0000950123-18-005237.txt : 20180514
0000950123-18-005237.hdr.sgml : 20180514
20180514150341
ACCESSION NUMBER: 0000950123-18-005237
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
EFFECTIVENESS DATE: 20180514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuveen Fund Advisors, LLC
CENTRAL INDEX KEY: 0001311016
IRS NUMBER: 310942504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11710
FILM NUMBER: 18830174
BUSINESS ADDRESS:
STREET 1: 333 W. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-917-8146
MAIL ADDRESS:
STREET 1: 333 W. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Nuveen Fund Advisors, Inc.
DATE OF NAME CHANGE: 20110224
FORMER COMPANY:
FORMER CONFORMED NAME: Nuveen Asset Management Inc.
DATE OF NAME CHANGE: 20041209
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001311016
XXXXXXXX
03-31-2018
03-31-2018
Nuveen Fund Advisors, LLC
333 W. Wacker Drive
Chicago
IL
60606
13F COMBINATION REPORT
028-11710
028-14498
Nuveen Asset Management, LLC
N
Erik Mogavero
Chief Compliance Officer
212-916-5622
/s/ Erik Mogavero
New York
NY
05-14-2018
0
250
217113
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COM
88579Y101
1422
6480
SH
DFND
1
6480
0
0
ABBVIE INC
COM
00287Y109
1467
15495
SH
DFND
1
15495
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
802
5224
SH
DFND
1
5224
0
0
ACUITY BRANDS INC
COM
00508Y102
349
2506
SH
DFND
1
2506
0
0
ADOBE SYS INC
COM
00724F101
1292
5977
SH
DFND
1
5977
0
0
ADVANCED SEMICONDUCTOR ENGR
SPONSORED ADR
00756M404
123
16892
SH
DFND
1
16892
0
0
AEGON N V
NY REGISTRY SH
007924103
203
30003
SH
DFND
1
30003
0
0
AETNA INC NEW
COM
00817Y108
3222
19068
SH
DFND
1
19068
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
242
3413
SH
DFND
1
3413
0
0
ALCENTRA CAP CORP
COM
01374T102
80
11533
SH
DFND
1
11533
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
219
1966
SH
DFND
1
1966
0
0
ALPHABET INC
CAP STK CL A
02079K305
650
627
SH
DFND
1
627
0
0
ALPHABET INC
CAP STK CL C
02079K107
574
556
SH
DFND
1
556
0
0
AMAZON COM INC
COM
023135106
1699
1174
SH
DFND
1
1174
0
0
AMERICAN CAP SR FLOATING LTD
COM
02504D108
195
17482
SH
DFND
1
17482
0
0
AMERICAN ELEC PWR INC
COM
025537101
351
5112
SH
DFND
1
5112
0
0
AMGEN INC
COM
031162100
4062
23825
SH
DFND
1
23825
0
0
ANALOG DEVICES INC
COM
032654105
638
6998
SH
DFND
1
6998
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
367
20416
SH
DFND
1
20416
0
0
APOLLO INVT CORP
COM
03761U106
835
160016
SH
DFND
1
160016
0
0
APPLE INC
COM
037833100
1423
8481
SH
DFND
1
8481
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
212
4881
SH
DFND
1
4881
0
0
ARES CAP CORP
COM
04010L103
1917
120799
SH
DFND
1
120799
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
333
26948
SH
DFND
1
26948
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1093
31262
SH
DFND
1
31262
0
0
AT&T INC
COM
00206R102
1440
40382
SH
DFND
1
40382
0
0
BANK AMER CORP
COM
060505104
3857
128626
SH
DFND
1
128626
0
