0001209191-24-004335.txt : 20240305 0001209191-24-004335.hdr.sgml : 20240305 20240305160622 ACCESSION NUMBER: 0001209191-24-004335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soto Alexandra CENTRAL INDEX KEY: 0001777410 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 24720301 MAIL ADDRESS: STREET 1: C/O LAZARD LTD, 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard, Inc. CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 980437848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: (212) 632-6000 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 FORMER COMPANY: FORMER CONFORMED NAME: Lazard Ltd DATE OF NAME CHANGE: 20041213 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-03-01 0 0001311370 Lazard, Inc. LAZ 0001777410 Soto Alexandra C/O LAZARD, INC. 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 1 0 0 Chief Operating Officer 0 Common Stock 2024-03-01 4 M 0 63169 A 164016 D Common Stock 2024-03-01 4 M 0 12834 A 176850 D Common Stock 2024-03-01 4 F 0 35722 38.54 D 141128 D Performance-based Restricted Stock Units 2024-03-01 4 M 0 63169 D 2024-03-01 2024-03-01 Common Stock 63169 0 D Restricted Stock Units 2024-03-01 4 M 0 12834 D 2024-03-01 2024-03-01 Common Stock 12834 148224 D Shares of Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2020, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. This grant's performance metrics were the same as those applicable to performance-based equity awards awarded with respect to compensation for 2020 as previously reflected in the Company's proxy statement for the relevant year. Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of RSUs, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards. Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of PRSUs and RSUs referenced in Footnotes (1) and (2). Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of the PRSUs and RSUs referenced in Footnotes (1) and (2). Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock. Each RSU represents a contingent right to receive one share of Common Stock. /s/ Alexandra Soto by Shari L. Soloway under a P of A 2024-03-05