The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 881 4,478 SH   DFND 1 4,478 0 0
ABBVIE INC COM 00287Y109 555 5,986 SH   DFND 1 5,986 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 482 2,945 SH   DFND 1 2,945 0 0
ADOBE SYS INC COM 00724F101 789 3,236 SH   DFND 1 3,236 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 240 3,277 SH   DFND 1 3,277 0 0
ALCENTRA CAP CORP COM 01374T102 72 11,193 SH   DFND 1 11,193 0 0
ALPHABET INC CAP STK CL A 02079K305 451 399 SH   DFND 1 399 0 0
AMAZON COM INC COM 023135106 1,309 770 SH   DFND 1 770 0 0
AMERICAN CAP SR FLOATING LTD COM 02504D108 201 16,377 SH   DFND 1 16,377 0 0
AMERICAN ELEC PWR INC COM 025537101 300 4,337 SH   DFND 1 4,337 0 0
AMGEN INC COM 031162100 996 5,394 SH   DFND 1 5,394 0 0
ANALOG DEVICES INC COM 032654105 497 5,177 SH   DFND 1 5,177 0 0
APOLLO COML REAL EST FIN INC COM 03762U105 201 10,997 SH   DFND 1 10,997 0 0
APOLLO INVT CORP COM 03761U106 592 106,307 SH   DFND 1 106,307 0 0
APPLE INC COM 037833100 1,082 5,847 SH   DFND 1 5,847 0 0
ARES CAP CORP COM 04010L103 1,562 94,928 SH   DFND 1 94,928 0 0
ARES COML REAL ESTATE CORP COM 04013V108 229 16,560 SH   DFND 1 16,560 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 833 23,712 SH   DFND 1 23,712 0 0
AT&T INC COM 00206R102 471 14,682 SH   DFND 1 14,682 0 0
BANK AMER CORP COM 060505104 260 9,212 SH   DFND 1 9,212 0 0
BB&T CORP COM 054937107 305 6,037 SH   DFND 1 6,037 0 0
BIOGEN INC COM 09062X103 271 932 SH   DFND 1 932 0 0
BLACKROCK CAPITAL INVESTMENT COM 092533108 598 102,628 SH   DFND 1 102,628 0 0
BLACKROCK INC COM 09247X101 907 1,818 SH   DFND 1 1,818 0 0
BLACKSTONE MTG TR INC COM CL A 09257W100 317 10,101 SH   DFND 1 10,101 0 0
BOEING CO COM 097023105 775 2,311 SH   DFND 1 2,311 0 0
BOOKING HLDGS INC COM 09857L108 859 424 SH   DFND 1 424 0 0
BROWN FORMAN CORP CL B 115637209 460 9,396 SH   DFND 1 9,396 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 402 4,807 SH   DFND 1 4,807 0 0
CAPITAL ONE FINL CORP COM 14040H105 210 2,289 SH   DFND 1 2,289 0 0
CAPITALA FIN CORP COM 14054R106 104 12,509 SH   DFND 1 12,509 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461100 106 11,887 SH   DFND 1 11,887 0 0
CERNER CORP COM 156782104 380 6,354 SH   DFND 1 6,354 0 0
CHEVRON CORP NEW COM 166764100 935 7,393 SH   DFND 1 7,393 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 362 840 SH   DFND 1 840 0 0
CIMAREX ENERGY CO COM 171798101 270 2,652 SH   DFND 1 2,652 0 0
CINTAS CORP COM 172908105 340 1,838 SH   DFND 1 1,838 0 0
CISCO SYS INC COM 17275R102 1,800 41,839 SH   DFND 1 41,839 0 0
CITIGROUP INC COM NEW 172967424 385 5,753 SH   DFND 1 5,753 0 0
CLEARBRIDGE AMERN ENERG MLP COM 184691103 117 15,547 SH   DFND 1 15,547 0 0
CM FIN INC COM 12574Q103 224 25,169 SH   DFND 1 25,169 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 492 6,227 SH   DFND 1 6,227 0 0
COLGATE PALMOLIVE CO COM 194162103 320 4,937 SH   DFND 1 4,937 0 0
