0001715268-20-000053.txt : 20200902 0001715268-20-000053.hdr.sgml : 20200902 20200902171221 ACCESSION NUMBER: 0001715268-20-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200902 DATE AS OF CHANGE: 20200902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub Lawrence E CENTRAL INDEX KEY: 0001311018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01244 FILM NUMBER: 201157564 MAIL ADDRESS: STREET 1: 555 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golub Capital BDC 3, Inc. CENTRAL INDEX KEY: 0001715268 IRS NUMBER: 822375481 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: (212) 750-6060 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 4 1 wf-form4_159908112772163.xml FORM 4 X0306 4 2020-08-31 0 0001715268 Golub Capital BDC 3, Inc. NONE 0001311018 Golub Lawrence E C/O GOLUB CAPITAL BDC 3, INC. 200 PARK AVENUE, 25TH FLOOR NEW YORK NY 10166 1 1 0 0 Chairman Common Stock, par value $0.001 per share 2020-08-31 4 P 0 56189.983 14.6823 A 1834523.315 I By GEMS Fund 4, L.P. Common Stock, par value $0.001 per share 2020-08-31 4 P 0 47016.713 14.6823 A 625862.114 I By GCOP LLC Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 625,862.114 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. /s/ Lawrence E. Golub 2020-09-02