0001123292-18-000737.txt : 20180518 0001123292-18-000737.hdr.sgml : 20180518 20180518184953 ACCESSION NUMBER: 0001123292-18-000737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180516 FILED AS OF DATE: 20180518 DATE AS OF CHANGE: 20180518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reynolds Barry D. CENTRAL INDEX KEY: 0001516262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35108 FILM NUMBER: 18848074 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 4010 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVICESOURCE INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001310114 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 810578975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 760 MARKET STREET, 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94102 BUSINESS PHONE: 4159016030 MAIL ADDRESS: STREET 1: 760 MARKET STREET, 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94102 FORMER COMPANY: FORMER CONFORMED NAME: SERVICESOURCE INTERNATIONAL LLC DATE OF NAME CHANGE: 20041129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-05-16 0001310114 SERVICESOURCE INTERNATIONAL, INC. SREV 0001516262 Reynolds Barry D. C/O HOUSATONIC PARTNERS ONE POST STREET, SUITE 2600 SAN FRANCISCO CA 94104 1 0 0 0 Common Stock 2018-05-16 4 A 0 35366 0 A 70617 D Common Stock 2018-05-18 4 J 0 35251 D 35366 D Common Stock 2018-05-18 4 J 0 20207 A 3946412 I By Housatonic Micro Fund SBIC, LP Common Stock 2018-05-18 4 J 0 14381 A 2808642 I By Housatonic Equity Investors IV, LP Common Stock 2018-05-18 4 J 0 663 A 129478 I By Housatonic Equity Affiliates IV, LP The reported shares are represented by restricted stock units or RSUs. All of the RSUs vest on May 16, 2019. Pursuant to the policies of Housatonic Partners, the Reporting Person is deemed to hold the reported securities for the benefit of Housatonic Equity Investors IV, L.P. ("HEI IV"), Housatonic Equity Affiliates IV, L.P. ("HEA IV") and Housatonic Micro Fund SBIC, L.P. ("HMF SBIC"). Accordingly, HEI IV, HEA IV and HMF SBIC may be deemed the indirect beneficial owners of the securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein. Represents the transfer of shares received by the Reporting Person upon the vesting and settlement of RSUs granted to the Reporting Person for service on the issuer's board of directors on May 16, 2018, for no additional consideration, as follows: 14,381 shares to HEI IV, 663 shares to HEA IV, and 20,207 shares to HMF SBIC. Pursuant to the policies of Housatonic Partners, the Reporting Person was deemed to hold these securities for the benefit of HEI IV, HEA IV and HMF SBIC. The securities are owned by HMF SBIC. The Reporting Person is Manager of Housatonic Micro Partners SBIC, L.L.C. which serves as the general partner of HMF SBIC. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HMF SBIC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein. The securities are owned by HEI IV. The Reporting Person is a Manager of Housatonic Equity Partners IV, L.L.C. ("HEP IV") which serves as the general partner of HEI IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEI IV. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his proportionate pecuniary interest therein. The securities are owned by HEA IV. The Reporting Person is a Manager of HEP IV which serves as the general partner of HEA IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEA IV. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein. /s/ Patricia A. Elias, by power of attorney 2018-05-18