0001123292-18-000737.txt : 20180518
0001123292-18-000737.hdr.sgml : 20180518
20180518184953
ACCESSION NUMBER: 0001123292-18-000737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180516
FILED AS OF DATE: 20180518
DATE AS OF CHANGE: 20180518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reynolds Barry D.
CENTRAL INDEX KEY: 0001516262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35108
FILM NUMBER: 18848074
MAIL ADDRESS:
STREET 1: 44 MONTGOMERY STREET, SUITE 4010
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104-4704
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERVICESOURCE INTERNATIONAL, INC.
CENTRAL INDEX KEY: 0001310114
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 810578975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 760 MARKET STREET, 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94102
BUSINESS PHONE: 4159016030
MAIL ADDRESS:
STREET 1: 760 MARKET STREET, 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94102
FORMER COMPANY:
FORMER CONFORMED NAME: SERVICESOURCE INTERNATIONAL LLC
DATE OF NAME CHANGE: 20041129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-16
0001310114
SERVICESOURCE INTERNATIONAL, INC.
SREV
0001516262
Reynolds Barry D.
C/O HOUSATONIC PARTNERS
ONE POST STREET, SUITE 2600
SAN FRANCISCO
CA
94104
1
0
0
0
Common Stock
2018-05-16
4
A
0
35366
0
A
70617
D
Common Stock
2018-05-18
4
J
0
35251
D
35366
D
Common Stock
2018-05-18
4
J
0
20207
A
3946412
I
By Housatonic Micro Fund SBIC, LP
Common Stock
2018-05-18
4
J
0
14381
A
2808642
I
By Housatonic Equity Investors IV, LP
Common Stock
2018-05-18
4
J
0
663
A
129478
I
By Housatonic Equity Affiliates IV, LP
The reported shares are represented by restricted stock units or RSUs. All of the RSUs vest on May 16, 2019.
Pursuant to the policies of Housatonic Partners, the Reporting Person is deemed to hold the reported securities for the benefit of Housatonic Equity Investors IV, L.P. ("HEI IV"), Housatonic Equity Affiliates IV, L.P. ("HEA IV") and Housatonic Micro Fund SBIC, L.P. ("HMF SBIC"). Accordingly, HEI IV, HEA IV and HMF SBIC may be deemed the indirect beneficial owners of the securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
Represents the transfer of shares received by the Reporting Person upon the vesting and settlement of RSUs granted to the Reporting Person for service on the issuer's board of directors on May 16, 2018, for no additional consideration, as follows: 14,381 shares to HEI IV, 663 shares to HEA IV, and 20,207 shares to HMF SBIC. Pursuant to the policies of Housatonic Partners, the Reporting Person was deemed to hold these securities for the benefit of HEI IV, HEA IV and HMF SBIC.
The securities are owned by HMF SBIC. The Reporting Person is Manager of Housatonic Micro Partners SBIC, L.L.C. which serves as the general partner of HMF SBIC. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HMF SBIC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
The securities are owned by HEI IV. The Reporting Person is a Manager of Housatonic Equity Partners IV, L.L.C. ("HEP IV") which serves as the general partner of HEI IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEI IV. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his proportionate pecuniary interest therein.
The securities are owned by HEA IV. The Reporting Person is a Manager of HEP IV which serves as the general partner of HEA IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEA IV. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
/s/ Patricia A. Elias, by power of attorney
2018-05-18