0000899243-20-010352.txt : 20200406 0000899243-20-010352.hdr.sgml : 20200406 20200406200329 ACCESSION NUMBER: 0000899243-20-010352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200402 FILED AS OF DATE: 20200406 DATE AS OF CHANGE: 20200406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATTON THOMAS M CENTRAL INDEX KEY: 0001310306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38538 FILM NUMBER: 20778137 MAIL ADDRESS: STREET 1: C/O OSTEOTCH INC., 51 JAMES WAY CITY: EATONTOWN STATE: NJ ZIP: 07724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: electroCore, Inc. CENTRAL INDEX KEY: 0001560258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 203454976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 973-290-0097 MAIL ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: ElectroCore, LLC DATE OF NAME CHANGE: 20121012 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-02 0 0001560258 electroCore, Inc. ECOR 0001310306 PATTON THOMAS M 150 ALLEN ROAD, SUITE 201 BASKING RIDGE NJ 07920 1 0 0 0 Common Stock 2020-04-02 4 A 0 150000 0.00 A 150000 D Represents an award of restricted stock units. The restricted stock units vest (i) in 36 equal monthly increments over a period of 36 months from the grant date, and (ii) in full on the date immediately prior to a change of control, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. /s/ Thomas Patton 2020-04-06