0000950103-11-002197.txt : 20110603 0000950103-11-002197.hdr.sgml : 20110603 20110603203815 ACCESSION NUMBER: 0000950103-11-002197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110602 FILED AS OF DATE: 20110603 DATE AS OF CHANGE: 20110603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lese William D CENTRAL INDEX KEY: 0001399334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35189 FILM NUMBER: 11893677 MAIL ADDRESS: STREET 1: SOLAZYME, INC. STREET 2: 225 GATEWAY BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLAZYME INC CENTRAL INDEX KEY: 0001311230 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 331077078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 GATEWAY BLVD. CITY: S. SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-780-4777 MAIL ADDRESS: STREET 1: 225 GATEWAY BLVD. CITY: S. SAN FRANCISCO STATE: CA ZIP: 94080 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-06-02 0001311230 SOLAZYME INC SZYM 0001399334 Lese William D BRAEMAR ENERGY VENTURES 340 MADISON AVENUE, 18TH FLOOR NEW YORK NY 10017 1 0 1 0 Common Stock 2011-06-02 4 C 0 2481350 A 2481350 I By Braemar Energy Ventures II, LP Common Stock 2011-06-02 4 C 0 2540879 A 2540879 I By Solazyme Investments, LLC Common Stock 2011-06-02 4 P 0 200 18.00 A 200 I By Wife as UTMA custodian for children Series C Preferred Stock 2011-06-02 4 C 0 2481350 D Common Stock 2481350 0 I By Braemar Energy Ventures II, LP Series D Preferred Stock 2011-06-02 4 C 0 2540879 D Common Stock 2540879 0 I By Solazyme Investments, LLC The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date. William D. Lese is a managing director of Braemar Power and Communications Management II, LP ("BPCM"). BPCM is the general partner of Braemar Energy Ventures II, LP ("BEV"). The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date. William D. Lese is a managing director of BPCM. BPCM is the general partner of BEV. BEV is the manager of Solazyme Investments, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares purchased in a directed share program in connection with the Issuer's initial public offering. The reporting person disclaims beneficial ownership of these shares. /s/ William D. Lese 2011-06-03