0000950123-18-005237.txt : 20180514 0000950123-18-005237.hdr.sgml : 20180514 20180514150341 ACCESSION NUMBER: 0000950123-18-005237 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Fund Advisors, LLC CENTRAL INDEX KEY: 0001311016 IRS NUMBER: 310942504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11710 FILM NUMBER: 18830174 BUSINESS ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Fund Advisors, Inc. DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Asset Management Inc. DATE OF NAME CHANGE: 20041209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001311016 XXXXXXXX 03-31-2018 03-31-2018 Nuveen Fund Advisors, LLC
333 W. Wacker Drive Chicago IL 60606
13F COMBINATION REPORT 028-11710 028-14498 Nuveen Asset Management, LLC N
Erik Mogavero Chief Compliance Officer 212-916-5622 /s/ Erik Mogavero New York NY 05-14-2018 0 250 217113 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 1422 6480 SH DFND 1 6480 0 0 ABBVIE INC COM 00287Y109 1467 15495 SH DFND 1 15495 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 802 5224 SH DFND 1 5224 0 0 ACUITY BRANDS INC COM 00508Y102 349 2506 SH DFND 1 2506 0 0 ADOBE SYS INC COM 00724F101 1292 5977 SH DFND 1 5977 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 123 16892 SH DFND 1 16892 0 0 AEGON N V NY REGISTRY SH 007924103 203 30003 SH DFND 1 30003 0 0 AETNA INC NEW COM 00817Y108 3222 19068 SH DFND 1 19068 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 242 3413 SH DFND 1 3413 0 0 ALCENTRA CAP CORP COM 01374T102 80 11533 SH DFND 1 11533 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 219 1966 SH DFND 1 1966 0 0 ALPHABET INC CAP STK CL A 02079K305 650 627 SH DFND 1 627 0 0 ALPHABET INC CAP STK CL C 02079K107 574 556 SH DFND 1 556 0 0 AMAZON COM INC COM 023135106 1699 1174 SH DFND 1 1174 0 0 AMERICAN CAP SR FLOATING LTD COM 02504D108 195 17482 SH DFND 1 17482 0 0 AMERICAN ELEC PWR INC COM 025537101 351 5112 SH DFND 1 5112 0 0 AMGEN INC COM 031162100 4062 23825 SH DFND 1 23825 0 0 ANALOG DEVICES INC COM 032654105 638 6998 SH DFND 1 6998 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 367 20416 SH DFND 1 20416 0 0 APOLLO INVT CORP COM 03761U106 835 160016 SH DFND 1 160016 0 0 APPLE INC COM 037833100 1423 8481 SH DFND 1 8481 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 212 4881 SH DFND 1 4881 0 0 ARES CAP CORP COM 04010L103 1917 120799 SH DFND 1 120799 0 0 ARES COML REAL ESTATE CORP COM 04013V108 333 26948 SH DFND 1 26948 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1093 31262 SH DFND 1 31262 0 0 AT&T INC COM 00206R102 1440 40382 SH DFND 1 40382 0 0 BANK AMER CORP COM 060505104 3857 128626 SH DFND 1 128626 0 0 BANK NEW YORK MELLON CORP COM 064058100 2800 54336 SH DFND 1 54336 0 0 BB&T CORP COM 054937107 427 8201 SH DFND 1 8201 0 0 BIOGEN INC COM 09062X103 561 2047 SH DFND 1 2047 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 861 142845 SH DFND 1 142845 0 0 BLACKROCK INC COM 09247X101 1251 2310 SH DFND 1 2310 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 412 13126 SH DFND 1 13126 0 0 BLOCK H & R INC COM 093671105 470 18500 SH DFND 1 18500 0 0 BOEING CO COM 097023105 3169 9666 SH DFND 1 9666 0 0 BOOKING HLDGS INC COM 09857L108 1049 504 SH DFND 1 504 0 0 BP PLC SPONSORED ADR 055622104 370 9125 SH DFND 1 9125 0 0 BROWN FORMAN CORP CL B 115637209 887 16309 SH DFND 1 16309 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 798 8515 SH DFND 1 8515 0 0 CA INC COM 