0000950123-17-002362.txt : 20170214 0000950123-17-002362.hdr.sgml : 20170214 20170214145908 ACCESSION NUMBER: 0000950123-17-002362 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Fund Advisors, LLC CENTRAL INDEX KEY: 0001311016 IRS NUMBER: 310942504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11710 FILM NUMBER: 17607516 BUSINESS ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Fund Advisors, Inc. DATE OF NAME CHANGE: 20110224 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Asset Management Inc. DATE OF NAME CHANGE: 20041209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001311016 XXXXXXXX 12-31-2016 12-31-2016 Nuveen Fund Advisors, LLC

333 W. Wacker Drive Chicago IL 60606

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SPON ADR B 780259107 696 12004 SH DFND 1 12004 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 500 9194 SH DFND 1 9194 0 0 RPM International Inc COM 749685103 236 4392 SH DFND 1 4392 0 0 Sanofi SPONSORED ADR 80105N105 544 13449 SH DFND 1 13449 0 0 Saratoga Investment Corp COM NEW 80349A208 229 11122 SH DFND 1 11122 0 0 Schlumberger Ltd COM 806857108 5223 62210 SH DFND 1 62210 0 0 Scorpio Tankers Inc SHS Y7542C106 72 15822 SH DFND 1 15822 0 0 Seagate Technology PLC SHS G7945M107 2801 73378 SH DFND 1 73378 0 0 Sealed Air Corp COM 81211K100 349 7696 SH DFND 1 7696 0 0 SemGroup Corp CL A 81663A105 455 10891 SH DFND 1 10891 0 0 Sherwin-Williams Co/The COM 824348106 2996 11150 SH DFND 1 11150 0 0 Ship Finance International Ltd SHS G81075106 375 25234 SH DFND 1 25234 0 0 Simon Property Group Inc COM 828806109 1613 9078 SH DFND 1 9078 0 0 Skyworks Solutions Inc COM 83088M102 2348 31443 SH DFND 1 31443 0 0 SL Green Realty Corp COM 78440X101 372 3458 SH DFND 1 3458 0 0 Solar Capital Ltd COM 83413U100 1576 75709 SH DFND 1 75709 0 0 Solar Senior Capital Ltd COM 83416M105 433 26313 SH DFND 1 26313 0 0 Sonoco Products Co COM 835495102 455 8630 SH DFND 1 8630 0 0 Southern Co/The COM 842587107 3463 70403 SH DFND 1 70403 0 0 Southwest Airlines Co COM 844741108 3514 70498 SH DFND 1 70498 0 0 Spark Energy Inc CL A COM 846511103 249 8228 SH DFND 1 8228 0 0 Spectra Energy Corp COM 847560109 2184 53152 SH DFND 1 53152 0 0 Sprouts Farmers Market Inc COM 85208M102 349 18427 SH DFND 1 18427 0 0 Stanley Black & Decker Inc COM 854502101 292 2550 SH DFND 1 2550 0 0 Staples Inc COM 855030102 3501 386818 SH DFND 1 386818 0 0 Starbucks Corp COM 855244109 4524 81488 SH DFND 1 81488 0 0 Starwood Property Trust Inc COM 85571B105 944 43005 SH DFND 1 43005 0 0 State Street Corp COM 857477103 851 10950 SH DFND 1 10950 0 0 Statoil ASA SPONSORED ADR 85771P102 1396 76534 SH DFND 1 76534 0 0 Stellus Capital Investment Corp COM 858568108 568 47133 SH DFND 1 47133 0 0 STMicroelectronics NV NY REGISTRY 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0 US Bancorp COM NEW 902973304 1050 20441 SH DFND 1 20441 0 0 Valero Energy Corp COM 91913Y100 7415 108532 SH DFND 1 108532 0 0 Vector Group Ltd COM 92240M108 687 30199 SH DFND 1 30199 0 0 Ventas Inc COM 92276F100 2906 46476 SH DFND 1 46476 0 0 Verizon Communications Inc COM 92343V104 15394 288394 SH DFND 1 288394 0 0 Vertex Pharmaceuticals Inc COM 92532F100 1750 23752 SH DFND 1 23752 0 0 Viacom Inc CL B 92553P201 517 14720 SH DFND 1 14720 0 0 Visa Inc COM CL A 92826C839 5394 69142 SH DFND 1 69142 0 0 Vodafone Group PLC SPNSR ADR 92857W308 579 23704 SH DFND 1 23704 0 0 Vornado Realty Trust SH BEN INT 929042109 394 3776 SH DFND 1 3776 0 0 Walgreens Boots Alliance Inc COM 931427108 980 11836 SH DFND 1 11836 0 0 Wal-Mart Stores Inc COM 931142103 2817 40750 SH DFND 1 40750 0 0 Walt Disney Co/The COM DISNEY 254687106 1367 13121 SH DFND 1 13121 0 0 Waste Connections Inc COM 94106B101 330 4205 SH DFND 1 4205 0 0 Waste Management Inc COM 94106L109 975 13751 SH DFND 1 13751 0 0 Waters Corp COM 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