COLONY CAP INC NEW CL A COM 19626G108 146 23,464 SH   DFND 1 23,464 0 0
COSTCO WHSL CORP NEW COM 22160K105 902 4,315 SH   DFND 1 4,315 0 0
CVR PARTNERS LP COM 126633106 99 30,035 SH   DFND 1 30,035 0 0
CVS HEALTH CORP COM 126650100 407 6,329 SH   DFND 1 6,329 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 229 14,691 SH   DFND 1 14,691 0 0
DISNEY WALT CO COM DISNEY 254687106 314 2,993 SH   DFND 1 2,993 0 0
DOMINION ENERGY INC COM 25746U109 268 3,934 SH   DFND 1 3,934 0 0
DOWDUPONT INC COM 26078J100 279 4,229 SH   DFND 1 4,229 0 0
DRIVE SHACK INC COM 262077100 310 40,187 SH   DFND 1 40,187 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 494 3,394 SH   DFND 1 3,394 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 208 7,523 SH   DFND 1 7,523 0 0
ERICSSON ADR B SEK 10 294821608 188 24,545 SH   DFND 1 24,545 0 0
EXPEDITORS INTL WASH INC COM 302130109 479 6,552 SH   DFND 1 6,552 0 0
EXXON MOBIL CORP COM 30231G102 963 11,644 SH   DFND 1 11,644 0 0
F5 NETWORKS INC COM 315616102 439 2,546 SH   DFND 1 2,546 0 0
FACEBOOK INC CL A 30303M102 1,543 7,942 SH   DFND 1 7,942 0 0
FASTENAL CO COM 311900104 366 7,607 SH   DFND 1 7,607 0 0
FIDUS INVT CORP COM 316500107 374 26,307 SH   DFND 1 26,307 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 200 18,093 SH   DFND 1 18,093 0 0
FS INVT CORP COM 302635107 186 25,330 SH   DFND 1 25,330 0 0
GARRISON CAP INC COM 366554103 280 34,450 SH   DFND 1 34,450 0 0
GENERAL MTRS CO COM 37045V100 242 6,149 SH   DFND 1 6,149 0 0
GLADSTONE CAPITAL CORP COM 376535100 326 36,247 SH   DFND 1 36,247 0 0
GLADSTONE INVT CORP COM 376546107 638 54,204 SH   DFND 1 54,204 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1,387 34,403 SH   DFND 1 34,403 0 0
GOLDMAN SACHS BDC INC SHS 38147U107 219 10,695 SH   DFND 1 10,695 0 0
GOLUB CAP BDC INC COM 38173M102 416 22,743 SH   DFND 1 22,743 0 0
HELMERICH & PAYNE INC COM 423452101 251 3,935 SH   DFND 1 3,935 0 0
HERCULES CAPITAL INC COM 427096508 633 50,021 SH   DFND 1 50,021 0 0
HOLLYFRONTIER CORP COM 436106108 298 4,348 SH   DFND 1 4,348 0 0
HOLOGIC INC COM 436440101 690 17,362 SH   DFND 1 17,362 0 0
HONEYWELL INTL INC COM 438516106 864 5,995 SH   DFND 1 5,995 0 0
HORIZON TECHNOLOGY FIN CORP COM 44045A102 577 57,197 SH   DFND 1 57,197 0 0
HORMEL FOODS CORP COM 440452100 364 9,772 SH   DFND 1 9,772 0 0
HP INC COM 40434L105 232 10,230 SH   DFND 1 10,230 0 0
ILLINOIS TOOL WKS INC COM 452308109 564 4,072 SH   DFND 1 4,072 0 0
ILLUMINA INC COM 452327109 848 3,035 SH   DFND 1 3,035 0 0
ING GROEP N V SPONSORED ADR 456837103 624 43,542 SH   DFND 1 43,542 0 0
INTEL CORP COM 458140100 760 15,290 SH   DFND 1 15,290 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 339 2,733 SH   DFND 1 2,733 0 0
INTUIT COM 461202103 614 3,005 SH   DFND 1 3,005 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 677 1,414 SH   DFND 1 1,414 0 0
JOHNSON & JOHNSON COM 478160104 1,012 8,340 SH   DFND 1 8,340 0 0