12673P105 248 7320 SH DFND 1 7320 0 0 CAPITAL ONE FINL CORP COM 14040H105 238 2484 SH DFND 1 2484 0 0 CAPITALA FIN CORP COM 14054R106 103 13353 SH DFND 1 13353 0 0 CARDINAL HEALTH INC COM 14149Y108 2377 37915 SH DFND 1 37915 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 371 5664 SH DFND 1 5664 0 0 CATERPILLAR INC DEL COM 149123101 1237 8393 SH DFND 1 8393 0 0 CBS CORP NEW CL B 124857202 1920 37359 SH DFND 1 37359 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461100 141 16594 SH DFND 1 16594 0 0 CENTURYLINK INC COM 156700106 170 10369 SH DFND 1 10369 0 0 CERNER CORP COM 156782104 655 11292 SH DFND 1 11292 0 0 CHEVRON CORP NEW COM 166764100 1583 13884 SH DFND 1 13884 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 486 1503 SH DFND 1 1503 0 0 CIMAREX ENERGY CO COM 171798101 259 2772 SH DFND 1 2772 0 0 CINTAS CORP COM 172908105 326 1913 SH DFND 1 1913 0 0 CISCO SYS INC COM 17275R102 3859 89963 SH DFND 1 89963 0 0 CITIGROUP INC COM NEW 172967424 3201 47428 SH DFND 1 47428 0 0 CLEARBRIDGE AMERN ENERG MLP COM 184691103 149 21875 SH DFND 1 21875 0 0 CM FIN INC COM 12574Q103 350 42708 SH DFND 1 42708 0 0 COCA COLA CO COM 191216100 630 14517 SH DFND 1 14517 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 863 10715 SH DFND 1 10715 0 0 COLGATE PALMOLIVE CO COM 194162103 620 8649 SH DFND 1 8649 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 169 29987 SH DFND 1 29987 0 0 CONSOLIDATED EDISON INC COM 209115104 222 2851 SH DFND 1 2851 0 0 COSTCO WHSL CORP NEW COM 22160K105 1032 5475 SH DFND 1 5475 0 0 CUMMINS INC COM 231021106 244 1504 SH DFND 1 1504 0 0 CVR PARTNERS LP COM 126633106 115 35499 SH DFND 1 35499 0 0 CVS HEALTH CORP COM 126650100 680 10933 SH DFND 1 10933 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 276 16298 SH DFND 1 16298 0 0 DISNEY WALT CO COM DISNEY 254687106 483 4806 SH DFND 1 4806 0 0 DOMINION ENERGY INC COM 25746U109 354 5246 SH DFND 1 5246 0 0 DOWDUPONT INC COM 26078J100 532 8347 SH DFND 1 8347 0 0 DRIVE SHACK INC COM 262077100 212 44381 SH DFND 1 44381 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 368 4752 SH DFND 1 4752 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 857 6140 SH DFND 1 6140 0 0 ENTERGY CORP NEW COM 29364G103 523 6638 SH DFND 1 6638 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 222 9054 SH DFND 1 9054 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 354 5743 SH DFND 1 5743 0 0 ERICSSON ADR B SEK 10 294821608 169 26331 SH DFND 1 26331 0 0 EXPEDITORS INTL WASH INC COM 302130109 762 12039 SH DFND 1 12039 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 2258 32689 SH DFND 1 32689 0 0 EXXON MOBIL CORP COM 30231G102 1551 20793 SH DFND 1 20793 0 0 F5 NETWORKS INC COM 315616102 385 2664 SH DFND 1 2664 0 0 FACEBOOK INC CL A 30303M102 1947 12187 SH DFND 1 12187 0 0 FASTENAL CO COM 311900104 742 13594 SH DFND 1 13594 0 0 FIDUS INVT CORP COM 316500107 376 29172 SH DFND 1 29172 0 0 FIRST TR MLP & ENERGY INCOME COM 33739B104 148 12107 SH DFND 1 12107 0 0 FIRSTENERGY CORP COM 337932107 581 17097 SH DFND 1 17097 0 0 FOOT LOCKER INC COM 344849104 354 7766 SH DFND 1 7766 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2826 255039 SH DFND 1 255039 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 81 10859 SH DFND 1 10859 0 0 FS INVT CORP COM 302635107 209 28826 SH DFND 1 28826 0 0 GARRISON CAP INC COM 366554103 482 59400 SH DFND 1 59400 0 0 GENERAL ELECTRIC CO COM 369604103 277 20536 SH