0001193125-18-016375.txt : 20180123 0001193125-18-016375.hdr.sgml : 20180123 20180122195355 ACCESSION NUMBER: 0001193125-18-016375 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180122 GROUP MEMBERS: HOUSATONIC EQUITY AFFILIATES IV, L.P. GROUP MEMBERS: HOUSATONIC EQUITY INVESTORS IV, L.P. GROUP MEMBERS: HOUSATONIC EQUITY PARTNERS IV, L.L.C. GROUP MEMBERS: HOUSATONIC MICRO PARTNERS SBIC, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SERVICESOURCE INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001310114 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 810578975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86636 FILM NUMBER: 18540848 BUSINESS ADDRESS: STREET 1: 760 MARKET STREET, 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94102 BUSINESS PHONE: 4159016030 MAIL ADDRESS: STREET 1: 760 MARKET STREET, 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94102 FORMER COMPANY: FORMER CONFORMED NAME: SERVICESOURCE INTERNATIONAL LLC DATE OF NAME CHANGE: 20041129 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Housatonic Micro Fund SBIC, L.P. CENTRAL INDEX KEY: 0001516241 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 4010 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4704 BUSINESS PHONE: (415) 955-9020 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 4010 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4704 SC 13G/A 1 d527674dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 5)*

 

 

ServiceSource International, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value per share

(Title of Class of Securities)

81763U 10 0

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 81763U 10 0   13 G   Page 2 of 10 Pages

 

1  

NAMES OF REPORTING PERSONS.

 

Housatonic Micro Fund SBIC, L.P.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

3  

SEC USE ONLY

 

4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

6,849,281 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

6,849,281 shares of Common Stock (2)

9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,849,281 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.6% (3)

12  

TYPE OF REPORTING PERSON*

 

PN

 

(1) This Amendment No. 5 to the statement on Schedule 13G is filed by Housatonic Micro Fund SBIC, L.P. (“HMF SBIC”), Housatonic Micro Partners SBIC, L.L.C. (“HMP SBIC”), Housatonic Equity Investors IV, L.P. (“HEI IV”), Housatonic Equity Partners IV, L.L.C. (“HEP IV”) and Housatonic Equity Affiliates IV, L.P. (“HEA IV,” together with HMF SBIC, HMP SBIC, HEI IV and HEP IV, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (i) 3,926,205 shares owned by HMF SBIC; (ii) 2,794,261 shares owned by HEI IV; and (iii) 128,815 shares owned by HEA IV. HMP SBIC serves as the general partner of HMF SBIC and has voting and investment control over the shares owned by HMF SBIC and may be deemed to own beneficially the shares owned by HMF SBIC. HMP SBIC owns no securities of the Issuer directly. HEP IV serves as the general partner of HEI IV and HEA IV and has voting and investment control over the respective shares owned by HEI IV and HEA IV and may be deemed to own beneficially the shares owned by HEI IV and HEA IV. HEP IV owns no securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing This Amendment No. 5 to the statement on Schedule 13G is provided as of December 31, 2017.
(3) The percentages set forth on the cover sheets are calculated based on 90,154,059 shares of Common Stock reported to be outstanding as of October 31, 2017 as reported on the Issuer’s most recently filed 10-Q as filed with the Securities and Exchange Commission (the “SEC”) on November 8, 2017.


CUSIP NO. 81763U 10 0    13 G    Page 3 of 10 Pages

 

1  

NAMES OF REPORTING PERSONS.

 

Housatonic Micro Partners SBIC, L.L.C.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

3  

SEC USE ONLY

 

4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

6,849,281 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

6,849,281 shares of Common Stock (2)

9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,849,281 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.6% (3)

12  

TYPE OF REPORTING PERSON*

 

OO

 

(1) This Amendment No. 5 to the statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (i) 3,926,205 shares owned by HMF SBIC; (ii) 2,794,261 shares owned by HEI IV; and (iii) 128,815 shares owned by HEA IV. HMP SBIC serves as the general partner of HMF SBIC and has voting and investment control over the shares owned by HMF SBIC and may be deemed to own beneficially the shares owned by HMF SBIC. HMP SBIC owns no securities of the Issuer directly. HEP IV serves as the general partner of HEI IV and HEA IV and has voting and investment control over the respective shares owned by HEI IV and HEA IV and may be deemed to own beneficially the shares owned by HEI IV and HEA IV. HEP IV owns no securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing This Amendment No. 5 to the statement on Schedule 13G is provided as of December 31, 2017.
(3) The percentages set forth on the cover sheets are calculated based on 90,154,059 shares of Common Stock reported to be outstanding as of October 31, 2017 as reported on the Issuer’s most recently filed 10-Q as filed with the SEC on November 8, 2017.


