The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 3,288 15,665 SH   DFND 1 15,665 0 0
ABBOTT LABS COM 002824100 514 9,639 SH   DFND 1 9,639 0 0
ABBVIE INC COM 00287Y109 5,381 60,557 SH   DFND 1 60,557 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,493 11,056 SH   DFND 1 11,056 0 0
ACUITY BRANDS INC COM 00508Y102 493 2,878 SH   DFND 1 2,878 0 0
ADOBE SYS INC COM 00724F101 1,862 12,483 SH   DFND 1 12,483 0 0
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 204 32,947 SH   DFND 1 32,947 0 0
AEGON N V NY REGISTRY SH 007924103 517 89,269 SH   DFND 1 89,269 0 0
AETNA INC NEW COM 00817Y108 5,636 35,444 SH   DFND 1 35,444 0 0
AGRIUM INC COM 008916108 768 7,162 SH   DFND 1 7,162 0 0
AIR PRODS & CHEMS INC COM 009158106 221 1,464 SH   DFND 1 1,464 0 0
ALCENTRA CAP CORP COM 01374T102 150 14,048 SH   DFND 1 14,048 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 703 5,011 SH   DFND 1 5,011 0 0
ALPHABET INC CAP STK CL C 02079K107 2,110 2,200 SH   DFND 1 2,200 0 0
ALPHABET INC CAP STK CL A 02079K305 1,158 1,189 SH   DFND 1 1,189 0 0
ALTRIA GROUP INC COM 02209S103 229 3,608 SH   DFND 1 3,608 0 0
AMAZON COM INC COM 023135106 2,194 2,282 SH   DFND 1 2,282 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 256 5,387 SH   DFND 1 5,387 0 0
AMERICAN CAP SR FLOATING LTD COM 02504D108 233 20,294 SH   DFND 1 20,294 0 0
AMERICAN ELEC PWR INC COM 025537101 403 5,736 SH   DFND 1 5,736 0 0
AMERICAN EXPRESS CO COM 025816109 479 5,292 SH   DFND 1 5,292 0 0
AMGEN INC COM 031162100 8,601 46,131 SH   DFND 1 46,131 0 0
ANALOG DEVICES INC COM 032654105 1,786 20,722 SH   DFND 1 20,722 0 0
ANTHEM INC COM 036752103 707 3,726 SH   DFND 1 3,726 0 0
APOLLO COML REAL EST FIN INC COM 03762U105 723 39,910 SH   DFND 1 39,910 0 0
APOLLO INVT CORP COM 03761U106 1,664 272,328 SH   DFND 1 272,328 0 0
APPLE INC COM 037833100 3,236 20,999 SH   DFND 1 20,999 0 0
APPLIED MATLS INC COM 038222105 208 3,998 SH   DFND 1 3,998 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 355 8,359 SH   DFND 1 8,359 0 0
ARES CAP CORP COM 04010L103 2,805 171,142 SH   DFND 1 171,142 0 0
ARES COML REAL ESTATE CORP COM 04013V108 631 47,392 SH   DFND 1 47,392 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 1,460 43,095 SH   DFND 1 43,095 0 0
AT&T INC COM 00206R102 3,507 89,528 SH   DFND 1 89,528 0 0
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 361 40,483 SH   DFND 1 40,483 0 0
BANCO SANTANDER SA ADR 05964H105 381 54,963 SH   DFND 1 54,963 0 0
BANK AMER CORP COM 060505104 5,727 226,011 SH   DFND 1 226,011 0 0
BANK NEW YORK MELLON CORP COM 064058100 5,162 97,358 SH   DFND 1 97,358 0 0
BB&T CORP COM 054937107 418 8,911 SH   DFND 1 8,911 0 0
BIOGEN INC COM 09062X103 1,564 4,995 SH   DFND 1 4,995 0 0
BLACKROCK CAPITAL INVESTMENT COM 092533108 1,540 205,315 SH   DFND 1 205,315 0 0
BLACKROCK INC COM 09247X101 1,812 4,052 SH   DFND 1 4,052 0 0
BLACKSTONE MTG TR INC COM CL A 09257W100 769 24,786 SH   DFND 1 24,786 0 0
BLOCK H & R INC COM 093671105 1,799 67,934 SH   DFND 1 67,934 0 0
BOEING CO COM 097023105 6,637 26,107 SH   DFND 1 26,107 0 0