0
BANK NEW YORK MELLON CORP
COM
064058100
2800
54336
SH
DFND
1
54336
0
0
BB&T CORP
COM
054937107
427
8201
SH
DFND
1
8201
0
0
BIOGEN INC
COM
09062X103
561
2047
SH
DFND
1
2047
0
0
BLACKROCK CAPITAL INVESTMENT
COM
092533108
861
142845
SH
DFND
1
142845
0
0
BLACKROCK INC
COM
09247X101
1251
2310
SH
DFND
1
2310
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
412
13126
SH
DFND
1
13126
0
0
BLOCK H & R INC
COM
093671105
470
18500
SH
DFND
1
18500
0
0
BOEING CO
COM
097023105
3169
9666
SH
DFND
1
9666
0
0
BOOKING HLDGS INC
COM
09857L108
1049
504
SH
DFND
1
504
0
0
BP PLC
SPONSORED ADR
055622104
370
9125
SH
DFND
1
9125
0
0
BROWN FORMAN CORP
CL B
115637209
887
16309
SH
DFND
1
16309
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
798
8515
SH
DFND
1
8515
0
0
CA INC
COM
12673P105
248
7320
SH
DFND
1
7320
0
0
CAPITAL ONE FINL CORP
COM
14040H105
238
2484
SH
DFND
1
2484
0
0
CAPITALA FIN CORP
COM
14054R106
103
13353
SH
DFND
1
13353
0
0
CARDINAL HEALTH INC
COM
14149Y108
2377
37915
SH
DFND
1
37915
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
371
5664
SH
DFND
1
5664
0
0
CATERPILLAR INC DEL
COM
149123101
1237
8393
SH
DFND
1
8393
0
0
CBS CORP NEW
CL B
124857202
1920
37359
SH
DFND
1
37359
0
0
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461100
141
16594
SH
DFND
1
16594
0
0
CENTURYLINK INC
COM
156700106
170
10369
SH
DFND
1
10369
0
0
CERNER CORP
COM
156782104
655
11292
SH
DFND
1
11292
0
0
CHEVRON CORP NEW
COM
166764100
1583
13884
SH
DFND
1
13884
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
486
1503
SH
DFND
1
1503
0
0
CIMAREX ENERGY CO
COM
171798101
259
2772
SH
DFND
1
2772
0
0
CINTAS CORP
COM
172908105
326
1913
SH
DFND
1
1913
0
0
CISCO SYS INC
COM
17275R102
3859
89963
SH
DFND
1
89963
0
0
CITIGROUP INC
COM NEW
172967424
3201
47428
SH
DFND
1
47428
0
0
CLEARBRIDGE AMERN ENERG MLP
COM
184691103
149
21875
SH
DFND
1
21875
0
0
CM FIN INC
COM
12574Q103
350
42708
SH
DFND
1
42708
0
0
COCA COLA CO
COM
191216100
630
14517
SH
DFND
1
14517
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
863
10715
SH
DFND
1
10715
0
0
COLGATE PALMOLIVE CO
COM
194162103
620
8649
SH
DFND
1
8649
0
0
COLONY NORTHSTAR INC
CL A COM
19625W104
169
29987
SH
DFND
1
29987
0
0
CONSOLIDATED EDISON INC
COM
209115104
222
2851
SH
DFND
1
2851
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1032
5475
SH
DFND
1
5475
0
0
CUMMINS INC
COM
231021106
244
1504
SH
DFND
1
1504
0
0
CVR PARTNERS LP
COM
126633106
115
35499
SH
DFND
1
35499
0
0
CVS HEALTH CORP
COM
126650100
680
10933
SH
DFND
1
10933
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
276
16298
SH
DFND
1
16298
0
0
DISNEY WALT CO
COM DISNEY
254687106
483
4806
SH
DFND
1
4806
0
0
DOMINION ENERGY INC
COM
25746U109
354
5246
SH
DFND
1
5246
0
0
DOWDUPONT INC
COM
26078J100
532
8347
SH
DFND
1
8347
0
0
DRIVE SHACK INC
COM
262077100
212
44381
SH
DFND
1
44381
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
368
4752
SH
DFND
1
4752
