0000950123-17-005191.txt : 20170515 0000950123-17-005191.hdr.sgml : 20170515 20170515150021 ACCESSION NUMBER: 0000950123-17-005191 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Fund Advisors, LLC CENTRAL INDEX KEY: 0001311016 IRS NUMBER: 310942504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11710 FILM NUMBER: 17843579 BUSINESS ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Fund Advisors, Inc. DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Asset Management Inc. DATE OF NAME CHANGE: 20041209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001311016 XXXXXXXX 03-31-2017 03-31-2017 Nuveen Fund Advisors, LLC

333 W. Wacker Drive Chicago IL 60606

13F COMBINATION REPORT 028-11710 028-14498 Nuveen Asset Management, LLC N Joseph Castro 312-917-7700 /s/ Joseph Castro Chicago IL 05-15-2017 0 441 757053 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 5227 27318 SH DFND 1 27318 0 0 ABBOTT LABS COM 002824100 511 11500 SH DFND 1 11500 0 0 ABBVIE INC COM 00287Y109 4730 72593 SH DFND 1 72593 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1720 14344 SH DFND 1 14344 0 0 ACUITY BRANDS INC COM 00508Y102 656 3217 SH DFND 1 3217 0 0 ADOBE SYS INC COM 00724F101 3463 26614 SH DFND 1 26614 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 143 22491 SH DFND 1 22491 0 0 AEGON N V NY REGISTRY SH 007924103 431 84094 SH DFND 1 84094 0 0 AES CORP COM 00130H105 127 11399 SH DFND 1 11399 0 0 AETNA INC NEW COM 00817Y108 3903 30602 SH DFND 1 30602 0 0 AGRIUM INC COM 008916108 1173 12274 SH DFND 1 12274 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 903 15128 SH DFND 1 15128 0 0 ALAMO GROUP INC COM 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DFND 1 63480 0 0 RAYTHEON CO COM NEW 755111507 228 1495 SH DFND 1 1495 0 0 REALTY INCOME CORP COM 756109104 2062 34646 SH DFND 1 34646 0 0 REGENCY CTRS CORP COM 758849103 382 5752 SH DFND 1 5752 0 0 REGENERON PHARMACEUTICALS COM 75886F107 2670 6890 SH DFND 1 6890 0 0 RESOURCE CAP CORP COM NEW 76120W708 109 11196 SH DFND 1 11196 0 0 REYNOLDS AMERICAN INC COM 761713106 524 8317 SH DFND 1 8317 0 0 ROBERT HALF INTL INC COM 770323103 2564 52516 SH DFND 1 52516 0 0 ROSS STORES INC COM 778296103 2480 37648 SH DFND 1 37648 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 686 12134 SH DFND 1 12134 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 438 8189 SH DFND 1 8189 0 0 SANOFI SPONSORED ADR 80105N105 548 12074 SH DFND 1 12074 0 0 SARATOGA INVT CORP COM NEW 80349A208 320 14931 SH DFND 1 14931 0 0 SCHLUMBERGER LTD COM 806857108 4358 55803 SH DFND 1 55803 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1831 44876 SH DFND 1 44876 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3597 78325 SH DFND 1 78325 0 0 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SH DFND 1 1857 0 0 STAPLES INC COM 855030102 4116 469274 SH DFND 1 469274 0 0 STARBUCKS CORP COM 855244109 4408 75500 SH DFND 1 75500 0 0 STARWOOD PPTY TR INC COM 85571B105 1024 45369 SH DFND 1 45369 0 0 STATE STR CORP COM 857477103 886 11124 SH DFND 1 11124 0 0 STATOIL ASA SPONSORED ADR 85771P102 1436 83073 SH DFND 1 83073 0 0 STELLUS CAP INVT CORP COM 858568108 808 56989 SH DFND 1 56989 0 0 STRYKER CORP COM 863667101 266 2019 SH DFND 1 2019 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 113 16154 SH DFND 1 16154 0 0 SUNCOR ENERGY INC NEW COM 867224107 253 8212 SH DFND 1 8212 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 226 14720 SH DFND 1 14720 0 0 SUNTRUST BKS INC COM 867914103 1248 22567 SH DFND 1 22567 0 0 SYMANTEC CORP COM 871503108 264 8589 SH DFND 1 8589 0 0 SYNCHRONY FINL COM 87165B103 659 19208 SH DFND 1 19208 0 0 SYSCO CORP COM 871829107 6477 124753 SH DFND 1 124753 0 0 T MOBILE US INC COM 872590104 4587 71022 SH DFND 1 71022 0 0 TARGA RES CORP COM 87612G101 260 4346 SH DFND 1 4346 0 0 TARGET CORP COM 87612E106 6714 121659 SH DFND 1 121659 0 0 TCP CAP CORP COM 87238Q103 1745 112260 SH DFND 1 112260 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 466 11987 SH DFND 1 11987 0 0 TECHNIPFMC PLC COM G87110105 212 6537 SH DFND 1 6537 0 0 TELEFLEX INC COM 879369106 598 3089 SH DFND 1 3089 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 825 56438 SH DFND 1 56438 0 0 TELEFONICA S A