BP PLC SPONSORED ADR 055622104 1,143 29,730 SH   DFND 1 29,730 0 0
BRASKEM S A SP ADR PFD A 105532105 308 11,515 SH   DFND 1 11,515 0 0
BROADCOM LTD SHS Y09827109 210 864 SH   DFND 1 864 0 0
BROWN FORMAN CORP CL B 115637209 1,383 25,469 SH   DFND 1 25,469 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1,386 18,210 SH   DFND 1 18,210 0 0
CA INC COM 12673P105 401 12,016 SH   DFND 1 12,016 0 0
CANON INC SPONSORED ADR 138006309 709 20,660 SH   DFND 1 20,660 0 0
CAPITAL ONE FINL CORP COM 14040H105 268 3,171 SH   DFND 1 3,171 0 0
CAPITALA FIN CORP COM 14054R106 393 41,156 SH   DFND 1 41,156 0 0
CARDINAL HEALTH INC COM 14149Y108 5,177 77,359 SH   DFND 1 77,359 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 440 6,814 SH   DFND 1 6,814 0 0
CATERPILLAR INC DEL COM 149123101 3,245 26,020 SH   DFND 1 26,020 0 0
CBS CORP NEW CL B 124857202 4,056 69,932 SH   DFND 1 69,932 0 0
CEDAR FAIR L P DEPOSITRY UNIT 150185106 292 4,557 SH   DFND 1 4,557 0 0
CENTER COAST MLP & INFRSTR F COM SHS 151461100 247 23,393 SH   DFND 1 23,393 0 0
CENTERPOINT ENERGY INC COM 15189T107 2,342 80,178 SH   DFND 1 80,178 0 0
CENTURYLINK INC COM 156700106 1,172 62,020 SH   DFND 1 62,020 0 0
CERNER CORP COM 156782104 1,993 27,951 SH   DFND 1 27,951 0 0
CF INDS HLDGS INC COM 125269100 3,222 91,652 SH   DFND 1 91,652 0 0
CHEVRON CORP NEW COM 166764100 4,601 39,157 SH   DFND 1 39,157 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 818 2,657 SH   DFND 1 2,657 0 0
CHURCH & DWIGHT INC COM 171340102 378 7,796 SH   DFND 1 7,796 0 0
CIMAREX ENERGY CO COM 171798101 367 3,233 SH   DFND 1 3,233 0 0
CINTAS CORP COM 172908105 415 2,876 SH   DFND 1 2,876 0 0
CISCO SYS INC COM 17275R102 6,692 198,976 SH   DFND 1 198,976 0 0
CITIGROUP INC COM NEW 172967424 6,224 85,570 SH   DFND 1 85,570 0 0
CITIZENS FINL GROUP INC COM 174610105 263 6,939 SH   DFND 1 6,939 0 0
CLEARBRIDGE AMERN ENERG MLP COM 184691103 257 29,981 SH   DFND 1 29,981 0 0
CLOROX CO DEL COM 189054109 663 5,027 SH   DFND 1 5,027 0 0
CM FIN INC COM 12574Q103 472 50,526 SH   DFND 1 50,526 0 0
CMS ENERGY CORP COM 125896100 290 6,266 SH   DFND 1 6,266 0 0
CNOOC LTD SPONSORED ADR 126132109 394 3,040 SH   DFND 1 3,040 0 0
COCA COLA CO COM 191216100 2,645 58,758 SH   DFND 1 58,758 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,983 27,331 SH   DFND 1 27,331 0 0
COLGATE PALMOLIVE CO COM 194162103 1,296 17,790 SH   DFND 1 17,790 0 0
COLONY NORTHSTAR INC CL A COM 19625W104 433 34,464 SH   DFND 1 34,464 0 0
CONSOLIDATED EDISON INC COM 209115104 312 3,865 SH   DFND 1 3,865 0 0
COPA HOLDINGS SA CL A P31076105 249 1,996 SH   DFND 1 1,996 0 0
COSTCO WHSL CORP NEW COM 22160K105 1,561 9,499 SH   DFND 1 9,499 0 0
CREDIT SUISSE GROUP SPONSORED ADR 225401108 249 15,783 SH   DFND 1 15,783 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 1,560 15,606 SH   DFND 1 15,606 0 0
CUMMINS INC COM 231021106 366 2,178 SH   DFND 1 2,178 0 0
CVR PARTNERS LP COM 126633106 150 46,445 SH   DFND 1 46,445 0 0
CVS HEALTH CORP COM 126650100 1,168 14,362 SH   DFND 1 14,362 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 268 17,872 SH   DFND 1 17,872 0 0
