0001312109-21-000185.txt : 20210806
0001312109-21-000185.hdr.sgml : 20210806
20210806173150
ACCESSION NUMBER: 0001312109-21-000185
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210804
FILED AS OF DATE: 20210806
DATE AS OF CHANGE: 20210806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fraher Kathleen
CENTRAL INDEX KEY: 0001758346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39123
FILM NUMBER: 211153985
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE SUITE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silvergate Capital Corp
CENTRAL INDEX KEY: 0001312109
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 362-6300
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
wf-form4_162828549284124.xml
FORM 4
X0306
4
2021-08-04
0
0001312109
Silvergate Capital Corp
SI
0001758346
Fraher Kathleen
4250 EXECUTIVE SQUARE
SUITE 300
LA JOLLA
CA
92037
0
1
0
0
Chief Operating Officer
Class A Common Stock
2021-08-04
4
S
0
1200
103.02
D
13884
D
Restricted Stock Units
Class A Common Stock
881.0
881
D
Non-Qualified Stock Options
127.56
2031-02-26
Class A Common Stock
2124.0
2124
D
Restricted Stock Units
Class A Common Stock
3609.0
3609
D
Non-Qualified Stock Options
12.0
2018-06-22
2028-06-22
Class A Common Stock
8750.0
0
D
Non-Qualified Stock Options
16.09
2029-11-19
Class A Common Stock
10616.0
10616
D
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The option becomes exercisable in three annual installments beginning February 26, 2022.
The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
The option becomes exercisable in four equal annual installments beginning November 18, 2020.
/s/ John M. Bonino, as Attorney-in-Fact
2021-08-06