-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LlSd1EbLHKHqBa7nhpkBCLcsPppsIVm1QpaPDUDYiI53S9tRIbbmEcRtgKygaprE asLrgiDXW2jeldJwXNtfcA== 0001104659-05-059165.txt : 20051205 0001104659-05-059165.hdr.sgml : 20051205 20051205172608 ACCESSION NUMBER: 0001104659-05-059165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051201 FILED AS OF DATE: 20051205 DATE AS OF CHANGE: 20051205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OConnor Patrick C CENTRAL INDEX KEY: 0001345440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51642 FILM NUMBER: 051245136 BUSINESS ADDRESS: BUSINESS PHONE: 831 438 2100 MAIL ADDRESS: STREET 1: AVIZA TECHNOLOGY INC STREET 2: 440 KINGS VILLAGE ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aviza Technology, Inc. CENTRAL INDEX KEY: 0001311396 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 201979646 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 440 KINGS VILLAGE ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 BUSINESS PHONE: (831) 438-2100 MAIL ADDRESS: STREET 1: 440 KINGS VILLAGE ROAD CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER COMPANY: FORMER CONFORMED NAME: New Athletics, Inc. DATE OF NAME CHANGE: 20041214 4 1 a4.xml 4 X0202 4 2005-12-01 0 0001311396 Aviza Technology, Inc. AVZA 0001345440 OConnor Patrick C C/O AVIZA TECHNOLOGY, INC. 440 KINGS VILLAGE ROAD SCOTTS VALLEY CA 95066 0 1 0 0 Executive Vice President & CFO Common Stock, par value $0.0001 per share 2005-12-01 2005-12-01 4 A 0 168921 A 168921 I See Foornote Common Stock Options 0.675 2005-12-01 2005-12-01 4 A 0 360171 A 2014-02-04 Common Stock 360171 360171 D Common Stock Options 0.855 2005-12-01 2005-12-01 4 A 0 4502 A 2014-10-21 Common Stock 4502 4502 D In connection with Aviza, Inc.'s (formerly, Aviza Technology, Inc.) merger transaction with Trikon Technologies, Inc., each share of common stock of Aviza, Inc. converted into the right to receive 0.900430 of a share of Aviza Technology, Inc. (formerly, New Athletics, Inc.), and each option to purchase a share of Aviza, Inc. common stock converted into the right to purchase 0.900430 of a share of Aviza Technology, Inc. common stock. By Oak Ventures L.P. Mr. O'Connor disclaims beneficial ownership of the shares held by the named partnership except to the extent of his pecuniary interest in such shares. 25% of the options are exercisable on each three-month anniversary of the date of grant. /s/ Patrick C. O'Connor 2005-12-05 -----END PRIVACY-ENHANCED MESSAGE-----