0001312322-20-000009.txt : 20201210
0001312322-20-000009.hdr.sgml : 20201210
20201210201752
ACCESSION NUMBER: 0001312322-20-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201208
FILED AS OF DATE: 20201210
DATE AS OF CHANGE: 20201210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pileggi Jennifer
CENTRAL INDEX KEY: 0001312322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 201381940
MAIL ADDRESS:
STREET 1: CNF INC.
STREET 2: 2855 CAMPUS DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_160764945933735.xml
FORM 4
X0306
4
2020-12-08
0
0001423774
ZUORA INC
ZUO
0001312322
Pileggi Jennifer
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
SVP, GC and Corp. Secretary
Class A Common Stock
2020-12-08
4
C
0
15000
0
A
39634
D
Class A Common Stock
2020-12-08
4
S
0
19539
12.373
D
20095
D
Class A Common Stock
50000
I
By The Bradley and Jennifer Pileggi Trust
Stock Option (Right to buy Class B Common Stock)
3.34
2020-12-08
4
M
0
15000
3.34
D
2025-07-16
Class B Common Stock
15000.0
45000
D
Class B Common Stock
0.0
2020-12-08
4
M
0
15000
0
A
Class A Common Stock
15000.0
15000
D
Class B Common Stock
0.0
2020-12-08
4
C
0
15000
0
D
Class A Common Stock
15000.0
0
D
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
Represents the weighted average sale price. The lowest price at which shares were sold was $12.28 and the highest price at which shares were sold was $12.48. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the reporting person is trustee.
The option vested as to 100% of the underlying shares on June 8, 2019.
Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
/s/ Jennifer Pileggi
2020-12-10