DANAHER CORP DEL COM 235851102 201 2,347 SH   DFND 1 2,347 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 1,502 31,142 SH   DFND 1 31,142 0 0
DISCOVER FINL SVCS COM 254709108 1,180 18,305 SH   DFND 1 18,305 0 0
DISNEY WALT CO COM DISNEY 254687106 1,122 11,378 SH   DFND 1 11,378 0 0
DOMINION ENERGY INC COM 25746U109 440 5,719 SH   DFND 1 5,719 0 0
DOWDUPONT INC COM 26078J100 1,845 26,654 SH   DFND 1 26,654 0 0
DRIVE SHACK INC COM 262077100 190 52,730 SH   DFND 1 52,730 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 2,226 26,526 SH   DFND 1 26,526 0 0
EASTMAN CHEM CO COM 277432100 229 2,534 SH   DFND 1 2,534 0 0
EATON CORP PLC SHS G29183103 232 3,023 SH   DFND 1 3,023 0 0
ECOLAB INC COM 278865100 226 1,757 SH   DFND 1 1,757 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 1,483 13,568 SH   DFND 1 13,568 0 0
ENEL AMERICAS S A SPONSORED ADR 29274F104 163 15,904 SH   DFND 1 15,904 0 0
ENI S P A SPONSORED ADR 26874R108 508 15,373 SH   DFND 1 15,373 0 0
ENTERGY CORP NEW COM 29364G103 2,621 34,323 SH   DFND 1 34,323 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 294 11,267 SH   DFND 1 11,267 0 0
EOG RES INC COM 26875P101 216 2,229 SH   DFND 1 2,229 0 0
EQUINIX INC COM PAR $0.001 29444U700 503 1,128 SH   DFND 1 1,128 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 510 7,737 SH   DFND 1 7,737 0 0
ERICSSON ADR B SEK 10 294821608 346 60,165 SH   DFND 1 60,165 0 0
EXELON CORP COM 30161N101 516 13,702 SH   DFND 1 13,702 0 0
EXPEDITORS INTL WASH INC COM 302130109 1,522 25,428 SH   DFND 1 25,428 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 3,832 60,511 SH   DFND 1 60,511 0 0
EXTRA SPACE STORAGE INC COM 30225T102 954 11,935 SH   DFND 1 11,935 0 0
EXXON MOBIL CORP COM 30231G102 4,060 49,527 SH   DFND 1 49,527 0 0
F5 NETWORKS INC COM 315616102 1,096 9,089 SH   DFND 1 9,089 0 0
FACEBOOK INC CL A 30303M102 4,204 24,601 SH   DFND 1 24,601 0 0
FASTENAL CO COM 311900104 1,319 28,931 SH   DFND 1 28,931 0 0
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 201 1,619 SH   DFND 1 1,619 0 0
FEDEX CORP COM 31428X106 322 1,427 SH   DFND 1 1,427 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 396 4,237 SH   DFND 1 4,237 0 0
FIDUS INVT CORP COM 316500107 734 45,665 SH   DFND 1 45,665 0 0
FIRST TR MLP & ENERGY INCOME COM 33739B104 265 17,361 SH   DFND 1 17,361 0 0
FIRSTENERGY CORP COM 337932107 1,791 58,094 SH   DFND 1 58,094 0 0
FOOT LOCKER INC COM 344849104 309 8,762 SH   DFND 1 8,762 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 7,061 589,897 SH   DFND 1 589,897 0 0
FORTIVE CORP COM 34959J108 220 3,103 SH   DFND 1 3,103 0 0
FRANKLIN RES INC COM 354613101 587 13,182 SH   DFND 1 13,182 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 390 33,104 SH   DFND 1 33,104 0 0
FS INVT CORP COM 302635107 554 65,588 SH   DFND 1 65,588 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 315 8,543 SH   DFND 1 8,543 0 0
GARMIN LTD SHS H2906T109 1,290 23,896 SH   DFND 1 23,896 0 0
GARRISON CAP INC COM 366554103 771 91,498 SH   DFND 1 91,498 0 0
GENERAL ELECTRIC CO COM 369604103 769 31,791 SH   DFND 1 31,791 0 0
