0001715268-21-000029.txt : 20210302
0001715268-21-000029.hdr.sgml : 20210302
20210302093653
ACCESSION NUMBER: 0001715268-21-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210226
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub Lawrence E
CENTRAL INDEX KEY: 0001311018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01244
FILM NUMBER: 21701527
MAIL ADDRESS:
STREET 1: 555 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golub Capital BDC 3, Inc.
CENTRAL INDEX KEY: 0001715268
IRS NUMBER: 822375481
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: (212) 750-6060
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
4
1
wf-form4_161469579916247.xml
FORM 4
X0306
4
2021-02-26
0
0001715268
Golub Capital BDC 3, Inc.
NONE
0001311018
Golub Lawrence E
C/O GOLUB CAPITAL BDC 3, INC.
200 PARK AVENUE, 25TH FLOOR
NEW YORK
NY
10166
1
1
0
0
Chairman
Common Stock, par value $0.001 per share
2021-02-26
4
P
0
61361.333
15
A
766149.148
I
By GCOP LLC
Common Stock, par value $0.001 per share
1834523.315
I
By GEMS Fund 4, L.P.
Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 766,149.148 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
/s/ Lawrence E. Golub
2021-03-02