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
857
6140
SH
DFND
1
6140
0
0
ENTERGY CORP NEW
COM
29364G103
523
6638
SH
DFND
1
6638
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
222
9054
SH
DFND
1
9054
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
354
5743
SH
DFND
1
5743
0
0
ERICSSON
ADR B SEK 10
294821608
169
26331
SH
DFND
1
26331
0
0
EXPEDITORS INTL WASH INC
COM
302130109
762
12039
SH
DFND
1
12039
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
2258
32689
SH
DFND
1
32689
0
0
EXXON MOBIL CORP
COM
30231G102
1551
20793
SH
DFND
1
20793
0
0
F5 NETWORKS INC
COM
315616102
385
2664
SH
DFND
1
2664
0
0
FACEBOOK INC
CL A
30303M102
1947
12187
SH
DFND
1
12187
0
0
FASTENAL CO
COM
311900104
742
13594
SH
DFND
1
13594
0
0
FIDUS INVT CORP
COM
316500107
376
29172
SH
DFND
1
29172
0
0
FIRST TR MLP & ENERGY INCOME
COM
33739B104
148
12107
SH
DFND
1
12107
0
0
FIRSTENERGY CORP
COM
337932107
581
17097
SH
DFND
1
17097
0
0
FOOT LOCKER INC
COM
344849104
354
7766
SH
DFND
1
7766
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2826
255039
SH
DFND
1
255039
0
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
81
10859
SH
DFND
1
10859
0
0
FS INVT CORP
COM
302635107
209
28826
SH
DFND
1
28826
0
0
GARRISON CAP INC
COM
366554103
482
59400
SH
DFND
1
59400
0
0
GENERAL ELECTRIC CO
COM
369604103
277
20536
SH
DFND
1
20536
0
0
GENERAL MLS INC
COM
370334104
224
4966
SH
DFND
1
4966
0
0
GENERAL MTRS CO
COM
37045V100
2861
78740
SH
DFND
1
78740
0
0
GILEAD SCIENCES INC
COM
375558103
3218
42684
SH
DFND
1
42684
0
0
GLADSTONE CAPITAL CORP
COM
376535100
610
70970
SH
DFND
1
70970
0
0
GLADSTONE INVT CORP
COM
376546107
605
59907
SH
DFND
1
59907
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1842
47157
SH
DFND
1
47157
0
0
GOLDMAN SACHS BDC INC
SHS
38147U107
216
11285
SH
DFND
1
11285
0
0
GOLUB CAP BDC INC
COM
38173M102
683
38186
SH
DFND
1
38186
0
0
GRAINGER W W INC
COM
384802104
495
1753
SH
DFND
1
1753
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
197
10123
SH
DFND
1
10123
0
0
HCP INC
COM
40414L109
367
15794
SH
DFND
1
15794
0
0
HELMERICH & PAYNE INC
COM
423452101
277
4155
SH
DFND
1
4155
0
0
HERCULES CAPITAL INC
COM
427096508
898
74205
SH
DFND
1
74205
0
0
HERSHEY CO
COM
427866108
458
4624
SH
DFND
1
4624
0
0
HOLLYFRONTIER CORP
COM
436106108
293
5993
SH
DFND
1
5993
0
0
HOLOGIC INC
COM
436440101
710
19003
SH
DFND
1
19003
0
0
HONEYWELL INTL INC
COM
438516106
1166
8067
SH
DFND
1
8067
0
0
HORIZON TECHNOLOGY FIN CORP
COM
44045A102
846
81392
SH
DFND
1
81392
0
0
HORMEL FOODS CORP
COM
440452100
599
17455
SH
DFND
1
17455
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
369
19794
SH
DFND
1
19794
0
0
HP INC
COM
40434L105
4167
190085
SH
DFND
1
190085
0
0
ILLINOIS TOOL WKS INC
COM
452308109
864
5512
SH
DFND
1
5512
0
0
ILLUMINA INC
COM
452327109
1368
5786
SH
DFND
1
5786
0
0
ING GROEP N V
SPONSORED ADR
456837103
1238
73105
SH
DFND
1
73105
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2795
