0001528704-13-000003.txt : 20130205
0001528704-13-000003.hdr.sgml : 20130205
20130205133844
ACCESSION NUMBER: 0001528704-13-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130201
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hunter James Craig
CENTRAL INDEX KEY: 0001528704
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 13573208
MAIL ADDRESS:
STREET 1: INTERMOLECULAR, INC.
STREET 2: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
wf-form4_136008951337756.xml
FORM 4
X0306
4
2013-02-01
0
0001311241
INTERMOLECULAR INC
IMI
0001528704
Hunter James Craig
INTERMOLECULAR, INC.
3011 NORTH FIRST STREET
SAN JOSE
CA
95134-2004
0
1
0
0
SVP Global Sales/Marketing
Common Stock, $0.001 par value
2013-02-01
4
M
0
3500
2
A
26750
D
Common Stock, $0.001 par value
2013-02-01
4
S
0
3500
9.4431
D
23250
D
Stock Option (right to buy)
2.0
2013-02-01
4
M
0
3500
0
D
2019-02-24
Common Stock
3500.0
322000
D
The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on May 11, 2012.
The transaction was executed in multiple trades in prices ranging from $9.26 to $9.59, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
These shares vest pursuant to the following schedule: Twenty-five percent (25%) of the shares subject to the original option (350,000 shares) vested on the first anniversary measured from January 30, 2009 ("Vesting Commencement Date") and the remaining shares vest in 36 successive equal monthly installments thereafter on each monthly anniversary date of the Vesting Commencement Date, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
/s/ James Craig Hunter
2013-02-05