0001140361-18-033608.txt : 20180726 0001140361-18-033608.hdr.sgml : 20180726 20180726132343 ACCESSION NUMBER: 0001140361-18-033608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180720 FILED AS OF DATE: 20180726 DATE AS OF CHANGE: 20180726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daniel Mark J. CENTRAL INDEX KEY: 0001692266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37563 FILM NUMBER: 18971145 MAIL ADDRESS: STREET 1: C/O KLONDEX MINES LTD STREET 2: 1055 WEST HASTINGS ST., SUITE 200 CITY: VANCOUVER STATE: A1 ZIP: V6C 2E9 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Klondex Mines Unlimited Liability Co CENTRAL INDEX KEY: 0001311605 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 WEST HASTINGS ST, SUITE 200 CITY: VANCOUVER STATE: A1 ZIP: V6C 2E9 BUSINESS PHONE: 775-284-5757 MAIL ADDRESS: STREET 1: 1055 WEST HASTINGS ST, SUITE 200 CITY: VANCOUVER STATE: A1 ZIP: V6C 2E9 FORMER COMPANY: FORMER CONFORMED NAME: KLONDEX MINES LTD DATE OF NAME CHANGE: 20041215 4 1 doc1.xml FORM 4 X0306 4 2018-07-20 1 0001311605 Klondex Mines Unlimited Liability Co KLDX 0001692266 Daniel Mark J. C/O KLONDEX MINES LTD. 6110 PLUMAS STREET, SUITE A RENO NV 89519 1 0 0 0 Common Shares 2018-07-20 4 D 0 36983 D 0 D Stock Options 2018-07-20 4 D 0 33333 0 D Common Shares 33333 0 D Deferred Share Units ("DSUs") 2018-07-20 4 D 0 45046 0 D Common Shares 45046 0 D The common shares were disposed of upon completion of a statutory plan of arrangement under the Business Corporations Act (British Columbia) (the "Arrangement") and pursuant to an arrangement agreement dated March 16, 2018, by and among the Issuer, Hecla Mining Company ("Hecla") and 1156291 B.C. Unlimited Liability Company, a wholly-owned subsidiary of Hecla, in exchange for $31,106.40 in cash, 15,296 common shares of Hecla, having a market value of $3.220 per share on the effective date of the Arrangement (the "Effective Date"), and 4,622 common shares of Havilah Mining Corporation, a subsidiary of Hecla ("Havilah"), having a market value of $0.46 per share on the first date of trading. Immediately prior to the Effective Date, the outstanding "in-the-money" options were converted into common shares of the Issuer, which were then disposed of pursuant to the Arrangement for $28,036.39 in cash, 13,786 common shares of Hecla, having a market value of $3.220 per share on the Effective Date, and 4,166 common shares of Havilah, having a market value of $0.46 per share on the first date of trading. Each DSU represented a contingent right to receive the economic equivalent of one common share of the Issuer, payable in cash. The DSUs were cancelled pursuant to the Arrangement in exchange for a cash payment of $2.36 per DSU. /s/ Mark J. Daniel 2018-07-26