-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B5OdZSducuQgpbSnWnRxJPDYx0LYKZlE9mzIy4Kr19ctxQB1ATZ+OWY/g+BRqBbT QrLpud2H444p7lpoAJK8bQ== 0001104659-05-059167.txt : 20051205 0001104659-05-059167.hdr.sgml : 20051205 20051205172754 ACCESSION NUMBER: 0001104659-05-059167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051201 FILED AS OF DATE: 20051205 DATE AS OF CHANGE: 20051205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONN RICHARD M CENTRAL INDEX KEY: 0001253307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51642 FILM NUMBER: 051245161 BUSINESS ADDRESS: STREET 1: C/O TRIKON TECHNOLOGIES LTD STREET 2: RINGLAND WAY CITY: NEWPORT STATE: X0 ZIP: NP18 2TA BUSINESS PHONE: 441633414000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aviza Technology, Inc. CENTRAL INDEX KEY: 0001311396 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 201979646 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 440 KINGS VILLAGE ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 BUSINESS PHONE: (831) 438-2100 MAIL ADDRESS: STREET 1: 440 KINGS VILLAGE ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER COMPANY: FORMER CONFORMED NAME: New Athletics, Inc. DATE OF NAME CHANGE: 20041214 4 1 a4.xml 4 X0202 4 2005-12-01 0 0001311396 Aviza Technology, Inc. AVZA 0001253307 CONN RICHARD M C/O AVIZA TECHNOLOGY, INC. 440 KINGS VILLAGE ROAD SCOTTS VALLEY CA 95066 1 0 0 0 common stock option 4.168 2005-12-01 2005-12-01 4 A 0 362 A 2008-02-02 Common Stock 362 362 D common stock option 3.860 2005-12-01 2005-12-01 4 A 0 1160 A 2010-05-31 Common Stock 1160 1160 D common stock option 3.509 2005-12-01 2005-12-01 4 A 0 1160 A 2011-05-15 Common Stock 1160 1160 D common stock option 4.158 2005-12-01 2005-12-01 4 A 0 1160 A 2012-05-16 Common Stock 1160 1160 D common stock option 0.878 2005-12-01 2005-12-01 4 A 0 2320 A 2013-05-22 Common Stock 2320 2320 D common stock option 0.611 2005-12-01 2005-12-01 4 A 0 2320 A 2014-09-07 Common Stock 2320 2320 D This option, which provided for vesting in equal increments of 25% over a 4 year period beginning October 27, 1998, was assumed by Aviza Technology, Inc. (formerly, New Athletics, Inc.) in the merger and replaced with an option to purchase 362 shares of New Athletics, Inc. common stock. This option provides for vesting in equal increments of 25% over a 4 year period beginning October 27, 1998. This option provides for vesting one year from the date of grant. In connection with Aviza, Inc.'s (formerly, Aviza Technology, Inc.) merger transaction with Trikon Technologies, Inc., each share of common stock of Trikon Technologies, Inc. converted into the right to receive 0.29 of a share of Aviza Technology, Inc. (formerly, New Athletics, Inc.), and each option to purchase a share of Trikon Technologies, Inc. common stock converted into the right to purchase 0.29 of a share of Aviza Technology, Inc. common stock. /s/ Richard M. Conn 2005-12-05 -----END PRIVACY-ENHANCED MESSAGE-----