0001528704-13-000003.txt : 20130205 0001528704-13-000003.hdr.sgml : 20130205 20130205133844 ACCESSION NUMBER: 0001528704-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunter James Craig CENTRAL INDEX KEY: 0001528704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35348 FILM NUMBER: 13573208 MAIL ADDRESS: STREET 1: INTERMOLECULAR, INC. STREET 2: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERMOLECULAR INC CENTRAL INDEX KEY: 0001311241 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201616267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 582-5700 MAIL ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 wf-form4_136008951337756.xml FORM 4 X0306 4 2013-02-01 0 0001311241 INTERMOLECULAR INC IMI 0001528704 Hunter James Craig INTERMOLECULAR, INC. 3011 NORTH FIRST STREET SAN JOSE CA 95134-2004 0 1 0 0 SVP Global Sales/Marketing Common Stock, $0.001 par value 2013-02-01 4 M 0 3500 2 A 26750 D Common Stock, $0.001 par value 2013-02-01 4 S 0 3500 9.4431 D 23250 D Stock Option (right to buy) 2.0 2013-02-01 4 M 0 3500 0 D 2019-02-24 Common Stock 3500.0 322000 D The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on May 11, 2012. The transaction was executed in multiple trades in prices ranging from $9.26 to $9.59, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected. These shares vest pursuant to the following schedule: Twenty-five percent (25%) of the shares subject to the original option (350,000 shares) vested on the first anniversary measured from January 30, 2009 ("Vesting Commencement Date") and the remaining shares vest in 36 successive equal monthly installments thereafter on each monthly anniversary date of the Vesting Commencement Date, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. /s/ James Craig Hunter 2013-02-05