0000950103-11-002194.txt : 20110603 0000950103-11-002194.hdr.sgml : 20110603 20110603194907 ACCESSION NUMBER: 0000950103-11-002194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110602 FILED AS OF DATE: 20110603 DATE AS OF CHANGE: 20110603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIDDLER JERRY CENTRAL INDEX KEY: 0001008219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35189 FILM NUMBER: 11893650 MAIL ADDRESS: STREET 1: SOLAZYME, INC. STREET 2: 225 GATEWAY BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLAZYME INC CENTRAL INDEX KEY: 0001311230 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 331077078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 GATEWAY BLVD. CITY: S. SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-780-4777 MAIL ADDRESS: STREET 1: 225 GATEWAY BLVD. CITY: S. SAN FRANCISCO STATE: CA ZIP: 94080 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-06-02 0001311230 SOLAZYME INC SZYM 0001008219 FIDDLER JERRY SOLAZYME, INC. 225 GATEWAY BOULEVARD SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Common Stock 2011-06-02 4 C 0 2269560 A 2269560 I See Footnote Common Stock 2011-06-02 4 C 0 198098 A 2467658 I See Footnote Common Stock 2011-06-02 4 C 0 22515 A 2490173 I See Footnote Common Stock 2011-06-02 4 C 0 175037 A 2665210 I See Footnote Common Stock 2011-06-02 4 C 0 225714 A 225714 I See Footnote Common Stock 2011-06-02 4 C 0 54861 A 54861 I See Footnote Common Stock 2011-06-02 4 C 0 54861 A 54861 I See Footnote Common Stock 2011-06-02 4 C 0 54861 A 54861 I See Footnote Common Stock 47925 D Common Stock 544075 I See Footnote Series A Preferred Stock 2011-06-02 4 C 0 2269560 D Common Stock 2269560 0 I See Footnote Series B Preferred Stock 2011-06-02 4 C 0 198098 D Common Stock 198098 0 I See Footnote Series C Preferred Stock 2011-06-02 4 C 0 22515 D Common Stock 22515 0 I See Footnote Series D Preferred Stock 2011-06-02 4 C 0 175037 D Common Stock 175037 0 I See Footnote Series C Preferred Stock 2011-06-02 4 C 0 225714 D Common Stock 225714 0 I See Footnote Series C Preferred Stock 2011-06-02 4 C 0 54861 D Common Stock 54861 0 I See Footnote Series C Preferred Stock 2011-06-02 4 C 0 54861 D Common Stock 54861 0 I See Footnote Series C Preferred Stock 2011-06-02 4 C 0 54861 D Common Stock 54861 0 I See Footnote The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date. Shares held directly by Jazem I Family Partners, L.P. for which the reporting person serves as a general partner. The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date. The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date. The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date. Shares held directly by The Fiddler and Alden Family Trust for which the reporting person serves as a trustee. Shares held directly by the AAF 2006 Trust for which the reporting person serves as co-trustee. Shares held directly by the ESF 2006 Trust for which the reporting person serves as co-trustee. Shares held directly by the ZUF 2006 Trust for which the reporting person serves as co-trustee. A portion of these shares is subject to a right of repurchase held by the Issuer. Shares held directly by The Fiddler and Alden Family Trust for which the reporting person serves as a trustee. /s/ Jerry Fiddler 2011-06-03