32690
SH
DFND
1
32690
0
0
INTEL CORP
COM
458140100
1140
21890
SH
DFND
1
21890
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
671
4376
SH
DFND
1
4376
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
660
4823
SH
DFND
1
4823
0
0
INTUIT
COM
461202103
963
5554
SH
DFND
1
5554
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1052
2549
SH
DFND
1
2549
0
0
IRON MTN INC NEW
COM
46284V101
391
11902
SH
DFND
1
11902
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
445
3693
SH
DFND
1
3693
0
0
JOHNSON & JOHNSON
COM
478160104
1584
12358
SH
DFND
1
12358
0
0
KAYNE ANDERSON ENRGY TTL RT
COM
48660P104
150
17416
SH
DFND
1
17416
0
0
KCAP FINL INC
COM
48668E101
121
38473
SH
DFND
1
38473
0
0
KIMCO RLTY CORP
COM
49446R109
265
18401
SH
DFND
1
18401
0
0
KOHLS CORP
COM
500255104
670
10233
SH
DFND
1
10233
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
338
8819
SH
DFND
1
8819
0
0
KRAFT HEINZ CO
COM
500754106
362
5806
SH
DFND
1
5806
0
0
LAS VEGAS SANDS CORP
COM
517834107
691
9606
SH
DFND
1
9606
0
0
LAUDER ESTEE COS INC
CL A
518439104
1235
8251
SH
DFND
1
8251
0
0
LOCKHEED MARTIN CORP
COM
539830109
535
1582
SH
DFND
1
1582
0
0
MACERICH CO
COM
554382101
261
4660
SH
DFND
1
4660
0
0
MACYS INC
COM
55616P104
257
8643
SH
DFND
1
8643
0
0
MARATHON PETE CORP
COM
56585A102
549
7512
SH
DFND
1
7512
0
0
MARRIOTT INTL INC NEW
CL A
571903202
345
2540
SH
DFND
1
2540
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
1077
6148
SH
DFND
1
6148
0
0
MATTEL INC
COM
577081102
383
29128
SH
DFND
1
29128
0
0
MCDONALDS CORP
COM
580135101
514
3288
SH
DFND
1
3288
0
0
MCKESSON CORP
COM
58155Q103
2301
16336
SH
DFND
1
16336
0
0
MEDLEY CAP CORP
COM
58503F106
453
113867
SH
DFND
1
113867
0
0
MERCK & CO INC
COM
58933Y105
648
11890
SH
DFND
1
11890
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
481
836
SH
DFND
1
836
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
1094
41232
SH
DFND
1
41232
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
817
13153
SH
DFND
1
13153
0
0
MICROSOFT CORP
COM
594918104
825
9034
SH
DFND
1
9034
0
0
MIZUHO FINL GROUP INC
SPONSORED ADR
60687Y109
68
18420
SH
DFND
1
18420
0
0
MONROE CAP CORP
COM
610335101
246
20009
SH
DFND
1
20009
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
1160
20281
SH
DFND
1
20281
0
0
NATIONAL CINEMEDIA INC
COM
635309107
175
33683
SH
DFND
1
33683
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
397
7043
SH
DFND
1
7043
0
0
NAVIENT CORPORATION
COM
63938C108
408
31101
SH
DFND
1
31101
0
0
NEW MTN FIN CORP
COM
647551100
563
42807
SH
DFND
1
42807
0
0
NEXTERA ENERGY INC
UNIT 09/01/2019
65339F820
1
20790
PRN
DFND
1
20790
0
0
NIKE INC
CL B
654106103
946
14239
SH
DFND
1
14239
0
0
NORFOLK SOUTHERN CORP
COM
655844108
388
2859
SH
DFND
1
2859
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
499
6170
SH
DFND
1
6170
0
0
NTT DOCOMO INC
SPONS ADR
62942M201
410
16026
SH
DFND
1
16026
0
0
NUCOR CORP
COM
670346105
214
3497
SH
DFND
1
3497