CUSIP NO. 81763U 10 0    13 G    Page 4 of 10 Pages

 

1  

NAMES OF REPORTING PERSONS.

 

Housatonic Equity Investors IV, L.P.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

3  

SEC USE ONLY

 

4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

6,849,281 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

6,849,281 shares of Common Stock (2)

9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,849,281 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.6% (3)

12  

TYPE OF REPORTING PERSON*

 

PN

 

(1) This Amendment No. 5 to the statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (i) 3,926,205 shares owned by HMF SBIC; (ii) 2,794,261 shares owned by HEI IV; and (iii) 128,815 shares owned by HEA IV. HMP SBIC serves as the general partner of HMF SBIC and has voting and investment control over the shares owned by HMF SBIC and may be deemed to own beneficially the shares owned by HMF SBIC. HMP SBIC owns no securities of the Issuer directly. HEP IV serves as the general partner of HEI IV and HEA IV and has voting and investment control over the respective shares owned by HEI IV and HEA IV and may be deemed to own beneficially the shares owned by HEI IV and HEA IV. HEP IV owns no securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing This Amendment No. 5 to the statement on Schedule 13G is provided as of December 31, 2017.
(3) The percentages set forth on the cover sheets are calculated based on 90,154,059 shares of Common Stock reported to be outstanding as of October 31, 2017 as reported on the Issuer’s most recently filed 10-Q as filed with the SEC on November 8, 2017.


CUSIP NO. 81763U 10 0    13 G    Page 5 of 10 Pages

 

1  

NAMES OF REPORTING PERSONS.

 

Housatonic Equity Affiliates IV, L.P.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

3  

SEC USE ONLY

 

4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

6,849,281 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

6,849,281 shares of Common Stock (2)

9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,849,281 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.6% (3)

12  

TYPE OF REPORTING PERSON*

 

PN

 

(1) This Amendment No. 5 to the statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (i) 3,926,205 shares owned by HMF SBIC; (ii) 2,794,261 shares owned by HEI IV; and (iii) 128,815 shares owned by HEA IV. HMP SBIC serves as the general partner of HMF SBIC and has voting and investment control over the shares owned by HMF SBIC and may be deemed to own beneficially the shares owned by HMF SBIC. HMP SBIC owns no securities of the Issuer directly. HEP IV serves as the general partner of HEI IV and HEA IV and has voting and investment control over the respective shares owned by HEI IV and HEA IV and may be deemed to own beneficially the shares owned by HEI IV and HEA IV. HEP IV owns no securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing This Amendment No. 5 to the statement on Schedule 13G is provided as of December 31, 2017.
(3) The percentages set forth on the cover sheets are calculated based on 90,154,059 shares of Common Stock reported to be outstanding as of October 31, 2017 as reported on the Issuer’s most recently filed 10-Q as filed with the SEC on November 8, 2017.


CUSIP NO. 81763U 10 0    13 G    Page 6 of 10 Pages

 

1  

NAMES OF REPORTING PERSONS.

 

Housatonic Equity Partners IV, L.L.C.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

3  

SEC USE ONLY

 

4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

6,849,281 shares of Common Stock (2)

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

6,849,281 shares of Common Stock (2)

9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,849,281 shares of Common Stock (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.6% (3)

12  

TYPE OF REPORTING PERSON*

 

OO

 

(1) This Amendment No. 5 to the statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (i) 3,926,205 shares owned by HMF SBIC; (ii) 2,794,261 shares owned by HEI IV; and (iii) 128,815 shares owned by HEA IV. HMP SBIC serves as the general partner of HMF SBIC and has voting and investment control over the shares owned by HMF SBIC and may be deemed to own beneficially the shares owned by HMF SBIC. HMP SBIC owns no securities of the Issuer directly. HEP IV serves as the general partner of HEI IV and HEA IV and has voting and investment control over the respective shares owned by HEI IV and HEA IV and may be deemed to own beneficially the shares owned by HEI IV and HEA IV. HEP IV owns no securities of the Issuer directly. The information with respect to the ownership of the Common Stock by the Reporting Persons filing This Amendment No. 5 to the statement on Schedule 13G is provided as of December 31, 2017.
(3) The percentages set forth on the cover sheets are calculated based on 90,154,059 shares of Common Stock reported to be outstanding as of October 31, 2017 as reported on the Issuer’s most recently filed 10-Q as filed with the SEC on November 8, 2017.


