0001123292-18-000953.txt : 20180905 0001123292-18-000953.hdr.sgml : 20180905 20180905160637 ACCESSION NUMBER: 0001123292-18-000953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180904 FILED AS OF DATE: 20180905 DATE AS OF CHANGE: 20180905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pinkerton Robert N CENTRAL INDEX KEY: 0001639231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35108 FILM NUMBER: 181055177 MAIL ADDRESS: STREET 1: C/O SERVICESOURCE INTERNATIONAL INC STREET 2: 760 MARKET STREET, #400 CITY: SAN FRANCISCO STATE: CA ZIP: 94102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVICESOURCE INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001310114 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 810578975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 717 17TH STREET STREET 2: 5TH FLOOR CITY: DENVER STATE: CO ZIP: 80222 BUSINESS PHONE: 7208898500 MAIL ADDRESS: STREET 1: 717 17TH STREET STREET 2: 5TH FLOOR CITY: DENVER STATE: CO ZIP: 80222 FORMER COMPANY: FORMER CONFORMED NAME: SERVICESOURCE INTERNATIONAL LLC DATE OF NAME CHANGE: 20041129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-04 0001310114 SERVICESOURCE INTERNATIONAL, INC. SREV 0001639231 Pinkerton Robert N C/O SERVICESOURCE INTERNATIONAL, INC. 717 17TH STREET, 5TH FLOOR DENVER CO 80202 0 1 0 0 Chief Financial Officer Common Stock 2018-09-04 4 F 0 62887 3.13 D 1659485 D Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with vesting of certain RSUs previously reported in Table 1 as required following the grant date. This sale is mandated by the Issuer's election under its equity incentive plan requiring satisfaction of tax withholding obligations by a "sell to cover" transaction, and does not represent a discretionary trade by the reporting person. This transaction was executed in multiple trades during the day at prices ranging from $3.10 to $3.17, inclusive. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. /s/ Patricia A. Elias, by power of attorney 2018-09-05