0
0
NUTRIEN LTD
COM
67077M108
438
9263
SH
DFND
1
9263
0
0
NVIDIA CORP
COM
67066G104
2472
10675
SH
DFND
1
10675
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
538
127691
SH
DFND
1
127691
0
0
OAKTREE STRATEGIC INCOME COR
COM
67402D104
414
52472
SH
DFND
1
52472
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
951
14633
SH
DFND
1
14633
0
0
ONEOK INC NEW
COM
682680103
779
13685
SH
DFND
1
13685
0
0
ORACLE CORP
COM
68389X105
559
12227
SH
DFND
1
12227
0
0
PAYCHEX INC
COM
704326107
532
8643
SH
DFND
1
8643
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
858
65518
SH
DFND
1
65518
0
0
PENNANTPARK INVT CORP
COM
708062104
494
73999
SH
DFND
1
73999
0
0
PFIZER INC
COM
717081103
679
19123
SH
DFND
1
19123
0
0
PHILLIPS 66
COM
718546104
653
6810
SH
DFND
1
6810
0
0
PINNACLE WEST CAP CORP
COM
723484101
222
2777
SH
DFND
1
2777
0
0
PNC FINL SVCS GROUP INC
COM
693475105
423
2798
SH
DFND
1
2798
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
201
8688
SH
DFND
1
8688
0
0
PPG INDS INC
COM
693506107
522
4679
SH
DFND
1
4679
0
0
PPL CORP
COM
69351T106
404
14270
SH
DFND
1
14270
0
0
PROCTER AND GAMBLE CO
COM
742718109
821
10361
SH
DFND
1
10361
0
0
PRUDENTIAL FINL INC
COM
744320102
2881
27825
SH
DFND
1
27825
0
0
QORVO INC
COM
74736K101
321
4559
SH
DFND
1
4559
0
0
RAYTHEON CO
COM NEW
755111507
516
2392
SH
DFND
1
2392
0
0
REALTY INCOME CORP
COM
756109104
463
8949
SH
DFND
1
8949
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
908
2638
SH
DFND
1
2638
0
0
ROBERT HALF INTL INC
COM
770323103
893
15418
SH
DFND
1
15418
0
0
ROSS STORES INC
COM
778296103
432
5541
SH
DFND
1
5541
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
402
3417
SH
DFND
1
3417
0
0
SARATOGA INVT CORP
COM NEW
80349A208
339
16267
SH
DFND
1
16267
0
0
SCHLUMBERGER LTD
COM
806857108
620
9566
SH
DFND
1
9566
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
1430
27392
SH
DFND
1
27392
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
411
7024
SH
DFND
1
7024
0
0
SHERWIN WILLIAMS CO
COM
824348106
873
2227
SH
DFND
1
2227
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
113
13091
SH
DFND
1
13091
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
601
3892
SH
DFND
1
3892
0
0
SIRIUS XM HLDGS INC
COM
82968B103
3164
507086
SH
DFND
1
507086
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
850
8473
SH
DFND
1
8473
0
0
SOLAR CAP LTD
COM
83413U100
202
9961
SH
DFND
1
9961
0
0
SOUTHERN CO
COM
842587107
463
10372
SH
DFND
1
10372
0
0
STARBUCKS CORP
COM
855244109
1045
18049
SH
DFND
1
18049
0
0
STARWOOD PPTY TR INC
COM
85571B105
537
25611
SH
DFND
1
25611
0
0
STATOIL ASA
SPONSORED ADR
85771P102
458
19385
SH
DFND
1
19385
0
0
STELLUS CAP INVT CORP
COM
858568108
296
25684
SH
DFND
1
25684
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
126
14867
SH
DFND
1
14867
0
0
SUNTRUST BKS INC
COM
867914103
410
6031
SH
DFND
1
6031
0
0
SYNCHRONY FINL
COM
87165B103
531
15825
SH
DFND
1
15825
0
0
SYSCO CORP
COM