Introductory Note: This Amendment No. 5 to the statement on Schedule 13G is being filed by the Reporting Persons in respect of shares of Common Stock, par value $0.0001 per share (“Common Stock”), of ServiceSource International, Inc. (the “Issuer”).

 

Item 1

 

(a)    Name of Issuer:    ServiceSource International, Inc.
(b)    Address of Issuer’s   
   Principal Executive Offices:    760 Market Street, 4th Floor
      San Francisco, California 94102

 

Item 2

 

(a) Name of Person(s) Filing:

Housatonic Micro Fund SBIC, L.P. (“HMF SBIC”)

Housatonic Micro Partners SBIC, L.L.C. (“HMP SBIC”)

Housatonic Equity Investors IV, L.P. (“HEI IV”)

Housatonic Equity Affiliates IV, L.P. (“HEA IV”)

Housatonic Equity Partners IV, L.L.C. (“HEP IV”)

 

(b)   Address of Principal Business Office:

  

c/o Housatonic Partners

One Post Street, Suite 2600

San Francisco, California 94104-5203

 

(c) Citizenship:

 

HMF SBIC

  

Delaware

HMP SBIC

  

Delaware

HEI IV

  

Delaware

HEA IV

  

Delaware

HEP IV

  

Delaware

 

(d) Title of Class of Securities:Common Stock

 

(e) CUSIP Number:81763U 10 0

 

Item 3 Not applicable.

 

Page 7 of 10 Pages


Item 4 Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing This Amendment No. 5 to the statement on Schedule 13G is provided as of December 31, 2017:

 

Reporting Persons    Shares Held
Directly (1)
     Sole Voting
Power
     Shared
Voting
Power (1)
     Sole
Dispositive
Power
     Shared
Dispositive
Power (1)
     Beneficial
Ownership (1)
     Percentage of
Class (1, 3)
 

HMF SBIC

     3,926,205        0        6,849,281        0        6,849,281        6,849,281        7.6

HMP SBIC (2)

     0        0        6,849,281        0        6,849,281        6,849,281        7.6

HEI IV

     2,794,261        0        6,849,281        0        6,849,281        6,849,281        7.6

HEA IV

     128,815        0        6,849,281        0        6,849,281        6,849,281        7.6

HEP IV (2)

     0        0        6,849,281        0        6,849,281        6,849,281        7.6

 

(1) Represents the number of shares of Common Stock currently owned by the Reporting Persons.
(2) HMP SBIC serves as the general partner of HMF SBIC and has voting and investment control over the shares owned by HMF SBIC and may be deemed to own beneficially the shares owned by HMF SBIC. HMP SBIC owns no securities of the Issuer directly. HEP IV serves as the general partner of HEI IV and HEA IV and has voting and investment control over the respective shares owned by HEI IV and HEA IV and may be deemed to own beneficially the shares owned by HEI IV and HEA IV. HEP IV owns no securities of the Issuer directly.
(3) The percentages set forth on the cover sheets are calculated based on 90,154,059 shares of Common Stock reported to be outstanding as of October 31, 2017 as reported on the Issuer’s most recently filed 10-Q as filed with the Securities and Exchange Commission (the “SEC”) on November 8, 2017.

 

Item 5 Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  

 

Item 6 Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

Item 8 Identification and Classification of Members of the Group.

Not applicable.

 

Item 9 Notice of Dissolution of Group.

Not applicable.

 

Item 10 Certification.

Not applicable.

 

Page 8 of 10 Pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: January 22, 2018
Housatonic Micro Fund SBIC, L.P.
By:   Housatonic Micro Partners SBIC, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Micro Partners SBIC, L.L.C.
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Investors IV, L.P.
By:   Housatonic Equity Partners IV, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Affiliates IV, L.P.
By:   Housatonic Equity Partners IV, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Partners IV, L.L.C.
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager

Exhibit(s):

A - Joint Filing Statement

 

Page 9 of 10 Pages

EX-99.A 2 d527674dex99a.htm EX-99.A EX-99.A

EXHIBIT A

JOINT FILING STATEMENT

We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of ServiceSource International, Inc. is filed on behalf of each of us.

 

Dated: January 22, 2018
Housatonic Micro Fund SBIC, L.P.
By:   Housatonic Micro Partners SBIC, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Micro Partners SBIC, L.L.C.
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Investors IV, L.P.
By:   Housatonic Equity Partners IV, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Affiliates IV, L.P.
By:   Housatonic Equity Partners IV, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Partners IV, L.L.C.
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager

 

Page10 of 10 Pages