GENERAL MLS INC COM 370334104 745 14,402 SH   DFND 1 14,402 0 0
GENERAL MTRS CO COM 37045V100 7,608 188,399 SH   DFND 1 188,399 0 0
GILEAD SCIENCES INC COM 375558103 7,157 88,337 SH   DFND 1 88,337 0 0
GLADSTONE CAPITAL CORP COM 376535100 800 84,238 SH   DFND 1 84,238 0 0
GLADSTONE INVT CORP COM 376546107 869 91,597 SH   DFND 1 91,597 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2,547 62,737 SH   DFND 1 62,737 0 0
GOLDMAN SACHS BDC INC SHS 38147U107 569 24,947 SH   DFND 1 24,947 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 210 886 SH   DFND 1 886 0 0
GOLUB CAP BDC INC COM 38173M102 1,110 58,990 SH   DFND 1 58,990 0 0
GRAINGER W W INC COM 384802104 836 4,649 SH   DFND 1 4,649 0 0
GREAT PLAINS ENERGY INC COM 391164100 258 8,514 SH   DFND 1 8,514 0 0
HALLIBURTON CO COM 406216101 277 6,021 SH   DFND 1 6,021 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 324 15,163 SH   DFND 1 15,163 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 327 5,901 SH   DFND 1 5,901 0 0
HCP INC COM 40414L109 773 27,782 SH   DFND 1 27,782 0 0
HELMERICH & PAYNE INC COM 423452101 809 15,527 SH   DFND 1 15,527 0 0
HERCULES CAPITAL INC COM 427096508 1,134 87,890 SH   DFND 1 87,890 0 0
HERSHEY CO COM 427866108 582 5,327 SH   DFND 1 5,327 0 0
HOLLYFRONTIER CORP COM 436106108 278 7,719 SH   DFND 1 7,719 0 0
HOLOGIC INC COM 436440101 799 21,783 SH   DFND 1 21,783 0 0
HOME DEPOT INC COM 437076102 684 4,183 SH   DFND 1 4,183 0 0
HONEYWELL INTL INC COM 438516106 2,500 17,637 SH   DFND 1 17,637 0 0
HORIZON TECHNOLOGY FIN CORP COM 44045A102 1,070 96,345 SH   DFND 1 96,345 0 0
HORMEL FOODS CORP COM 440452100 1,079 33,585 SH   DFND 1 33,585 0 0
HOST HOTELS & RESORTS INC COM 44107P104 1,745 94,387 SH   DFND 1 94,387 0 0
HP INC COM 40434L105 7,916 396,602 SH   DFND 1 396,602 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 512 10,366 SH   DFND 1 10,366 0 0
HUANENG PWR INTL INC SPON ADR H SHS 443304100 218 8,935 SH   DFND 1 8,935 0 0
ILLINOIS TOOL WKS INC COM 452308109 1,658 11,206 SH   DFND 1 11,206 0 0
ILLUMINA INC COM 452327109 2,089 10,489 SH   DFND 1 10,489 0 0
INCYTE CORP COM 45337C102 604 5,173 SH   DFND 1 5,173 0 0
ING GROEP N V SPONSORED ADR 456837103 2,087 113,321 SH   DFND 1 113,321 0 0
INGERSOLL-RAND PLC SHS G47791101 5,149 57,746 SH   DFND 1 57,746 0 0
INTEL CORP COM 458140100 1,403 36,836 SH   DFND 1 36,836 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 308 4,480 SH   DFND 1 4,480 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 1,647 11,350 SH   DFND 1 11,350 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1,432 10,021 SH   DFND 1 10,021 0 0
INTUIT COM 461202103 1,678 11,803 SH   DFND 1 11,803 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 1,994 1,907 SH   DFND 1 1,907 0 0
IRON MTN INC NEW COM 46284V101 2,785 71,587 SH   DFND 1 71,587 0 0
ISHARES TR 3 7 YR TREAS BD 464288661 624 5,049 SH   DFND 1 5,049 0 0
ISHARES TR IBOXX HI YD ETF 464288513 230 2,762 SH   DFND 1 2,762 0 0
JOHNSON & JOHNSON COM 478160104 3,225 24,809 SH   DFND 1 24,809 0 0
