0000950157-23-001157.txt : 20231121
0000950157-23-001157.hdr.sgml : 20231121
20231121163038
ACCESSION NUMBER: 0000950157-23-001157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231119
FILED AS OF DATE: 20231121
DATE AS OF CHANGE: 20231121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fraher Kathleen
CENTRAL INDEX KEY: 0001758346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39123
FILM NUMBER: 231428608
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE SUITE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silvergate Capital Corp
CENTRAL INDEX KEY: 0001312109
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 362-6300
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
form4.xml
X0508
4
2023-11-19
0001312109
Silvergate Capital Corp
SICP
0001758346
Fraher Kathleen
4250 EXECUTIVE SQUARE
SUITE 300
LA JOLLA
CA
92037
true
Chief Transition Officer
false
Class A Common Stock
2023-11-19
4
M
0
1203
0
A
12571
D
Class A Common Stock
2023-11-19
4
F
0
491
0.3022
D
12080
D
Restricted Stock Units
2023-11-19
4
M
0
1203
0
D
Class A Common Stock
1203
0
D
Restricted Stock Units
Class A Common Stock
294
294
D
Restricted Stock Units
Class A Common Stock
1052
1052
D
Restricted Stock Units
Class A Common Stock
4510
4510
D
Non-Qualified Stock Options
16.09
2029-11-19
Class A Common Stock
7077
7077
D
Non-Qualified Stock Options
110.84
2032-02-22
Class A Common Stock
3648
3648
D
Non-Qualified Stock Options
127.56
2031-02-26
Class A Common Stock
2124
2124
D
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units were granted on November 19, 2019 and vest in four equal annual installments beginning on November 19, 2020, the last of which occurred on November 19, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
The restricted stock units were granted on February 26, 2021 and vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The restricted stock units were granted on February 22, 2022 and vest in three equal annual installments beginning on February 22, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The restricted stock units were granted on February 22, 2022 and vest in two equal installments, on February 22, 2025, and February 22, 2026. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The option becomes exercisable in four equal annual installments beginning November 18, 2020.
The option becomes exercisable in three annual installments beginning February 22, 2023.
The option becomes exercisable in three annual installments beginning February 26, 2022.
/s/ Kathleen Fraher
2023-11-21