0001715268-18-000074.txt : 20180807
0001715268-18-000074.hdr.sgml : 20180807
20180807111637
ACCESSION NUMBER: 0001715268-18-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180803
FILED AS OF DATE: 20180807
DATE AS OF CHANGE: 20180807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub Lawrence E
CENTRAL INDEX KEY: 0001311018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01244
FILM NUMBER: 18996754
MAIL ADDRESS:
STREET 1: 555 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golub Capital BDC 3, Inc.
CENTRAL INDEX KEY: 0001715268
IRS NUMBER: 822375481
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: (212) 750-6060
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
4
1
wf-form4_153365498032223.xml
FORM 4
X0306
4
2018-08-03
0
0001715268
Golub Capital BDC 3, Inc.
NONE
0001311018
Golub Lawrence E
C/O GOLUB CAPITAL BDC 3, INC.
666 FIFTH AVENUE, 18TH FLOOR
NEW YORK
NY
10103
1
1
0
0
Chairman
Common Stock, par value $0.001 per share
2018-08-03
4
P
0
73333.333
15
A
458333.333
I
By GEMS Fund 4, L.P.
Common Stock, par value $0.001 per share
700
I
By GCOP LLC
Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 458,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GCOP LLC, which directly owns 700 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
/s/ Lawrence E. Golub
2018-08-07