0001140361-18-033608.txt : 20180726
0001140361-18-033608.hdr.sgml : 20180726
20180726132343
ACCESSION NUMBER: 0001140361-18-033608
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180720
FILED AS OF DATE: 20180726
DATE AS OF CHANGE: 20180726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daniel Mark J.
CENTRAL INDEX KEY: 0001692266
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37563
FILM NUMBER: 18971145
MAIL ADDRESS:
STREET 1: C/O KLONDEX MINES LTD
STREET 2: 1055 WEST HASTINGS ST., SUITE 200
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2E9
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Klondex Mines Unlimited Liability Co
CENTRAL INDEX KEY: 0001311605
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1055 WEST HASTINGS ST, SUITE 200
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2E9
BUSINESS PHONE: 775-284-5757
MAIL ADDRESS:
STREET 1: 1055 WEST HASTINGS ST, SUITE 200
CITY: VANCOUVER
STATE: A1
ZIP: V6C 2E9
FORMER COMPANY:
FORMER CONFORMED NAME: KLONDEX MINES LTD
DATE OF NAME CHANGE: 20041215
4
1
doc1.xml
FORM 4
X0306
4
2018-07-20
1
0001311605
Klondex Mines Unlimited Liability Co
KLDX
0001692266
Daniel Mark J.
C/O KLONDEX MINES LTD.
6110 PLUMAS STREET, SUITE A
RENO
NV
89519
1
0
0
0
Common Shares
2018-07-20
4
D
0
36983
D
0
D
Stock Options
2018-07-20
4
D
0
33333
0
D
Common Shares
33333
0
D
Deferred Share Units ("DSUs")
2018-07-20
4
D
0
45046
0
D
Common Shares
45046
0
D
The common shares were disposed of upon completion of a statutory plan of arrangement under the Business Corporations Act (British Columbia) (the "Arrangement") and pursuant to an arrangement agreement dated March 16, 2018, by and among the Issuer, Hecla Mining Company ("Hecla") and 1156291 B.C. Unlimited Liability Company, a wholly-owned subsidiary of Hecla, in exchange for $31,106.40 in cash, 15,296 common shares of Hecla, having a market value of $3.220 per share on the effective date of the Arrangement (the "Effective Date"), and 4,622 common shares of Havilah Mining Corporation, a subsidiary of Hecla ("Havilah"), having a market value of $0.46 per share on the first date of trading.
Immediately prior to the Effective Date, the outstanding "in-the-money" options were converted into common shares of the Issuer, which were then disposed of pursuant to the Arrangement for $28,036.39 in cash, 13,786 common shares of Hecla, having a market value of $3.220 per share on the Effective Date, and 4,166 common shares of Havilah, having a market value of $0.46 per share on the first date of trading.
Each DSU represented a contingent right to receive the economic equivalent of one common share of the Issuer, payable in cash. The DSUs were cancelled pursuant to the Arrangement in exchange for a cash payment of $2.36 per DSU.
/s/ Mark J. Daniel
2018-07-26