KAYNE ANDERSON ENRGY TTL RT COM 48660P104 115 12,211 SH   DFND 1 12,211 0 0
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 265 6,279 SH   DFND 1 6,279 0 0
KRAFT HEINZ CO COM 500754106 207 3,300 SH   DFND 1 3,300 0 0
LAS VEGAS SANDS CORP COM 517834107 255 3,337 SH   DFND 1 3,337 0 0
LAUDER ESTEE COS INC CL A 518439104 603 4,225 SH   DFND 1 4,225 0 0
LOCKHEED MARTIN CORP COM 539830109 427 1,445 SH   DFND 1 1,445 0 0
MARRIOTT INTL INC NEW CL A 571903202 296 2,341 SH   DFND 1 2,341 0 0
MASTERCARD INCORPORATED CL A 57636Q104 651 3,313 SH   DFND 1 3,313 0 0
MCDONALDS CORP COM 580135101 344 2,197 SH   DFND 1 2,197 0 0
MEDLEY CAP CORP COM 58503F106 301 86,863 SH   DFND 1 86,863 0 0
MERCK & CO INC COM 58933Y105 548 9,030 SH   DFND 1 9,030 0 0
METTLER TOLEDO INTERNATIONAL COM 592688105 462 799 SH   DFND 1 799 0 0
MGM GROWTH PPTYS LLC CL A COM 55303A105 1,109 36,393 SH   DFND 1 36,393 0 0
MICHAEL KORS HLDGS LTD SHS G60754101 519 7,791 SH   DFND 1 7,791 0 0
MICROSOFT CORP COM 594918104 399 4,050 SH   DFND 1 4,050 0 0
MONROE CAP CORP COM 610335101 253 18,745 SH   DFND 1 18,745 0 0
MONSTER BEVERAGE CORP NEW COM 61174X109 853 14,886 SH   DFND 1 14,886 0 0
NATIONAL CINEMEDIA INC COM 635309107 263 31,267 SH   DFND 1 31,267 0 0
NATIONAL GRID PLC SPONSORED ADR NE 636274409 209 3,748 SH   DFND 1 3,748 0 0
NEW MTN FIN CORP COM 647551100 534 39,271 SH   DFND 1 39,271 0 0
NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 1 18,517 PRN   DFND 1 18,517 0 0
NIKE INC CL B 654106103 515 6,459 SH   DFND 1 6,459 0 0
NORFOLK SOUTHERN CORP COM 655844108 249 1,651 SH   DFND 1 1,651 0 0
NOVARTIS A G SPONSORED ADR 66987V109 256 3,387 SH   DFND 1 3,387 0 0
NUTRIEN LTD COM 67077M108 278 5,118 SH   DFND 1 5,118 0 0
NVIDIA CORP COM 67066G104 2,268 9,575 SH   DFND 1 9,575 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 358 74,807 SH   DFND 1 74,807 0 0
OAKTREE STRATEGIC INCOME COR COM 67402D104 167 19,634 SH   DFND 1 19,634 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 364 4,351 SH   DFND 1 4,351 0 0
ORACLE CORP COM 68389X105 428 9,703 SH   DFND 1 9,703 0 0
PAYCHEX INC COM 704326107 382 5,587 SH   DFND 1 5,587 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 572 41,852 SH   DFND 1 41,852 0 0
PENNANTPARK INVT CORP COM 708062104 223 31,807 SH   DFND 1 31,807 0 0
PHILLIPS 66 COM 718546104 377 3,357 SH   DFND 1 3,357 0 0
PNC FINL SVCS GROUP INC COM 693475105 218 1,615 SH   DFND 1 1,615 0 0
PPG INDS INC COM 693506107 466 4,493 SH   DFND 1 4,493 0 0
PROCTER AND GAMBLE CO COM 742718109 652 8,347 SH   DFND 1 8,347 0 0
RAYTHEON CO COM NEW 755111507 428 2,217 SH   DFND 1 2,217 0 0
REGENERON PHARMACEUTICALS COM 75886F107 619 1,793 SH   DFND 1 1,793 0 0
ROBERT HALF INTL INC COM 770323103 551 8,464 SH   DFND 1 8,464 0 0
ROSS STORES INC COM 778296103 449 5,296 SH   DFND 1 5,296 0 0
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 204 1,973 SH   DFND 1 1,973 0 0