DFND 1 20536 0 0 GENERAL MLS INC COM 370334104 224 4966 SH DFND 1 4966 0 0 GENERAL MTRS CO COM 37045V100 2861 78740 SH DFND 1 78740 0 0 GILEAD SCIENCES INC COM 375558103 3218 42684 SH DFND 1 42684 0 0 GLADSTONE CAPITAL CORP COM 376535100 610 70970 SH DFND 1 70970 0 0 GLADSTONE INVT CORP COM 376546107 605 59907 SH DFND 1 59907 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1842 47157 SH DFND 1 47157 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 216 11285 SH DFND 1 11285 0 0 GOLUB CAP BDC INC COM 38173M102 683 38186 SH DFND 1 38186 0 0 GRAINGER W W INC COM 384802104 495 1753 SH DFND 1 1753 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 197 10123 SH DFND 1 10123 0 0 HCP INC COM 40414L109 367 15794 SH DFND 1 15794 0 0 HELMERICH & PAYNE INC COM 423452101 277 4155 SH DFND 1 4155 0 0 HERCULES CAPITAL INC COM 427096508 898 74205 SH DFND 1 74205 0 0 HERSHEY CO COM 427866108 458 4624 SH DFND 1 4624 0 0 HOLLYFRONTIER CORP COM 436106108 293 5993 SH DFND 1 5993 0 0 HOLOGIC INC COM 436440101 710 19003 SH DFND 1 19003 0 0 HONEYWELL INTL INC COM 438516106 1166 8067 SH DFND 1 8067 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 846 81392 SH DFND 1 81392 0 0 HORMEL FOODS CORP COM 440452100 599 17455 SH DFND 1 17455 0 0 HOST HOTELS & RESORTS INC COM 44107P104 369 19794 SH DFND 1 19794 0 0 HP INC COM 40434L105 4167 190085 SH DFND 1 190085 0 0 ILLINOIS TOOL WKS INC COM 452308109 864 5512 SH DFND 1 5512 0 0 ILLUMINA INC COM 452327109 1368 5786 SH DFND 1 5786 0 0 ING GROEP N V SPONSORED ADR 456837103 1238 73105 SH DFND 1 73105 0 0 INGERSOLL-RAND PLC SHS G47791101 2795 32690 SH DFND 1 32690 0 0 INTEL CORP COM 458140100 1140 21890 SH DFND 1 21890 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 671 4376 SH DFND 1 4376 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 660 4823 SH DFND 1 4823 0 0 INTUIT COM 461202103 963 5554 SH DFND 1 5554 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1052 2549 SH DFND 1 2549 0 0 IRON MTN INC NEW COM 46284V101 391 11902 SH DFND 1 11902 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 445 3693 SH DFND 1 3693 0 0 JOHNSON & JOHNSON COM 478160104 1584 12358 SH DFND 1 12358 0 0 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 150 17416 SH DFND 1 17416 0 0 KCAP FINL INC COM 48668E101 121 38473 SH DFND 1 38473 0 0 KIMCO RLTY CORP COM 49446R109 265 18401 SH DFND 1 18401 0 0 KOHLS CORP COM 500255104 670 10233 SH DFND 1 10233 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 338 8819 SH DFND 1 8819 0 0 KRAFT HEINZ CO COM 500754106 362 5806 SH DFND 1 5806 0 0 LAS VEGAS SANDS CORP COM 517834107 691 9606 SH DFND 1 9606 0 0 LAUDER ESTEE COS INC CL A 518439104 1235 8251 SH DFND 1 8251 0 0 LOCKHEED MARTIN CORP COM 539830109 535 1582 SH DFND 1 1582 0 0 MACERICH CO COM 554382101 261 4660 SH DFND 1 4660 0 0 MACYS INC COM 55616P104 257 8643 SH DFND 1 8643 0 0 MARATHON PETE CORP COM 56585A102 549 7512 SH DFND 1 7512 0 0 MARRIOTT INTL INC NEW CL A 571903202 345 2540 SH DFND 1 2540 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1077 6148 SH DFND 1 6148 0 0 MATTEL INC COM 577081102 383 29128 SH DFND 1 29128 0 0 MCDONALDS CORP COM 580135101 514 3288 SH DFND 1 3288 0 0 MCKESSON CORP COM 58155Q103 2301 16336 SH DFND 1 16336 0 0 MEDLEY CAP CORP COM 58503F106 453 113867 SH DFND 1 113867 0 0 MERCK & CO INC COM 58933Y105 648 11890 SH DFND 1 11890 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 481 836 SH DFND 1 836 