JPMORGAN CHASE & CO COM 46625H100 967 10,120 SH   DFND 1 10,120 0 0
JUST ENERGY GROUP INC COM 48213W101 157 27,001 SH   DFND 1 27,001 0 0
KAYNE ANDERSON ENRGY TTL RT COM 48660P104 266 23,887 SH   DFND 1 23,887 0 0
KAYNE ANDERSON MLP INVT CO COM 486606106 253 13,917 SH   DFND 1 13,917 0 0
KCAP FINL INC COM 48668E101 167 45,678 SH   DFND 1 45,678 0 0
KIMBERLY CLARK CORP COM 494368103 597 5,071 SH   DFND 1 5,071 0 0
KIMCO RLTY CORP COM 49446R109 1,070 54,721 SH   DFND 1 54,721 0 0
KOHLS CORP COM 500255104 1,227 26,869 SH   DFND 1 26,869 0 0
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 417 10,129 SH   DFND 1 10,129 0 0
KOREA ELECTRIC PWR SPONSORED ADR 500631106 286 17,087 SH   DFND 1 17,087 0 0
KRAFT HEINZ CO COM 500754106 938 12,097 SH   DFND 1 12,097 0 0
L BRANDS INC COM 501797104 227 5,462 SH   DFND 1 5,462 0 0
LAS VEGAS SANDS CORP COM 517834107 1,873 29,186 SH   DFND 1 29,186 0 0
LAUDER ESTEE COS INC CL A 518439104 2,234 20,716 SH   DFND 1 20,716 0 0
LOCKHEED MARTIN CORP COM 539830109 676 2,180 SH   DFND 1 2,180 0 0
LOWES COS INC COM 548661107 462 5,784 SH   DFND 1 5,784 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1,468 14,821 SH   DFND 1 14,821 0 0
MACERICH CO COM 554382101 937 17,054 SH   DFND 1 17,054 0 0
MACQUARIE INFRASTRUCTURE COR COM 55608B105 531 7,362 SH   DFND 1 7,362 0 0
MACYS INC COM 55616P104 656 30,076 SH   DFND 1 30,076 0 0
MARATHON PETE CORP COM 56585A102 1,050 18,724 SH   DFND 1 18,724 0 0
MARRIOTT INTL INC NEW CL A 571903202 358 3,244 SH   DFND 1 3,244 0 0
MASTERCARD INCORPORATED CL A 57636Q104 1,989 14,085 SH   DFND 1 14,085 0 0
MATTEL INC COM 577081102 1,355 87,531 SH   DFND 1 87,531 0 0
MCCORMICK & CO INC COM NON VTG 579780206 422 4,114 SH   DFND 1 4,114 0 0
MCDONALDS CORP COM 580135101 3,883 24,783 SH   DFND 1 24,783 0 0
MCKESSON CORP COM 58155Q103 5,512 35,885 SH   DFND 1 35,885 0 0
MEDLEY CAP CORP COM 58503F106 1,110 185,898 SH   DFND 1 185,898 0 0
MERCK & CO INC COM 58933Y105 1,465 22,876 SH   DFND 1 22,876 0 0
METLIFE INC COM 59156R108 583 11,224 SH   DFND 1 11,224 0 0
METTLER TOLEDO INTERNATIONAL COM 592688105 614 981 SH   DFND 1 981 0 0
MGM GROWTH PPTYS LLC CL A COM 55303A105 1,419 46,973 SH   DFND 1 46,973 0 0
MICHAEL KORS HLDGS LTD SHS G60754101 1,356 28,348 SH   DFND 1 28,348 0 0
MICROSOFT CORP COM 594918104 2,132 28,627 SH   DFND 1 28,627 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 215 60,466 SH   DFND 1 60,466 0 0
MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 286 27,392 SH   DFND 1 27,392 0 0
MONROE CAP CORP COM 610335101 484 33,839 SH   DFND 1 33,839 0 0
MONSANTO CO NEW COM 61166W101 264 2,206 SH   DFND 1 2,206 0 0
MONSTER BEVERAGE CORP NEW COM 61174X109 2,346 42,457 SH   DFND 1 42,457 0 0
MORGAN STANLEY COM NEW 617446448 315 6,536 SH   DFND 1 6,536 0 0
NATIONAL CINEMEDIA INC COM 635309107 259 37,145 SH   DFND 1 37,145 0 0
NATIONAL GRID PLC SPONSORED ADR NE 636274409 732 11,677 SH   DFND 1 11,677 0 0
NAVIENT CORPORATION COM 63938C108 1,251 83,299 SH   DFND 1 83,299 0 0
NEW MTN FIN CORP COM 647551100 1,037 72,776 SH   DFND 1 72,776 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 322 19,223 SH   DFND 1 19,223 0 0