SPONSORED ADR 879382208 717 65284 SH DFND 1 65284 0 0 TESLA INC COM 88160R101 244 876 SH DFND 1 876 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 562 17509 SH DFND 1 17509 0 0 TEXAS INSTRS INC COM 882508104 4959 61552 SH DFND 1 61552 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 452 2940 SH DFND 1 2940 0 0 THL CR INC COM 872438106 2140 213768 SH DFND 1 213768 0 0 TICC CAPITAL CORP COM 87244T109 317 42918 SH DFND 1 42918 0 0 TIFFANY & CO NEW COM 886547108 249 2616 SH DFND 1 2616 0 0 TIME WARNER INC COM NEW 887317303 531 5430 SH DFND 1 5430 0 0 TJX COS INC NEW COM 872540109 662 8377 SH DFND 1 8377 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 687 13708 SH DFND 1 13708 0 0 TORTOISE MLP FD INC COM 89148B101 423 20596 SH DFND 1 20596 0 0 TOTAL S A SPONSORED ADR 89151E109 1956 37851 SH DFND 1 37851 0 0 TPG SPECIALTY LENDING INC COM 87265K102 1142 56004 SH DFND 1 56004 0 0 TRACTOR SUPPLY CO COM 892356106 2203 31947 SH DFND 1 31947 0 0 TRAVELERS COMPANIES INC COM 89417E109 2830 23480 SH DFND 1 23480 0 0 TRIANGLE CAP CORP COM 895848109 876 47088 SH DFND 1 47088 0 0 TRIPADVISOR INC COM 896945201 1025 23742 SH DFND 1 23742 0 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 1326 96472 SH DFND 1 96472 0 0 TYSON FOODS INC CL A 902494103 264 4274 SH DFND 1 4274 0 0 UBS GROUP AG SHS H42097107 961 60258 SH DFND 1 60258 0 0 ULTA BEAUTY INC COM 90384S303 972 3408 SH DFND 1 3408 0 0 UNDER ARMOUR INC CL C 904311206 538 29375 SH DFND 1 29375 0 0 UNDER ARMOUR INC CL A 904311107 1029 52022 SH DFND 1 52022 0 0 UNILEVER PLC SPON ADR NEW 904767704 719 14162 SH DFND 1 14162 0 0 UNION PAC CORP COM 907818108 2345 22143 SH DFND 1 22143 0 0 UNITED CONTL HLDGS INC COM 910047109 5251 74341 SH DFND 1 74341 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 74 38088 SH DFND 1 38088 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1662 15492 SH DFND 1 15492 0 0 UNITED TECHNOLOGIES CORP COM 913017109 234 2086 SH DFND 1 2086 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3573 21788 SH DFND 1 21788 0 0 UNUM GROUP COM 91529Y106 860 18346 SH DFND 1 18346 0 0 US BANCORP DEL COM NEW 902973304 985 19123 SH DFND 1 19123 0 0 VALERO ENERGY CORP NEW COM 91913Y100 7112 107287 SH DFND 1 107287 0 0 VECTOR GROUP LTD COM 92240M108 1049 50418 SH DFND 1 50418 0 0 VENTAS INC COM 92276F100 3708 57012 SH DFND 1 57012 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 14189 291056 SH DFND 1 291056 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 2192 20048 SH DFND 1 20048 0 0 VIACOM INC NEW CL B 92553P201 434 9301 SH DFND 1 9301 0 0 VISA INC COM CL A 92826C839 5854 65874 SH DFND 1 65874 0 0 VMWARE INC CL A COM 928563402 3961 42991 SH DFND 1 42991 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 828 31834 SH DFND 1 31834 0 0 VORNADO RLTY TR SH BEN INT 929042109 331 3296 SH DFND 1 3296 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 4359 52490 SH DFND 1 52490 0 0 WAL-MART STORES INC COM 931142103 5840 81022 SH DFND 1 81022 0 0 WASTE CONNECTIONS INC COM 94106B101 452 5128 SH DFND 1 5128 0 0 WASTE MGMT INC DEL COM 94106L109 863 11841 SH DFND 1 11841 0 0 WATERS CORP COM 941848103 484 3095 SH DFND 1 3095 0 0 WATSCO INC COM 942622200 236 1649 SH DFND 1 1649 0 0 WELLS FARGO & CO NEW COM 949746101 3629 65204 SH DFND 1 65204 0 0 WELLTOWER INC COM 95040Q104 5119 72288 SH DFND 1 72288 0 0 WESTERN DIGITAL CORP COM 958102105 2231 27034 SH DFND 1 27034 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 1041 40023 SH DFND 1 40023 0 0 WEYERHAEUSER CO COM 962166104 923 27165 SH DFND 1 27165 0 0 WHITEHORSE FIN INC COM 96524V106 412 29844 SH DFND 1 29844 0 0 WHITEWAVE FOODS CO COM 966244105 389 6921 SH DFND 1 6921 0 0 WHOLE FOODS MKT INC COM 966837106 1765 59397 SH DFND 1 59397 0 0 WILLIAMS COS INC DEL COM 969457100 2518 85098 SH DFND 1 85098 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 167 30614 SH DFND 1 30614 0 0 WPP PLC NEW ADR 92937A102 540 4972 SH DFND 1 4972 0 0 XCEL ENERGY INC COM 98389B100 689 15491 SH DFND 1 15491 0 0 XEROX CORP COM 984121103 83 11310 SH DFND 1 11310 0 0 YUM BRANDS INC COM 988498101 4211 65899 SH DFND 1 65899 0 0 YUM CHINA HLDGS INC COM 98850P109 303 11130 SH DFND 1 11130 0 0 ZOETIS INC CL A 98978V103 291 5458 SH DFND 1 5458 0 0