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 1094 41232 SH DFND 1 41232 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 817 13153 SH DFND 1 13153 0 0 MICROSOFT CORP COM 594918104 825 9034 SH DFND 1 9034 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 68 18420 SH DFND 1 18420 0 0 MONROE CAP CORP COM 610335101 246 20009 SH DFND 1 20009 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 1160 20281 SH DFND 1 20281 0 0 NATIONAL CINEMEDIA INC COM 635309107 175 33683 SH DFND 1 33683 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 397 7043 SH DFND 1 7043 0 0 NAVIENT CORPORATION COM 63938C108 408 31101 SH DFND 1 31101 0 0 NEW MTN FIN CORP COM 647551100 563 42807 SH DFND 1 42807 0 0 NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 1 20790 PRN DFND 1 20790 0 0 NIKE INC CL B 654106103 946 14239 SH DFND 1 14239 0 0 NORFOLK SOUTHERN CORP COM 655844108 388 2859 SH DFND 1 2859 0 0 NOVARTIS A G SPONSORED ADR 66987V109 499 6170 SH DFND 1 6170 0 0 NTT DOCOMO INC SPONS ADR 62942M201 410 16026 SH DFND 1 16026 0 0 NUCOR CORP COM 670346105 214 3497 SH DFND 1 3497 0 0 NUTRIEN LTD COM 67077M108 438 9263 SH DFND 1 9263 0 0 NVIDIA CORP COM 67066G104 2472 10675 SH DFND 1 10675 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 538 127691 SH DFND 1 127691 0 0 OAKTREE STRATEGIC INCOME COR COM 67402D104 414 52472 SH DFND 1 52472 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 951 14633 SH DFND 1 14633 0 0 ONEOK INC NEW COM 682680103 779 13685 SH DFND 1 13685 0 0 ORACLE CORP COM 68389X105 559 12227 SH DFND 1 12227 0 0 PAYCHEX INC COM 704326107 532 8643 SH DFND 1 8643 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 858 65518 SH DFND 1 65518 0 0 PENNANTPARK INVT CORP COM 708062104 494 73999 SH DFND 1 73999 0 0 PFIZER INC COM 717081103 679 19123 SH DFND 1 19123 0 0 PHILLIPS 66 COM 718546104 653 6810 SH DFND 1 6810 0 0 PINNACLE WEST CAP CORP COM 723484101 222 2777 SH DFND 1 2777 0 0 PNC FINL SVCS GROUP INC COM 693475105 423 2798 SH DFND 1 2798 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 201 8688 SH DFND 1 8688 0 0 PPG INDS INC COM 693506107 522 4679 SH DFND 1 4679 0 0 PPL CORP COM 69351T106 404 14270 SH DFND 1 14270 0 0 PROCTER AND GAMBLE CO COM 742718109 821 10361 SH DFND 1 10361 0 0 PRUDENTIAL FINL INC COM 744320102 2881 27825 SH DFND 1 27825 0 0 QORVO INC COM 74736K101 321 4559 SH DFND 1 4559 0 0 RAYTHEON CO COM NEW 755111507 516 2392 SH DFND 1 2392 0 0 REALTY INCOME CORP COM 756109104 463 8949 SH DFND 1 8949 0 0 REGENERON PHARMACEUTICALS COM 75886F107 908 2638 SH DFND 1 2638 0 0 ROBERT HALF INTL INC COM 770323103 893 15418 SH DFND 1 15418 0 0 ROSS STORES INC COM 778296103 432 5541 SH DFND 1 5541 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 402 3417 SH DFND 1 3417 0 0 SARATOGA INVT CORP COM NEW 80349A208 339 16267 SH DFND 1 16267 0 0 SCHLUMBERGER LTD COM 806857108 620 9566 SH DFND 1 9566 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1430 27392 SH DFND 1 27392 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 411 7024 SH DFND 1 7024 0 0 SHERWIN WILLIAMS CO COM 824348106 873 2227 SH DFND 1 2227 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 113 13091 SH DFND 1 13091 0 0 SIMON PPTY GROUP INC NEW COM 828806109 601 3892 SH DFND 1 3892 0 0 SIRIUS XM HLDGS INC COM 82968B103 3164 507086 SH DFND 1 507086 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 850 8473 SH DFND 1 8473 0 0 SOLAR CAP LTD COM 83413U100 202 9961 SH DFND 1 9961 