-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ce0uiVzg1XQH3vG37pa4+l7x6jJ2t5C00ai6muOhpbrE70XiMeYfzZl1cl0zf7gm pKTovF52ROlxaXxPmwpxOw== 0001104659-05-059169.txt : 20051205 0001104659-05-059169.hdr.sgml : 20051205 20051205174309 ACCESSION NUMBER: 0001104659-05-059169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051201 FILED AS OF DATE: 20051205 DATE AS OF CHANGE: 20051205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON ROBERT R CENTRAL INDEX KEY: 0001202728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51642 FILM NUMBER: 051245250 MAIL ADDRESS: STREET 1: MKS INSTRUMENTS, INC STREET 2: SIX SHATTUCK ROAD CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aviza Technology, Inc. CENTRAL INDEX KEY: 0001311396 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 201979646 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 440 KINGS VILLAGE ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 BUSINESS PHONE: (831) 438-2100 MAIL ADDRESS: STREET 1: 440 KINGS VILLAGE ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER COMPANY: FORMER CONFORMED NAME: New Athletics, Inc. DATE OF NAME CHANGE: 20041214 4 1 a4.xml 4 X0202 4 2005-12-01 0 0001311396 Aviza Technology, Inc. AVZA 0001202728 ANDERSON ROBERT R C/O AVIZA TECHNOLOGY, INC. 440 KINGS VILLAGE ROAD SCOTTS VALLEY CA 95066 1 0 0 0 Common Stock 2005-12-01 2005-12-01 4 A 0 5800 A 5800 D common stock option 3.588 2005-12-01 2005-12-01 4 A 0 2610 A 2010-04-12 Common Stock 2610 2610 D common stock option 3.509 2005-12-01 2005-12-01 4 A 0 1160 A 2011-05-15 Common Stock 1160 1160 D common stock option 4.158 2005-12-01 2005-12-01 4 A 0 1160 A 2012-05-16 Common Stock 1160 1160 D common stock option 0.878 2005-12-01 2005-12-01 4 A 0 2320 A 2013-05-22 Common Stock 2320 2320 D common stock option 0.611 2005-12-01 2005-12-01 4 A 0 2320 A 2014-09-07 Common Stock 2320 2320 D In connection with Aviza, Inc.'s (formerly, Aviza Technology, Inc.) merger transaction with Trikon Technologies, Inc., each share of common stock of Trikon Technologies, Inc. converted into the right to receive 0.29 of a share of Aviza Technology, Inc. (formerly, New Athletics, Inc.), and each option to purchase a share of Trikon Technologies, Inc. common stock converted into the right to purchase 0.29 of a share of Aviza Technology, Inc. common stock. This option provides for vesting in full, one year from the date of grant beginning April 12, 2000. This option provides for vesting in full, one year from the date of grant beginning May 15, 2001. This option provides for vesting in full, one year from the date of grant beginning May 16, 2002. This option provides for vesting in full, one year from the date of grant beginning May 22, 2003. This option provides for vesting in full, one year from the date of grant beginning September 7, 2004. /s/ Errol H. Hunter (Attorney-in-Fact) 2005-12-05 -----END PRIVACY-ENHANCED MESSAGE-----