SARATOGA INVT CORP COM NEW 80349A208 217 7,833 SH   DFND 1 7,833 0 0
SCHLUMBERGER LTD COM 806857108 264 3,939 SH   DFND 1 3,939 0 0
SCHWAB CHARLES CORP NEW COM 808513105 1,029 20,137 SH   DFND 1 20,137 0 0
SHERWIN WILLIAMS CO COM 824348106 515 1,264 SH   DFND 1 1,264 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 420 4,342 SH   DFND 1 4,342 0 0
STARBUCKS CORP COM 855244109 614 12,569 SH   DFND 1 12,569 0 0
STARWOOD PPTY TR INC COM 85571B105 380 17,499 SH   DFND 1 17,499 0 0
STELLUS CAP INVT CORP COM 858568108 313 24,464 SH   DFND 1 24,464 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 106 13,610 SH   DFND 1 13,610 0 0
SUNTRUST BKS INC COM 867914103 230 3,481 SH   DFND 1 3,481 0 0
SYNCHRONY FINL COM 87165B103 454 13,588 SH   DFND 1 13,588 0 0
SYSCO CORP COM 871829107 359 5,250 SH   DFND 1 5,250 0 0
TCP CAP CORP COM 87238Q103 485 33,584 SH   DFND 1 33,584 0 0
TELEFONICA BRASIL SA SPONSORED ADR 87936R106 148 12,475 SH   DFND 1 12,475 0 0
TEXAS INSTRS INC COM 882508104 793 7,192 SH   DFND 1 7,192 0 0
THL CR INC COM 872438106 634 81,126 SH   DFND 1 81,126 0 0
TORONTO DOMINION BK ONT COM NEW 891160509 246 4,243 SH   DFND 1 4,243 0 0
TOTAL S A SPONSORED ADR 89151E109 210 3,475 SH   DFND 1 3,475 0 0
TPG SPECIALTY LENDING INC COM 87265K102 500 27,882 SH   DFND 1 27,882 0 0
TRACTOR SUPPLY CO COM 892356106 384 5,024 SH   DFND 1 5,024 0 0
TRAVELERS COMPANIES INC COM 89417E109 323 2,641 SH   DFND 1 2,641 0 0
TRIANGLE CAP CORP COM 895848109 224 19,458 SH   DFND 1 19,458 0 0
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 733 59,007 SH   DFND 1 59,007 0 0
UBS GROUP AG SHS H42097107 241 15,739 SH   DFND 1 15,739 0 0
ULTA BEAUTY INC COM 90384S303 313 1,339 SH   DFND 1 1,339 0 0
UNDER ARMOUR INC CL A 904311107 269 11,955 SH   DFND 1 11,955 0 0
UNILEVER PLC SPON ADR NEW 904767704 328 5,934 SH   DFND 1 5,934 0 0
UNION PAC CORP COM 907818108 334 2,355 SH   DFND 1 2,355 0 0
UNITED PARCEL SERVICE INC CL B 911312106 325 3,062 SH   DFND 1 3,062 0 0
US BANCORP DEL COM NEW 902973304 218 4,368 SH   DFND 1 4,368 0 0
VALERO ENERGY CORP NEW COM 91913Y100 793 7,155 SH   DFND 1 7,155 0 0
VECTOR GROUP LTD COM 92240M108 739 38,734 SH   DFND 1 38,734 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 1,211 24,071 SH   DFND 1 24,071 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 232 1,365 SH   DFND 1 1,365 0 0
VISA INC COM CL A 92826C839 1,079 8,144 SH   DFND 1 8,144 0 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 237 9,754 SH   DFND 1 9,754 0 0
WALMART INC COM 931142103 218 2,548 SH   DFND 1 2,548 0 0
WATERS CORP COM 941848103 457 2,361 SH   DFND 1 2,361 0 0
WELLS FARGO CO NEW COM 949746101 770 13,890 SH   DFND 1 13,890 0 0
WEYERHAEUSER CO COM 962166104 286 7,850 SH   DFND 1 7,850 0 0
WHITEHORSE FIN INC COM 96524V106 288 19,822 SH   DFND 1 19,822 0 0
XCEL ENERGY INC COM 98389B100 324 7,084 SH   DFND 1 7,084 0 0