0001627515-18-000040.txt : 20180620 0001627515-18-000040.hdr.sgml : 20180620 20180620095432 ACCESSION NUMBER: 0001627515-18-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180618 FILED AS OF DATE: 20180620 DATE AS OF CHANGE: 20180620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub Lawrence E CENTRAL INDEX KEY: 0001311018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01128 FILM NUMBER: 18908828 MAIL ADDRESS: STREET 1: 555 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLUB CAPITAL INVESTMENT Corp CENTRAL INDEX KEY: 0001627515 IRS NUMBER: 471893276 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212.750.6060 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital Investment Corp DATE OF NAME CHANGE: 20141209 4 1 wf-form4_152950285653388.xml FORM 4 X0306 4 2018-06-18 0 0001627515 GOLUB CAPITAL INVESTMENT Corp NONE 0001311018 Golub Lawrence E C/O GOLUB CAPITAL INVESTMENT CORPORATION 666 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10103 1 1 1 0 Chairman Common Stock, par value $0.001 per share 2018-06-18 4 P 0 55815.467 15 A 1563026.331 I By GEMS Fund 4, L.P. Common Stock, par value $0.001 per share 3491739.305 I BY GEMS Fund, L.P. Common Stock, par value $0.001 per share 1004905.973 I By GCOP LLC Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,563,026.331 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. Due to his control of GEMS Fund, L.P., which directly owns 3,491,739.305 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund, L.P. except to the extent of his pecuniary interest therein. Due to his control of and ownership interest in GCOP LLC, which directly owns 1,004,905.973 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. /s/ Lawrence E. Golub 2018-06-20