-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OXuXD9d2aXGrqi92XLcxho9oD/gPLT4cnpRHs0xOD5CpZrXKI2TuwlEeSGSVBs33 RPrdFP/cTUMgM+wLuHZOYg== 0001209191-10-055825.txt : 20101118 0001209191-10-055825.hdr.sgml : 20101118 20101118162219 ACCESSION NUMBER: 0001209191-10-055825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101116 FILED AS OF DATE: 20101118 DATE AS OF CHANGE: 20101118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGurk William J CENTRAL INDEX KEY: 0001313289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51239 FILM NUMBER: 101203055 MAIL ADDRESS: STREET 1: C/O ROCKVILLE FINANCIAL INC STREET 2: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockville Financial Inc. CENTRAL INDEX KEY: 0001311131 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 300288470 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 PARK STREET CITY: ROCKVILLE STATE: CT ZIP: 06066 BUSINESS PHONE: 860-291-3600 MAIL ADDRESS: STREET 1: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-16 0 0001311131 Rockville Financial Inc. RCKB 0001313289 McGurk William J ROCKVILLE FINANCIAL INC 1645 ELLINGTON ROAD SOUTH WINDSOR CT 06074 1 1 0 0 President/CEO Common Stock 8245.4527 I By Rockville Bank 401(k) Plan Common Stock 2010-11-16 4 P 0 200 10.87 A 124453 D Common Stock 8501.9521 I By Rockville Bank ESOP Plan Stock Options 17.77 2008-12-13 2016-12-13 Common Stock 30000 30000 D Stock Options 14.35 2007-08-14 2017-08-14 Common Stock 30000 30000 D Stock Options 11.98 2008-02-20 2018-02-20 Common Stock 30000 30000 D Stock Options 9.24 2009-03-16 2019-03-16 Common Stock 31100 31100 D Stock Options 11.25 2010-11-15 2020-11-15 Common Stock 35400 35400 D Includes 15,000 shares held jointly with wife. Includes 42,000 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006 and December 13, 2007, and will vest 20% on each December 13 of years 2008 - 2010. Includes 33,600 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares withheld by the Issuer for tax withholding purposes. Includes 2,780 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares withheld by the Issuer for tax withholding purposes. Total beneficial ownership is 141,200.4048 shares as of 11/16/2010. Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. /s/ William J. McGurk 2010-11-18 -----END PRIVACY-ENHANCED MESSAGE-----