NEXTERA ENERGY INC COM 65339F101 210 1,433 SH   DFND 1 1,433 0 0
NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 1 23,261 PRN   DFND 1 23,261 0 0
NIKE INC CL B 654106103 1,793 34,580 SH   DFND 1 34,580 0 0
NORFOLK SOUTHERN CORP COM 655844108 424 3,210 SH   DFND 1 3,210 0 0
NOVARTIS A G SPONSORED ADR 66987V109 755 8,797 SH   DFND 1 8,797 0 0
NTT DOCOMO INC SPONS ADR 62942M201 645 28,291 SH   DFND 1 28,291 0 0
NUCOR CORP COM 670346105 284 5,066 SH   DFND 1 5,066 0 0
NVIDIA CORP COM 67066G104 2,204 12,326 SH   DFND 1 12,326 0 0
O REILLY AUTOMOTIVE INC NEW COM 67103H107 297 1,377 SH   DFND 1 1,377 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 2,512 39,127 SH   DFND 1 39,127 0 0
OFS CAP CORP COM 67103B100 137 10,365 SH   DFND 1 10,365 0 0
OLD REP INTL CORP COM 680223104 312 15,862 SH   DFND 1 15,862 0 0
OMNICOM GROUP INC COM 681919106 266 3,592 SH   DFND 1 3,592 0 0
ONEOK INC NEW COM 682680103 3,800 68,583 SH   DFND 1 68,583 0 0
ORACLE CORP COM 68389X105 860 17,788 SH   DFND 1 17,788 0 0
OTTER TAIL CORP COM 689648103 209 4,829 SH   DFND 1 4,829 0 0
PACWEST BANCORP DEL COM 695263103 297 5,888 SH   DFND 1 5,888 0 0
PALO ALTO NETWORKS INC COM 697435105 351 2,437 SH   DFND 1 2,437 0 0
PAYCHEX INC COM 704326107 1,169 19,493 SH   DFND 1 19,493 0 0
PAYPAL HLDGS INC COM 70450Y103 400 6,244 SH   DFND 1 6,244 0 0
PEARSON PLC SPONSORED ADR 705015105 534 65,621 SH   DFND 1 65,621 0 0
PEMBINA PIPELINE CORP COM 706327103 218 6,207 SH   DFND 1 6,207 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 1,507 104,069 SH   DFND 1 104,069 0 0
PENNANTPARK INVT CORP COM 708062104 1,209 161,021 SH   DFND 1 161,021 0 0
PEOPLES UNITED FINANCIAL INC COM 712704105 1,144 63,082 SH   DFND 1 63,082 0 0
PFIZER INC COM 717081103 2,509 70,288 SH   DFND 1 70,288 0 0
PHILIP MORRIS INTL INC COM 718172109 1,539 13,867 SH   DFND 1 13,867 0 0
PHILLIPS 66 COM 718546104 1,292 14,103 SH   DFND 1 14,103 0 0
PINNACLE WEST CAP CORP COM 723484101 320 3,790 SH   DFND 1 3,790 0 0
PITNEY BOWES INC COM 724479100 604 43,100 SH   DFND 1 43,100 0 0
PNC FINL SVCS GROUP INC COM 693475105 423 3,142 SH   DFND 1 3,142 0 0
POTASH CORP SASK INC COM 73755L107 216 11,228 SH   DFND 1 11,228 0 0
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 275 11,877 SH   DFND 1 11,877 0 0
PPG INDS INC COM 693506107 608 5,591 SH   DFND 1 5,591 0 0
PPL CORP COM 69351T106 3,112 82,010 SH   DFND 1 82,010 0 0
PRICELINE GRP INC COM NEW 741503403 1,313 717 SH   DFND 1 717 0 0
PROCTER AND GAMBLE CO COM 742718109 2,523 27,727 SH   DFND 1 27,727 0 0
PROLOGIS INC COM 74340W103 202 3,179 SH   DFND 1 3,179 0 0
PRUDENTIAL FINL INC COM 744320102 6,191 58,230 SH   DFND 1 58,230 0 0
QORVO INC COM 74736K101 364 5,144 SH   DFND 1 5,144 0 0
QUALCOMM INC COM 747525103 1,188 22,910 SH   DFND 1 22,910 0 0
RAYTHEON CO COM NEW 755111507 537 2,879 SH   DFND 1 2,879 0 0
REALTY INCOME CORP COM 756109104 1,888 33,016 SH   DFND 1 33,016 0 0
REGENERON PHARMACEUTICALS COM 75886F107 1,825 4,082 SH   DFND 1 4,082 0 0
ROBERT HALF INTL INC COM 770323103 1,485 29,508 SH   DFND 1 29,508 0 0