871829107
3105
51777
SH
DFND
1
51777
0
0
T MOBILE US INC
COM
872590104
2549
41766
SH
DFND
1
41766
0
0
TARGET CORP
COM
87612E106
3213
46272
SH
DFND
1
46272
0
0
TCP CAP CORP
COM
87238Q103
752
52863
SH
DFND
1
52863
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
258
16817
SH
DFND
1
16817
0
0
TEXAS INSTRS INC
COM
882508104
1391
13385
SH
DFND
1
13385
0
0
THL CR INC
COM
872438106
861
110815
SH
DFND
1
110815
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
413
7268
SH
DFND
1
7268
0
0
TOTAL S A
SPONSORED ADR
89151E109
521
9033
SH
DFND
1
9033
0
0
TPG SPECIALTY LENDING INC
COM
87265K102
555
31072
SH
DFND
1
31072
0
0
TRACTOR SUPPLY CO
COM
892356106
501
7950
SH
DFND
1
7950
0
0
TRAVELERS COMPANIES INC
COM
89417E109
783
5637
SH
DFND
1
5637
0
0
TRIANGLE CAP CORP
COM
895848109
382
34340
SH
DFND
1
34340
0
0
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
1030
86169
SH
DFND
1
86169
0
0
UBS GROUP AG
SHS
H42097107
461
26108
SH
DFND
1
26108
0
0
ULTA BEAUTY INC
COM
90384S303
505
2474
SH
DFND
1
2474
0
0
UNDER ARMOUR INC
CL A
904311107
254
15537
SH
DFND
1
15537
0
0
UNILEVER PLC
SPON ADR NEW
904767704
498
8972
SH
DFND
1
8972
0
0
UNION PAC CORP
COM
907818108
624
4644
SH
DFND
1
4644
0
0
UNITED CONTL HLDGS INC
COM
910047109
2190
31521
SH
DFND
1
31521
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
141
54597
SH
DFND
1
54597
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
459
4388
SH
DFND
1
4388
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
3081
14398
SH
DFND
1
14398
0
0
UNUM GROUP
COM
91529Y106
211
4432
SH
DFND
1
4432
0
0
US BANCORP DEL
COM NEW
902973304
382
7559
SH
DFND
1
7559
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1643
17715
SH
DFND
1
17715
0
0
VECTOR GROUP LTD
COM
92240M108
884
43336
SH
DFND
1
43336
0
0
VENTAS INC
COM
92276F100
404
8151
SH
DFND
1
8151
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2668
55791
SH
DFND
1
55791
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
701
4299
SH
DFND
1
4299
0
0
VIACOM INC NEW
CL B
92553P201
215
6910
SH
DFND
1
6910
0
0
VISA INC
COM CL A
92826C839
1781
14887
SH
DFND
1
14887
0
0
VMWARE INC
CL A COM
928563402
3445
28408
SH
DFND
1
28408
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
593
21330
SH
DFND
1
21330
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2091
31935
SH
DFND
1
31935
0
0
WALMART INC
COM
931142103
3753
42181
SH
DFND
1
42181
0
0
WATERS CORP
COM
941848103
490
2469
SH
DFND
1
2469
0
0
WELLS FARGO CO NEW
COM
949746101
956
18246
SH
DFND
1
18246
0
0
WELLTOWER INC
COM
95040Q104
394
7247
SH
DFND
1
7247
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
430
19371
SH
DFND
1
19371
0
0
WEYERHAEUSER CO
COM
962166104
420
12011
SH
DFND
1
12011
0
0
WHITEHORSE FIN INC
COM
96524V106
260
20944
SH
DFND
1
20944
0
0
WPP PLC NEW
ADR
92937A102
248
3115
SH
DFND
1
3115
0
0
XCEL ENERGY INC
COM
98389B100
474
10419
SH
DFND
1
10419
0
0
YUM BRANDS INC
COM
988498101
3081
36192
SH
DFND
1
36192
0
0