0001715268-18-000074.txt : 20180807 0001715268-18-000074.hdr.sgml : 20180807 20180807111637 ACCESSION NUMBER: 0001715268-18-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub Lawrence E CENTRAL INDEX KEY: 0001311018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01244 FILM NUMBER: 18996754 MAIL ADDRESS: STREET 1: 555 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golub Capital BDC 3, Inc. CENTRAL INDEX KEY: 0001715268 IRS NUMBER: 822375481 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: (212) 750-6060 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 4 1 wf-form4_153365498032223.xml FORM 4 X0306 4 2018-08-03 0 0001715268 Golub Capital BDC 3, Inc. NONE 0001311018 Golub Lawrence E C/O GOLUB CAPITAL BDC 3, INC. 666 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10103 1 1 0 0 Chairman Common Stock, par value $0.001 per share 2018-08-03 4 P 0 73333.333 15 A 458333.333 I By GEMS Fund 4, L.P. Common Stock, par value $0.001 per share 700 I By GCOP LLC Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 458,333.333 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Due to his control of and ownership interest in GCOP LLC, which directly owns 700 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. /s/ Lawrence E. Golub 2018-08-07