ROSS STORES INC COM 778296103 1,044 16,171 SH   DFND 1 16,171 0 0
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 455 3,837 SH   DFND 1 3,837 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 628 10,042 SH   DFND 1 10,042 0 0
SANOFI SPONSORED ADR 80105N105 317 6,366 SH   DFND 1 6,366 0 0
SARATOGA INVT CORP COM NEW 80349A208 411 19,092 SH   DFND 1 19,092 0 0
SCHLUMBERGER LTD COM 806857108 1,951 27,973 SH   DFND 1 27,973 0 0
SCHWAB CHARLES CORP NEW COM 808513105 1,671 38,197 SH   DFND 1 38,197 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 1,207 36,376 SH   DFND 1 36,376 0 0
SEMGROUP CORP CL A 81663A105 325 11,301 SH   DFND 1 11,301 0 0
SHERWIN WILLIAMS CO COM 824348106 1,732 4,837 SH   DFND 1 4,837 0 0
SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 131 16,555 SH   DFND 1 16,555 0 0
SIMON PPTY GROUP INC NEW COM 828806109 1,137 7,063 SH   DFND 1 7,063 0 0
SIRIUS XM HLDGS INC COM 82968B103 5,025 910,415 SH   DFND 1 910,415 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 1,678 16,467 SH   DFND 1 16,467 0 0
SOLAR CAP LTD COM 83413U100 824 38,067 SH   DFND 1 38,067 0 0
SOLAR SR CAP LTD COM 83416M105 345 20,019 SH   DFND 1 20,019 0 0
SOUTHERN CO COM 842587107 2,541 51,703 SH   DFND 1 51,703 0 0
STARBUCKS CORP COM 855244109 2,104 39,166 SH   DFND 1 39,166 0 0
STARWOOD PPTY TR INC COM 85571B105 660 30,372 SH   DFND 1 30,372 0 0
STATE STR CORP COM 857477103 656 6,866 SH   DFND 1 6,866 0 0
STATOIL ASA SPONSORED ADR 85771P102 1,365 67,934 SH   DFND 1 67,934 0 0
STELLUS CAP INVT CORP COM 858568108 626 45,868 SH   DFND 1 45,868 0 0
STRYKER CORP COM 863667101 273 1,924 SH   DFND 1 1,924 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 143 18,517 SH   DFND 1 18,517 0 0
SUNCOR ENERGY INC NEW COM 867224107 224 6,400 SH   DFND 1 6,400 0 0
SUNTRUST BKS INC COM 867914103 1,200 20,072 SH   DFND 1 20,072 0 0
SYNCHRONY FINL COM 87165B103 556 17,921 SH   DFND 1 17,921 0 0
SYSCO CORP COM 871829107 5,856 108,546 SH   DFND 1 108,546 0 0
T MOBILE US INC COM 872590104 4,983 80,820 SH   DFND 1 80,820 0 0
TARGET CORP COM 87612E106 5,610 95,076 SH   DFND 1 95,076 0 0
TCP CAP CORP COM 87238Q103 1,374 83,307 SH   DFND 1 83,307 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 326 6,672 SH   DFND 1 6,672 0 0
TELEFONICA BRASIL SA SPONSORED ADR 87936R106 481 30,346 SH   DFND 1 30,346 0 0
TELEFONICA S A SPONSORED ADR 879382208 285 26,404 SH   DFND 1 26,404 0 0
TESLA INC COM 88160R101 222 650 SH   DFND 1 650 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 194 11,002 SH   DFND 1 11,002 0 0
TEXAS INSTRS INC COM 882508104 3,114 34,741 SH   DFND 1 34,741 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 455 2,405 SH   DFND 1 2,405 0 0
THL CR INC COM 872438106 1,603 171,773 SH   DFND 1 171,773 0 0
TJX COS INC NEW COM 872540109 243 3,291 SH   DFND 1 3,291 0 0
TORONTO DOMINION BK ONT COM NEW 891160509 640 11,367 SH   DFND 1 11,367 0 0
TORTOISE MLP FD INC COM 89148B101 257 14,184 SH   DFND 1 14,184 0 0
TOTAL S A SPONSORED ADR 89151E109 1,449 27,082 SH   DFND 1 27,082 0 0
