0001209191-18-016897.txt : 20180305 0001209191-18-016897.hdr.sgml : 20180305 20180305185143 ACCESSION NUMBER: 0001209191-18-016897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stern Alexander F. CENTRAL INDEX KEY: 0001450474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 18668108 MAIL ADDRESS: STREET 1: C/O LAZARD LTD STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-01 0 0001311370 Lazard Ltd LAZ 0001450474 Stern Alexander F. C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 1 0 0 Chief Operating Officer Class A Common Stock 2018-03-01 4 M 0 175702 A 276886 D Class A Common Stock 2018-03-02 4 D 0 86024 53.47 D 190862 D Class A Common Stock 2018-03-02 4 S 0 15160 53.47 D 175702 D Class A Common Stock 2018-03-05 4 S 0 50000 53.02 D 125702 D Performance-based Restricted Stock Units 2018-03-01 4 M 0 154486 D 2018-03-01 2018-03-01 Class A Common Stock 154486 86411 D Restricted Stock Units 2018-03-01 4 M 0 21216 D 2018-03-01 2018-03-01 Class A Common Stock 21216 35493 D Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs. Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date. Represents shares of Class A Common Stock sold to the Company. Reflects a weighted average purchase price of $53.02 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. Each RSU represents a contingent right to receive one share of Class A Common Stock. /s/ Alexander F. Stern by Scott D. Hoffman under a P of A 2018-03-05