txt : 20210628 0000899243-21-026411.hdr.sgml : 20210628 20210628214848 ACCESSION NUMBER: 0000899243-21-026411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210624 FILED AS OF DATE: 20210628 DATE AS OF CHANGE: 20210628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McEntee James J III CENTRAL INDEX KEY: 0001312746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39558 FILM NUMBER: 211055387 MAIL ADDRESS: STREET 1: 405 SILVERSIDE ROAD CITY: WILMINGTON STATE: DE ZIP: 19809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Perella Weinberg Partners CENTRAL INDEX KEY: 0001777835 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 841770732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE 24TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127351498 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE 24TH FL CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: FinTech Acquisition Corp. IV DATE OF NAME CHANGE: 20190524 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-24 1 0001777835 Perella Weinberg Partners PWP 0001312746 McEntee James J III 2929 ARCH STREET, SUITE 1703 PHILADELPHIA PA 19104 0 1 0 0 President and Secretary Class A Common Stock 2021-06-24 4 M 0 204562 0.00 A 204562 I By FinTech Masala Advisors IV, LLC Class B Common Stock 2021-06-24 4 D 0 32507 0.00 D Class A Common Stock 32507 217493 I By FinTech Masala Advisors IV, LLC Class B Common Stock 2021-06-24 4 S 0 12931 0.01 D Class A Common Stock 12931 204562 I By FinTech Masala Advisors IV, LLC Class B Common Stock 2021-06-24 4 M 0 204562 D Class A Common Stock 204562 0 I By FinTech Masala Advisors IV, LLC On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. (Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination. In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. Represents shares held directly by Masala. JMcEntee FinTech IV Partners and Swarthmore Trust of 2016 are members of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala. /s/ Amanda Abrams, Attorney-in-Fact 2021-06-28