TPG SPECIALTY LENDING INC COM 87265K102 763 36,385 SH   DFND 1 36,385 0 0
TRACTOR SUPPLY CO COM 892356106 998 15,765 SH   DFND 1 15,765 0 0
TRAVELERS COMPANIES INC COM 89417E109 841 6,868 SH   DFND 1 6,868 0 0
TRIANGLE CAP CORP COM 895848109 583 40,837 SH   DFND 1 40,837 0 0
TRIPADVISOR INC COM 896945201 429 10,587 SH   DFND 1 10,587 0 0
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 1,365 101,882 SH   DFND 1 101,882 0 0
UBS GROUP AG SHS H42097107 815 47,510 SH   DFND 1 47,510 0 0
ULTA BEAUTY INC COM 90384S303 644 2,851 SH   DFND 1 2,851 0 0
UNDER ARMOUR INC CL A 904311107 476 28,880 SH   DFND 1 28,880 0 0
UNDER ARMOUR INC CL C 904311206 157 10,475 SH   DFND 1 10,475 0 0
UNILEVER PLC SPON ADR NEW 904767704 755 13,030 SH   DFND 1 13,030 0 0
UNION PAC CORP COM 907818108 1,350 11,644 SH   DFND 1 11,644 0 0
UNITED CONTL HLDGS INC COM 910047109 3,468 56,961 SH   DFND 1 56,961 0 0
UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 187 74,906 SH   DFND 1 74,906 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1,109 9,235 SH   DFND 1 9,235 0 0
UNITED TECHNOLOGIES CORP COM 913017109 206 1,774 SH   DFND 1 1,774 0 0
UNITEDHEALTH GROUP INC COM 91324P102 5,063 25,850 SH   DFND 1 25,850 0 0
UNUM GROUP COM 91529Y106 485 9,495 SH   DFND 1 9,495 0 0
US BANCORP DEL COM NEW 902973304 677 12,641 SH   DFND 1 12,641 0 0
VALERO ENERGY CORP NEW COM 91913Y100 4,467 58,065 SH   DFND 1 58,065 0 0
VECTOR GROUP LTD COM 92240M108 993 48,489 SH   DFND 1 48,489 0 0
VENTAS INC COM 92276F100 1,775 27,256 SH   DFND 1 27,256 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 8,397 169,680 SH   DFND 1 169,680 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 1,441 9,476 SH   DFND 1 9,476 0 0
VIACOM INC NEW CL B 92553P201 218 7,827 SH   DFND 1 7,827 0 0
VISA INC COM CL A 92826C839 3,741 35,551 SH   DFND 1 35,551 0 0
VMWARE INC CL A COM 928563402 5,569 51,004 SH   DFND 1 51,004 0 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 986 34,630 SH   DFND 1 34,630 0 0
WABTEC CORP COM 929740108 200 2,643 SH   DFND 1 2,643 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 4,224 54,702 SH   DFND 1 54,702 0 0
WAL-MART STORES INC COM 931142103 6,728 86,100 SH   DFND 1 86,100 0 0
WASTE CONNECTIONS INC COM 94106B101 447 6,393 SH   DFND 1 6,393 0 0
WATERS CORP COM 941848103 517 2,879 SH   DFND 1 2,879 0 0
WATSCO INC COM 942622200 289 1,794 SH   DFND 1 1,794 0 0
WELLS FARGO CO NEW COM 949746101 2,127 38,567 SH   DFND 1 38,567 0 0
WELLTOWER INC COM 95040Q104 3,119 44,382 SH   DFND 1 44,382 0 0
WESTERN DIGITAL CORP COM 958102105 1,700 19,681 SH   DFND 1 19,681 0 0
WESTPAC BKG CORP SPONSORED ADR 961214301 951 37,689 SH   DFND 1 37,689 0 0
WEYERHAEUSER CO COM 962166104 502 14,739 SH   DFND 1 14,739 0 0
WHITEHORSE FIN INC COM 96524V106 364 24,654 SH   DFND 1 24,654 0 0
WILLIAMS COS INC DEL COM 969457100 565 18,824 SH   DFND 1 18,824 0 0
WPP PLC NEW ADR 92937A102 431 4,640 SH   DFND 1 4,640 0 0
XCEL ENERGY INC COM 98389B100 681 14,395 SH   DFND 1 14,395 0 0
YUM BRANDS INC COM 988498101 5,266 71,542 SH   DFND 1 71,542 0 0
YUM CHINA HLDGS INC COM 98850P109 262 6,563 SH   DFND 1 6,563 0 0