0001312109-20-000168.txt : 20201120
0001312109-20-000168.hdr.sgml : 20201120
20201120165512
ACCESSION NUMBER: 0001312109-20-000168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201119
FILED AS OF DATE: 20201120
DATE AS OF CHANGE: 20201120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reed Scott A.
CENTRAL INDEX KEY: 0001473236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39123
FILM NUMBER: 201333211
MAIL ADDRESS:
STREET 1: 901 E. CARY STREET
STREET 2: ONE JAMES CENTER, SUITE 1700
CITY: RICHMOND
STATE: VA
ZIP: 23219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silvergate Capital Corp
CENTRAL INDEX KEY: 0001312109
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 362-6300
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
wf-form4_160590929893671.xml
FORM 4
X0306
4
2020-11-19
0
0001312109
Silvergate Capital Corp
SI
0001473236
Reed Scott A.
4250 EXECUTIVE SQUARE
SUITE 300
LA JOLLA
CA
92037
1
0
0
0
Class A Common Stock
2020-11-19
4
M
0
2500
A
2500
D
Class A Common Stock
1426488
I
By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock
550
I
By son Alexander
Class A Common Stock
550
I
By son Mitchell
Class A Common Stock
550
I
By son Shane
Class A Common Stock
550
I
By son Justin
Restricted Stock Units
2020-11-19
4
A
0
2500
0
D
Class A Common Stock
2500.0
0
D
Restricted Stock Units
Class A Common Stock
2056.0
2056
D
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
/s/ John M. Bonino, as Attorney-in-Fact
2020-11-20