0 0 SOUTHERN CO COM 842587107 463 10372 SH DFND 1 10372 0 0 STARBUCKS CORP COM 855244109 1045 18049 SH DFND 1 18049 0 0 STARWOOD PPTY TR INC COM 85571B105 537 25611 SH DFND 1 25611 0 0 STATOIL ASA SPONSORED ADR 85771P102 458 19385 SH DFND 1 19385 0 0 STELLUS CAP INVT CORP COM 858568108 296 25684 SH DFND 1 25684 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 126 14867 SH DFND 1 14867 0 0 SUNTRUST BKS INC COM 867914103 410 6031 SH DFND 1 6031 0 0 SYNCHRONY FINL COM 87165B103 531 15825 SH DFND 1 15825 0 0 SYSCO CORP COM 871829107 3105 51777 SH DFND 1 51777 0 0 T MOBILE US INC COM 872590104 2549 41766 SH DFND 1 41766 0 0 TARGET CORP COM 87612E106 3213 46272 SH DFND 1 46272 0 0 TCP CAP CORP COM 87238Q103 752 52863 SH DFND 1 52863 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 258 16817 SH DFND 1 16817 0 0 TEXAS INSTRS INC COM 882508104 1391 13385 SH DFND 1 13385 0 0 THL CR INC COM 872438106 861 110815 SH DFND 1 110815 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 413 7268 SH DFND 1 7268 0 0 TOTAL S A SPONSORED ADR 89151E109 521 9033 SH DFND 1 9033 0 0 TPG SPECIALTY LENDING INC COM 87265K102 555 31072 SH DFND 1 31072 0 0 TRACTOR SUPPLY CO COM 892356106 501 7950 SH DFND 1 7950 0 0 TRAVELERS COMPANIES INC COM 89417E109 783 5637 SH DFND 1 5637 0 0 TRIANGLE CAP CORP COM 895848109 382 34340 SH DFND 1 34340 0 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 1030 86169 SH DFND 1 86169 0 0 UBS GROUP AG SHS H42097107 461 26108 SH DFND 1 26108 0 0 ULTA BEAUTY INC COM 90384S303 505 2474 SH DFND 1 2474 0 0 UNDER ARMOUR INC CL A 904311107 254 15537 SH DFND 1 15537 0 0 UNILEVER PLC SPON ADR NEW 904767704 498 8972 SH DFND 1 8972 0 0 UNION PAC CORP COM 907818108 624 4644 SH DFND 1 4644 0 0 UNITED CONTL HLDGS INC COM 910047109 2190 31521 SH DFND 1 31521 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 141 54597 SH DFND 1 54597 0 0 UNITED PARCEL SERVICE INC CL B 911312106 459 4388 SH DFND 1 4388 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3081 14398 SH DFND 1 14398 0 0 UNUM GROUP COM 91529Y106 211 4432 SH DFND 1 4432 0 0 US BANCORP DEL COM NEW 902973304 382 7559 SH DFND 1 7559 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1643 17715 SH DFND 1 17715 0 0 VECTOR GROUP LTD COM 92240M108 884 43336 SH DFND 1 43336 0 0 VENTAS INC COM 92276F100 404 8151 SH DFND 1 8151 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2668 55791 SH DFND 1 55791 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 701 4299 SH DFND 1 4299 0 0 VIACOM INC NEW CL B 92553P201 215 6910 SH DFND 1 6910 0 0 VISA INC COM CL A 92826C839 1781 14887 SH DFND 1 14887 0 0 VMWARE INC CL A COM 928563402 3445 28408 SH DFND 1 28408 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 593 21330 SH DFND 1 21330 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 2091 31935 SH DFND 1 31935 0 0 WALMART INC COM 931142103 3753 42181 SH DFND 1 42181 0 0 WATERS CORP COM 941848103 490 2469 SH DFND 1 2469 0 0 WELLS FARGO CO NEW COM 949746101 956 18246 SH DFND 1 18246 0 0 WELLTOWER INC COM 95040Q104 394 7247 SH DFND 1 7247 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 430 19371 SH DFND 1 19371 0 0 WEYERHAEUSER CO COM 962166104 420 12011 SH DFND 1 12011 0 0 WHITEHORSE FIN INC COM 96524V106 260 20944 SH DFND 1 20944 0 0 WPP PLC NEW ADR 92937A102 248 3115 SH DFND 1 3115 0 0 XCEL ENERGY INC COM 98389B100 474 10419 SH DFND 1 10419 0 0 YUM BRANDS INC COM 988498101 3081 36192 SH DFND 1 36192 0 0