0001312109-20-000178.txt : 20201120 0001312109-20-000178.hdr.sgml : 20201120 20201120171522 ACCESSION NUMBER: 0001312109-20-000178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201119 FILED AS OF DATE: 20201120 DATE AS OF CHANGE: 20201120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fraher Kathleen CENTRAL INDEX KEY: 0001758346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39123 FILM NUMBER: 201333406 MAIL ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silvergate Capital Corp CENTRAL INDEX KEY: 0001312109 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: (858) 362-6300 MAIL ADDRESS: STREET 1: 4250 EXECUTIVE SQUARE STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 wf-form4_160591050746374.xml FORM 4 X0306 4 2020-11-19 0 0001312109 Silvergate Capital Corp SI 0001758346 Fraher Kathleen 4250 EXECUTIVE SQUARE SUITE 300 LA JOLLA CA 92037 0 1 0 0 EVP & COO Class A Common Stock 2020-11-19 4 M 0 1203 A 1203 D Class A Common Stock 2020-11-19 4 F 0 416 30.87 D 787 D Restricted Stock Units 2020-11-19 4 M 0 1203 0 D Class A Common Stock 1203.0 3609 D Non-Qualified Stock Options 16.09 2029-11-19 Class A Common Stock 14155.0 14155 D Non-Qualified Stock Options 12.0 2018-06-22 2028-06-22 Class A Common Stock 35000.0 35000 D Non-Qualified Stock Options 5.98 2015-05-29 2025-05-29 Class A Common Stock 10000.0 10000 D Non-Qualified Stock Options 4.09 2011-03-25 2021-03-25 Class A Common Stock 5000.0 5000 D Restricted stock units convert into Class A Common Stock on a one-for-one basis. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. The option becomes exercisable in four equal annual installments beginning November 19, 2020. /s/ John M. Bonino, as Attorney-in-Fact 2020-11-20